Open-mkt buys · 90d
$549.92M
207 trades · 78 insiders
Open-mkt sales · 90d
$63.45M
14 trades · 8 insiders
Net · 90d
$486.47M
Insiders on file
3109
Daily buy vs sell · 90 days
■ Open-market buys (P) ■ Open-market sales (S) · daily dollar value by transaction date
Insiders
| Insider | Role | Trades | Bought | Sold | Last trade |
|---|---|---|---|---|---|
| Invesco Advisers, Inc. | Director | 48 | $0 | $0 | 2026-11-02 |
| Kolodziej Paul | CFO and Treasurer | 1 | $35.0K | $0 | 2026-11-02 |
| Apollo Principal Holdings VI, L.P. | 10% Owner | 8 | $60.80M | $0 | 2026-10-29 |
| PRUDENTIAL INSURANCE CO OF AMERICA | 10% Owner | 6 | $108.19M | $14.58M | 2026-10-28 |
| ROONEY ROBERT GERALD | Director | 7 | $594.0K | $200.0K | 2026-10-28 |
| ADAMS STREET PARTNERS, L.P. | 10% Owner | 3 | $0 | $0 | 2026-10-27 |
| HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL | 10% Owner | 12 | $25.20M | $0 | 2026-10-26 |
| HARRIS MATTHEW CHRISTOPHER | Director | 14 | $362.0K | $0 | 2026-10-26 |
| Staloch Alison | Treasurer | 89 | $89.8K | $0 | 2026-10-26 |
| Haught Thomas A | Director | 14 | $1.16M | $0 | 2026-10-26 |
| LIBERTY MUTUAL HOLDING Co INC. | 10% Owner | 23 | $110.23M | $0 | 2026-10-26 |
| Stewart Michael Paul | Director | 4 | $0 | $0 | 2026-10-23 |
| Phun Phieu | Chief Financial Officer | 6 | $0 | $0 | 2026-10-23 |
| Martin Gregory Scott | Director | 19 | $0 | $0 | 2026-10-23 |
| Boothe Douglas | Director | 4 | $0 | $0 | 2026-10-23 |
| Tarnok Michael P. | Director | 2 | $0 | $0 | 2026-10-23 |
| Cameron Kevin J | President and CEO | 10 | $0 | $0 | 2026-10-23 |
| Smith Timothy Adair | Vice President | 5 | $2.10M | $0 | 2026-10-22 |
| Abrahams Riad M | Chief Executive Officer, Director | 4 | $1.10M | $0 | 2026-10-22 |
| Steenberg Russell W | Director | 6 | $0 | $0 | 2026-10-21 |
| Willis Martha | Director | 6 | $0 | $0 | 2026-10-21 |
| Curtis Barry | Director | 6 | $0 | $0 | 2026-10-21 |
| Blackstone Private Multi-Asset Credit & Income Fund | 10% Owner | 10 | $109.99M | $0 | 2026-10-21 |
| Naratil Thomas C. | Director | 13 | $2.00M | $0 | 2026-10-21 |
| Schmitz Ronald D. | Director | 13 | $0 | $0 | 2026-10-21 |
| Nolan Philip Michael Gerard | Director | 14 | $0 | $0 | 2026-10-21 |
| Glassford Patricia | Director | 4 | $0 | $0 | 2026-10-21 |
| Monte Mark David | Director | 105 | $47.0K | $0 | 2026-10-21 |
| Booth Richard Whitaker | Other | 202 | $83.1K | $0 | 2026-10-21 |
| Williams Kelly Marie | Director | 15 | $0 | $0 | 2026-10-21 |
| Blackstone Holdings IV L.P. | 10% Owner | 10 | $55.12M | $0 | 2026-10-21 |
| Mills Joshua Ananda | Sr. VP & General Counsel | 26 | $0 | $0 | 2026-10-21 |
| MCDEARMAN JOHN | evp | 68 | $66.0K | $0 | 2026-10-21 |
| KIESEL JEFFREY R | Director | 4 | $0 | $0 | 2026-10-21 |
| SCHNABEL SUSAN C | Director | 14 | $0 | $0 | 2026-10-21 |
| ROBERTS GEOFFREY D | Director | 4 | $0 | $0 | 2026-10-21 |
| SOMERHALDER JOHN W II | Director | 14 | $0 | $0 | 2026-10-21 |
| Williams Brian S | See Remarks | 11 | $1.09M | $0 | 2026-10-19 |
| POMINSKI LISA | evp | 123 | $79.2K | $6.5K | 2026-10-16 |
| Perkins David F. | Vice President | 93 | $43.0K | $51 | 2026-10-15 |
| Schreiner Megan E. | PRESIDENT | 56 | $126.1K | $0 | 2026-10-15 |
| Swenson Luke B. | CHIEF INVESTMENT OFFICER | 69 | $125.4K | $0 | 2026-10-15 |
| Hammes Gregory P. | Other | 31 | $888 | $0 | 2026-10-15 |
| Carlson Michael Paul | GENERAL COUNSEL & SECRETARY | 19 | $14.5K | $0 | 2026-10-15 |
| Polovitz Mark | Other | 27 | $2.2K | $0 | 2026-10-15 |
| Korsmo Michelle L. | Other | 158 | $899.1K | $0 | 2026-10-15 |
| THOMSEN JOEL S. | President | 80 | $480.6K | $367.3K | 2026-10-15 |
| Hunt Timothy | Other | 148 | $1.91M | $60 | 2026-10-15 |
| Wieland James | Other | 216 | $4.85M | $64.0K | 2026-10-15 |
| Wolf Lance | Other | 165 | $1.46M | $252.9K | 2026-10-15 |
| Regan Kenneth P | Chief Executive Officer | 83 | $6.29M | $840 | 2026-10-15 |
| GOLDENTREE ASSET MANAGEMENT LP | 10% Owner | 10 | $136.29M | $0 | 2026-10-14 |
| Starr Gayle P | Director | 94 | $21.3K | $0 | 2026-10-09 |
| Jenkins Brandon T. | Other | 27 | $2.3K | $0 | 2026-10-09 |
| Hall Bjorn | Secretary and CCO | 97 | $75.8K | $0 | 2026-10-09 |
| Miller Benjamin S. | President, Director | 23 | $52.8K | $0 | 2026-10-09 |
| Ungerecht Joshua | Director | 14 | $0 | $0 | 2026-10-08 |
| Thomas Warren | Director | 13 | $106.3K | $0 | 2026-10-08 |
| Fisher David Allan | Director | 8 | $0 | $0 | 2026-10-08 |
| STOLLER LAWRENCE B | Director | 1 | $10.0K | $0 | 2026-10-05 |
| MODINE MANUFACTURING CO | 10% Owner | 1 | $0 | $0 | 2026-10-01 |
| Furlong David G | Vice President, Director | 1 | $0 | $0 | 2026-10-01 |
| Smith George Christopher | Director | 2 | $0 | $0 | 2026-10-01 |
| Patten Jeremy Michael | Chief Executive Officer | 1 | $0 | $0 | 2026-10-01 |
| WINGERTZAHN MICHAEL | Director | 26 | $130.0K | $0 | 2026-10-01 |
| SELTER ERIC JAY | Other | 3 | $1.70M | $0 | 2026-10-01 |
| Duncan Thomas Patrick | Director | 11 | $0 | $0 | 2026-10-01 |
| Lucareli Michael B | Director | 1 | $0 | $0 | 2026-10-01 |
| Roth Erin Jennifer | Secretary, Director | 1 | $0 | $0 | 2026-10-01 |
| Forman Michael C. | President and CEO | 77 | $44.80M | $8.76M | 2026-10-01 |
| KRETZMER W BRIAN | Director | 23 | $0 | $0 | 2026-10-01 |
| SILVER HOWARD A | Director | 14 | $0 | $0 | 2026-10-01 |
| KRASNOFF JEFFREY P | Director | 28 | $0 | $11.37M | 2026-10-01 |
| SENEFF JAMES M JR | Director | 48 | $5.00M | $0 | 2026-09-30 |
| Henke Steven | Chief Financial Officer | 3 | $11.1K | $0 | 2026-09-30 |
| Rooder Brian James | CCO and Secretary | 4 | $15.9K | $0 | 2026-09-30 |
| Bronner Scott Jonathan | President, Director | 6 | $1.55M | $0 | 2026-09-30 |
| Meaney Susan | Director | 22 | $0 | $0 | 2026-09-30 |
| KKR Alternative Assets LLC | 10% Owner | 11 | $64.29M | $0 | 2026-09-30 |
| Bermanzohn Fran | Director | 22 | $0 | $0 | 2026-09-30 |
| Binstock Joan | Director | 45 | $561.0K | $0 | 2026-09-30 |
| Leighton Jeffrey T. | Director | 20 | $0 | $0 | 2026-09-30 |
| Rynders Perry M. | Director | 19 | $0 | $0 | 2026-09-30 |
| Shealy Jeffrey B. | President and CEO | 5 | $0 | $1000.0K | 2026-09-30 |
| JANIS FRANCES | Treasurer and PFO | 5 | $265.3K | $187.2K | 2026-09-30 |
| Rudy Paul | Vice President, Business, Director | 5 | $0 | $0 | 2026-09-30 |
| JONES WILLIAM D /CA/ | Director | 8 | $0 | $0 | 2026-09-30 |
| KROPP JAMES H | Director | 73 | $452.9K | $0 | 2026-09-30 |
| James Christopher J. | Chairperson, Director | 5 | $632.5K | $0 | 2026-09-29 |
| Morrison Thomas M | President | 5 | $1.04M | $0 | 2026-09-29 |
| Solotar Joan | Director | 5 | $5.61M | $0 | 2026-09-29 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | Other | 52 | $93.72M | $184.34M | 2026-09-28 |
| Gartner Steven John | Director | 4 | $0 | $0 | 2026-09-28 |
| Fichera Alfred | Director | 4 | $0 | $0 | 2026-09-28 |
| Comer Wynne Richards | Director | 10 | $526.7K | $0 | 2026-09-28 |
| Boswell Taylor | President & CIO | 14 | $550.2K | $0 | 2026-09-28 |
| UAW Chrysler Retirees Medical Benefits Plan | 10% Owner | 69 | $891.12M | $0 | 2026-09-28 |
| UAW Ford Retirees Medical Benefits Plan | 10% Owner | 57 | $948.17M | $0 | 2026-09-28 |
| Platinum Falcon B 2018 RSC Ltd | 10% Owner | 12 | $329.39M | $0 | 2026-09-28 |
| Fuchs Christine | Director | 4 | $0 | $0 | 2026-09-28 |
| Herbert Cecilia Healy | Director | 4 | $0 | $0 | 2026-09-28 |
| Kencel Kenneth J. | President | 27 | $1.87M | $0 | 2026-09-28 |
| Abu Dhabi Investment Authority | 10% Owner | 11 | $282.88M | $0 | 2026-09-28 |
| Simmons James H. III | Director | 4 | $0 | $0 | 2026-09-25 |
| Marano Thomas F. | Director | 4 | $0 | $0 | 2026-09-25 |
| Chrystal John C | Director | 4 | $0 | $0 | 2026-09-25 |
| Kasdin Robert A | Director | 6 | $0 | $0 | 2026-09-25 |
| Safran Andrew | Director | 3 | $0 | $0 | 2026-09-23 |
| Asner Scott Ian | Director | 3 | $0 | $0 | 2026-09-23 |
| Eby Joe | Director | 4 | $0 | $0 | 2026-09-23 |
| Newberry Edward | Director | 37 | $224.6K | $0 | 2026-09-23 |
| Blackstone Advisory Services L.L.C. | 10% Owner | 2 | $5.02M | $0 | 2026-09-23 |
| Clifford Stephen M | Director | 6 | $27.5K | $0 | 2026-09-23 |
| Breuckmann Pamela A | Director | 8 | $0 | $0 | 2026-09-23 |
| HAMILTON LANE ADVISORS LLC | Other | 20 | $81.30M | $0 | 2026-09-23 |
| Blackstone Inc. | 10% Owner | 13 | $65.02M | $70.56M | 2026-09-23 |
| MORRISSEY MICHAEL F | Director | 7 | $11.7K | $0 | 2026-09-23 |
| FERRELL JAMES E | Director | 6 | $0 | $0 | 2026-09-23 |
| Gardiner William Simpson | Chief Compliance Officer | 3 | $150.0K | $0 | 2026-09-22 |
| Uffner Gregory Adam | Chief Legal Officer | 3 | $150.0K | $0 | 2026-09-22 |
| Knopp Paul James | Director | 5 | $300.0K | $0 | 2026-09-22 |
| Collins Philip Daniel | Director | 5 | $6.00M | $0 | 2026-09-22 |
| Desai Ravi Rajendra | President | 3 | $1.20M | $0 | 2026-09-22 |
| Jaffe Max James | Chief Operating Officer | 3 | $150.0K | $0 | 2026-09-22 |
| Querrey Kimberly K. | Director | 5 | $21.00M | $0 | 2026-09-22 |
| Munro Lucy Lu | Chief Operating Officer, Director | 3 | $202.0K | $0 | 2026-09-18 |
| Dreyfuss Avraham | Chief Financial Officer | 4 | $201.0K | $0 | 2026-09-18 |
| Fair James Thomas | Vice President | 9 | $0 | $0 | 2026-09-17 |
| Finnerty Sheila A | Director | 11 | $0 | $0 | 2026-09-17 |
| Roos Jason T | Director | 9 | $0 | $0 | 2026-09-17 |
| Connolly Thomas | Co-President, Director | 12 | $0 | $0 | 2026-09-17 |
| Koester Michael E | Co-President, Director | 12 | $0 | $0 | 2026-09-17 |
| MSD CAPITAL, L.P. | 10% Owner | 4 | $80.95M | $0 | 2026-09-17 |
| LAWRY SETH W | Director | 9 | $0 | $0 | 2026-09-17 |
| KKR Management LLP | 10% Owner | 10 | $5.69M | $0 | 2026-09-16 |
| JANUS HENDERSON INVESTORS US LLC | 10% Owner | 4 | $0 | $9.49M | 2026-09-15 |
| Ladd Robert T. | CEO and President, Other | 13 | $463.2K | $0 | 2026-09-15 |
| Huskinson W. Todd | CFO, CCO and Secretary | 13 | $68.6K | $0 | 2026-09-15 |
| D'Angelo Dean | Other | 12 | $349.8K | $0 | 2026-09-15 |
| BANKERS LIFE & CASUALTY CO | 10% Owner | 10 | $61.00M | $0 | 2026-09-14 |
| Lewinsohn Jonathan | Director | 28 | $17.21M | $0 | 2026-09-10 |
| RESSLER RICHARD S | Director | 61 | $16.21M | $0 | 2026-09-04 |
| Nakamura Shuji | See Remarks, Director, 10% Owner | 4 | $0 | $0 | 2026-09-04 |
| Truong Vanessa Ann | See Remarks | 4 | $0 | $0 | 2026-09-04 |
| August Mathew | Director | 4 | $0 | $0 | 2026-09-04 |
| Lucius Partners LLC | 10% Owner | 6 | $0 | $0 | 2026-09-04 |
| Schreiber Jason K | Director | 14 | $0 | $332.0K | 2026-09-04 |
| Ogawa Richard | Secretary | 9 | $130.0K | $150.0K | 2026-09-04 |
| Vayntrub Erik A. | Senior Vice President | 2 | $0 | $0 | 2026-09-01 |
| Doddy Hurley | Director | 8 | $333.8K | $0 | 2026-09-01 |
| Spence John Yogi | Other | 4 | $200.0K | $0 | 2026-09-01 |
| Harper Robert G IV | President | 20 | $6.29M | $0 | 2026-09-01 |
| Tanemura Ronald | Director | 8 | $500.7K | $0 | 2026-09-01 |
| Waxman Alan | Vice President | 8 | $209.88M | $0 | 2026-09-01 |
| Corbin Capital Partners, L.P. | 10% Owner | 4 | $12.50M | $0 | 2026-09-01 |
| Slotkin Judy S | Director | 8 | $333.8K | $0 | 2026-09-01 |
| HARVEY ELLEN D | Director | 148 | $0 | $0 | 2026-09-01 |
| HIGGINBOTHAM RICHARD A | Director | 8 | $333.8K | $0 | 2026-09-01 |
| OROURKE MAUREEN | Other | 2 | $0 | $80.7K | 2026-08-31 |
| ROBERTS GEORGE R | 10% Owner | 11 | $33.67M | $0 | 2026-08-31 |
| Patel Viral | Chief Executive Officer, Director | 7 | $7.00M | $0 | 2026-08-28 |
| Blackstone Private Credit Strategies LLC | 10% Owner | 6 | $57.25M | $0 | 2026-08-21 |
| Host-Plus Pty Ltd as trustee for the HOSTPLUS Pooled Superannuation Trust | 10% Owner | 2 | $41.58M | $0 | 2026-08-21 |
| Blackstone Group Management L.L.C. | 10% Owner | 10 | $7.13M | $169.85M | 2026-08-21 |
| COMER JAMES F | Director | 27 | $151.0K | $58.2K | 2026-08-20 |
| PATTON JAMES ANTHONY | Director | 41 | $27.6K | $494.5K | 2026-08-17 |
| Carras Susan | Director | 8 | $100.0K | $0 | 2026-08-14 |
| Griffith Field | Director | 9 | $0 | $0 | 2026-08-14 |
| Beier Raymond J. | Director | 13 | $0 | $0 | 2026-08-14 |
| Cohen Frank | Director | 8 | $14.00M | $0 | 2026-08-14 |
| GILCHRIST RICHARD I | Director | 10 | $249.9K | $0 | 2026-08-14 |
| LEWIS EDWARD | Director | 9 | $0 | $0 | 2026-08-14 |
| Audax Private Credit Business, LP | 10% Owner | 2 | $14.55M | $0 | 2026-08-12 |
| 101 HUNTINGTON HOLDINGS LLC | 10% Owner | 2 | $14.55M | $0 | 2026-08-12 |
| WALKER TAYLOR | EVP | 11 | $0 | $0 | 2026-08-11 |
| BLUME JESSICA L. | Director | 13 | $433.8K | $0 | 2026-08-11 |
| French Scot | Director | 2 | $20.00M | $0 | 2026-08-10 |
| Choi Yoohyun | Chief Legal Officer | 2 | $1.00M | $0 | 2026-08-10 |
| Busch Robert W | See Remarks | 2 | $200.0K | $0 | 2026-08-10 |
| Lawson Hugh J | Co-Chief Executive Officer | 2 | $800.0K | $0 | 2026-08-10 |
| Neuberger Berman Group LLC | 10% Owner, Other | 16 | $100.36M | $0 | 2026-08-07 |
| Sanchez Bryan B. | Director | 2 | $0 | $0 | 2026-08-06 |
| Lang Scott W. | Director | 2 | $0 | $0 | 2026-08-06 |
| Schaefer Paula | Director | 3 | $0 | $0 | 2026-08-06 |
| Williams Dawanna | Director | 5 | $0 | $0 | 2026-08-06 |
| GSAM Holdings LLC | Other | 11 | $53.38M | $0 | 2026-08-06 |
| HAGESTAD JOHN S. | Director | 14 | $0 | $0 | 2026-08-06 |
| Burton Marshall M. | Director | 17 | $0 | $0 | 2026-08-06 |
| Qatar Investment Authority | 10% Owner | 9 | $319.50M | $0 | 2026-08-06 |
| Duke Charles B | Director | 32 | $0 | $0 | 2026-08-06 |
| Woodberry John P | Director | 18 | $33.8K | $0 | 2026-08-06 |
| J.P. Morgan Investment Management Inc. | Other | 6 | $50.21M | $90.00M | 2026-08-06 |
| CLEMONS JAMES RANDALL | Director | 48 | $520.3K | $200.1K | 2026-08-06 |
| RICHERSON HERBERT ELMER | President | 72 | $444.0K | $78.1K | 2026-08-05 |
| BELL JACK W | Director | 41 | $247.1K | $771.2K | 2026-08-04 |
| Korn Karen R. | Vice President | 2 | $90.0K | $0 | 2026-08-03 |
| Sarti Jeffrey | Vice President | 5 | $325.0K | $0 | 2026-08-03 |
| Corbin Capital Partners GP, LLC | 10% Owner | 2 | $7.50M | $0 | 2026-08-03 |
| Boyer Ryan | Director | 21 | $0 | $0 | 2026-08-03 |
| Schiff David M | Director | 16 | $0 | $0 | 2026-08-03 |
| Shah Sanjay C | Director | 2 | $0 | $0 | 2026-08-03 |
| Zimmerman Bruce | Director | 2 | $0 | $0 | 2026-08-03 |
| Connors Terence J | Director | 26 | $0 | $0 | 2026-08-03 |
| Buchholz Karen Dougherty | Director | 26 | $0 | $0 | 2026-08-03 |
| Baldock Jennifer A | Director | 2 | $0 | $0 | 2026-08-03 |
| FRY JOHN A | Director | 24 | $0 | $0 | 2026-08-03 |
| HANKOWSKY WILLIAM P | Director | 10 | $0 | $0 | 2026-08-03 |
| Green Joshua Michael | Director | 2 | $2.50M | $0 | 2026-07-29 |
| Apollo Principal Holdings B GP, LLC | 10% Owner | 10 | $68.69M | $0 | 2026-07-29 |
| PRUCO LIFE INSURANCE CO | 10% Owner | 3 | $28.50M | $5.31M | 2026-07-28 |
| Silver Point Capital L.P. | 10% Owner | 27 | $70.37M | $40.36M | 2026-07-28 |
| MULE EDWARD A | 10% Owner | 46 | $93.28M | $46.13M | 2026-07-28 |
| SODERBERY ROBERT | Director | 3 | $0 | $0 | 2026-07-27 |
| Kumar Nisha | Director | 3 | $0 | $0 | 2026-07-27 |
| MORGAN MICHAEL C | Director | 3 | $0 | $0 | 2026-07-27 |
| Haugen Timothy | Other | 71 | $1.08M | $396.6K | 2026-07-24 |
| Gamson Michael | Director | 4 | $10.00M | $0 | 2026-07-24 |
| Langer Mark | Director | 1 | $0 | $0 | 2026-07-24 |
| Platinum International Investment Holding RSC Ltd | 10% Owner | 15 | $479.49M | $0 | 2026-07-23 |
| Blackstone Holdings I L.P. | 10% Owner | 5 | $139.95M | $0 | 2026-07-23 |
| Assured Guaranty Inc. | 10% Owner | 1 | $5.20M | $0 | 2026-07-22 |
| Hershey John D. | Director | 5 | $0 | $0 | 2026-07-22 |
| Vandecruze Grace | Director | 9 | $1.49M | $0 | 2026-07-22 |
| KATZKE SUSAN ROTH | Director | 8 | $550.0K | $0 | 2026-07-22 |
| Fernandez Andre J | Director | 4 | $400.0K | $0 | 2026-07-22 |
| SULLIVAN OWEN J | Director | 2 | $0 | $0 | 2026-07-22 |
| Lifshin Marc Chanin | Director, 10% Owner | 3 | $61.82M | $0 | 2026-07-21 |
| CS RE Holdings, LLC | 10% Owner | 3 | $61.82M | $0 | 2026-07-21 |
| Stouch Cheryl Ann | EVP & Chief Info Officer | 6 | $0 | $0 | 2026-07-21 |
| Williamson Susan Ann | EVP & Chief Compliance Officer | 6 | $0 | $0 | 2026-07-21 |
| Basso Tracy | EVP & CHRO | 6 | $0 | $0 | 2026-07-21 |
| Efron Paul | Director | 8 | $0 | $0 | 2026-07-15 |
| Hirsch Scott | Director | 7 | $0 | $0 | 2026-07-15 |
| Zinman Jon | Director | 11 | $0 | $0 | 2026-07-15 |
| Langlois Sophia J. | Director | 7 | $0 | $0 | 2026-07-15 |
| Donato Leslie E | Director | 9 | $0 | $0 | 2026-07-15 |
| Dorton Katina | Director | 15 | $0 | $0 | 2026-07-15 |
| Yoskowitz Marc J | Director | 8 | $0 | $0 | 2026-07-15 |
| Bisaro Paul | Director | 17 | $0 | $0 | 2026-07-15 |
| Goodwin Scott Kreitler | Co-President | 1 | $1.25M | $0 | 2026-07-14 |
| CCP 575 Investment Accelerator, LLC | 10% Owner | 1 | $2.50M | $0 | 2026-07-02 |
| Litt Jonathan M | Assistant Treasurer | 1 | $41.5K | $0 | 2026-07-01 |
| Litt Alan G | Executive Vice President | 1 | $481.8K | $0 | 2026-07-01 |
| Chandler John Robert | Director | 6 | $0 | $0 | 2026-07-01 |
| Hash Steve | Director | 6 | $0 | $0 | 2026-07-01 |
| Fox Marc | Treasurer | 4 | $575.0K | $0 | 2026-07-01 |
| MacCarthy John L | Director | 7 | $306.9K | $0 | 2026-07-01 |
| Brandin Donna | Director | 6 | $0 | $0 | 2026-07-01 |
| PARSONS ROBERT E JR | Director | 48 | $75.0K | $0 | 2026-07-01 |
| Mirea Alexandra | Assistant Controller | 2 | $5.3K | $0 | 2026-06-30 |
| Delisi Alexander C | Assistant Treasurer | 2 | $14.5K | $0 | 2026-06-30 |
| Davis Anna Christine | Sr VP of Human Resources | 15 | $28.9K | $0 | 2026-06-30 |
| Hyland Scott Alan | Senior VP of Marketing | 16 | $15.6K | $153.0K | 2026-06-30 |
| Reid Sandra Lynne | Exec VP Corp Communications | 15 | $28.9K | $0 | 2026-06-30 |
| Stephens John Charles | Secretary | 5 | $224.2K | $403.4K | 2026-06-30 |
| Rathburn Michael W | See Remarks | 33 | $6.4K | $0 | 2026-06-30 |
| Barth Brett H | Other | 26 | $3.23M | $6.80M | 2026-06-30 |
| Roth David A | Director | 3 | $250.0K | $0 | 2026-06-30 |
| Ina Gregory M | VP & GM, The Davey Institute | 96 | $115.3K | $585.9K | 2026-06-30 |
| SCHOENBERGER ERIKA J. | VP, General Counsel, Secretary | 39 | $87.7K | $100.0K | 2026-06-30 |
| Doyle James Edgar | Exec VP&GM Davey Tree Canada | 119 | $24.2K | $2.04M | 2026-06-30 |
| Thompson David Andrew | See Remarks | 3 | $0 | $0 | 2026-06-30 |
| Bast Christopher J | Vice President & Treasurer | 86 | $295.0K | $0 | 2026-06-30 |
| Repenning Brent R | VP/GM Davey Resource Group | 148 | $94.0K | $1.40M | 2026-06-30 |
| Sears Thea R. | Vice President & Controller | 147 | $160.0K | $128.5K | 2026-06-30 |
| Staebler Brian A | See Remarks | 88 | $163.2K | $144.5K | 2026-06-30 |
| COVEY PATRICK M | President, CEO & Chairman | 150 | $172.2K | $3.83M | 2026-06-30 |
| PAUL JOSEPH R | Vice President and Treasurer | 160 | $159.9K | $1.62M | 2026-06-30 |
| SISKOVIC WILLIAM A | See Remarks | 89 | $162.1K | $189.4K | 2026-06-30 |
| McArthur Michael James | Vice President / Controller | 1 | $15.0K | $0 | 2026-06-29 |
| Evans Bronwyn | Director | 19 | $0 | $0 | 2026-06-29 |
| Begnoche Alvin Joseph | Vice President of Marketing | 2 | $39.0K | $0 | 2026-06-29 |
| Tarica Andrew | Director | 8 | $576.4K | $0 | 2026-06-29 |
| Sacr Francis | Director | 3 | $0 | $0 | 2026-06-26 |
| Schwartzstein Christine Benson | Director | 3 | $0 | $0 | 2026-06-26 |
| Small David Jonathan | Director | 3 | $0 | $0 | 2026-06-26 |
| Di BENEDETTO JOSEPH JR. | Vice President | 9 | $116.0K | $0 | 2026-06-26 |
| Lancaster N John Jr | Director | 3 | $0 | $0 | 2026-06-26 |
| Jenks John | Director | 3 | $0 | $0 | 2026-06-25 |
| Geanakos Jonathan G. | Director | 4 | $150.0K | $0 | 2026-06-25 |
| Jackson Kristi | Director | 3 | $0 | $0 | 2026-06-25 |
| WINSTON ROBERT W III | Director | 3 | $0 | $0 | 2026-06-25 |
| Apollo Origination Partnership II (Levered AIV), L.P. | 10% Owner | 1 | $40.00M | $0 | 2026-06-24 |
| Strandberg Erik | Other | 2 | $0 | $0 | 2026-06-24 |
| Hendricksen Michael | Chief Operating Officer | 2 | $0 | $0 | 2026-06-24 |
| BMM Income Fund LLC | President and CEO | 6 | $0 | $0 | 2026-06-24 |
| Sullivan Patrick Thomas | Director | 6 | $0 | $0 | 2026-06-24 |
| Doherty Gary W. | Chief Financial Officer | 2 | $0 | $0 | 2026-06-24 |
| Abu Dhabi Investment Council Co P.J.S.C | 10% Owner | 5 | $62.50M | $0 | 2026-06-24 |
| Mastropaolo Michael | Vice President | 20 | $21.7K | $0 | 2026-06-24 |
| Landsberg Jonathan | Treasurer and CFO | 10 | $0 | $0 | 2026-06-24 |
| Walter Jordan | Vice President | 21 | $26.0K | $0 | 2026-06-24 |
| Yu, David | Vice President | 57 | $69.7K | $0 | 2026-06-24 |
| HARRIS JOSHUA | Other | 6 | $0 | $0 | 2026-06-24 |
| Blanchette Aaron Thomas | Co-Chief Executive Officer | 2 | $502.0K | $0 | 2026-06-22 |
| Hunt Earl | CEO/Trustee | 3 | $1.40M | $0 | 2026-06-22 |
| Brogan Marguerite | Director | 21 | $100.9K | $0 | 2026-06-22 |
| Gellert Edward | Senior Vice President, Director | 15 | $78.3K | $0 | 2026-06-22 |
| Gordon Peter | Director | 15 | $117.4K | $0 | 2026-06-22 |
| JONES RANDALL T | President | 66 | $1.02M | $0 | 2026-06-19 |
| Oakley Clark | evp | 56 | $15.5K | $14.7K | 2026-06-11 |
| Tananbaum Steven A. | 10% Owner | 3 | $64.75M | $0 | 2026-06-09 |
| Troy Thomas Francis | Director | 4 | $2.00M | $0 | 2026-06-01 |
| Aijaz Ahsan | Co-Chief Executive Officer | 1 | $0 | $0 | 2026-06-01 |
| Brombach Theodore J | President and CEO | 2 | $0 | $0 | 2026-06-01 |
| KKR Group Co. Inc. | 10% Owner | 10 | $12.86M | $0 | 2026-05-29 |
| Repko William C | Other | 2 | $448.1K | $0 | 2026-05-29 |
| Mayer Jeffrey Alan | Director | 3 | $0 | $0 | 2026-05-28 |
| de Silva Harin Ananda | Co-President | 1 | $249.9K | $0 | 2026-05-28 |
| Huddleston Debra Weiss | Director | 3 | $0 | $0 | 2026-05-28 |
| Whitten-Doolin Paula Beck | General Counsel | 2 | $0 | $0 | 2026-05-27 |
| Nelson Joseph Eugene | Chief Financial Officer | 2 | $0 | $0 | 2026-05-27 |
| Buser Curtis L. | Director | 5 | $0 | $0 | 2026-05-27 |
| GoldenTree Asset Management LLC | 10% Owner | 5 | $50.99M | $0 | 2026-05-26 |
| Ranjan Saurabh | Director | 5 | $175.0K | $0 | 2026-05-22 |
| Kotte Sanjay Kumar | Director | 1 | $0 | $0 | 2026-05-22 |
| Raptopoulos Andreas | Chief Executive Officer | 4 | $0 | $0 | 2026-05-22 |
| Secore Jason Benjamin | Chief Financial Officer | 3 | $0 | $0 | 2026-05-22 |
| Norman-Elvenich Alexander | Chief Operating Officer | 7 | $0 | $0 | 2026-05-22 |
| Marton Laurence | Director | 4 | $0 | $0 | 2026-05-22 |
| Shekell Jeffrey L. | Director | 8 | $0 | $0 | 2026-05-22 |
| Dawson Christopher | Director | 2 | $0 | $0 | 2026-05-22 |
| Jacobs Ian Seth | President, Secretary, CEO, CFO | 11 | $0 | $1.1K | 2026-05-22 |
| Turner R. David | Director | 11 | $0 | $0 | 2026-05-22 |
| Tompkins Mark N. | Other | 25 | $1.32M | $4.0K | 2026-05-22 |
| EVANS ALEJANDRA | Director | 8 | $0 | $0 | 2026-05-20 |
| McNeely Joseph E | Director | 2 | $0 | $0 | 2026-05-20 |
| KILBANE CATHERINE M | Director | 16 | $0 | $0 | 2026-05-20 |
| GRISKO JEROME P | Director | 1 | $0 | $0 | 2026-05-20 |
| Hawks Carney | Director | 10 | $301.2K | $0 | 2026-05-18 |
| Hawkins Kayla | EVP | 8 | $0 | $0 | 2026-05-18 |
| Jordan WIll | Director | 51 | $789.0K | $0 | 2026-05-18 |
| Foster` John | SRVP | 83 | $17.0K | $0 | 2026-05-18 |
| Global Atlantic Financial Group Ltd | 10% Owner | 1 | $0 | $0 | 2026-05-08 |
| AUDAX HOLDINGS I LLC | 10% Owner | 4 | $34.47M | $0 | 2026-05-07 |
| Steinhaus David | Director | 4 | $0 | $0 | 2026-05-06 |
| Nave Christopher | Director | 4 | $0 | $0 | 2026-05-06 |
| McCutcheon John | President and CEO, Director | 6 | $0 | $0 | 2026-05-06 |
| Moody Trevor J | Director | 4 | $0 | $0 | 2026-05-06 |
| Drexler Karen | Director | 4 | $0 | $0 | 2026-05-06 |
| Will Allan R | Director | 8 | $0 | $0 | 2026-05-06 |
| GS FUND HOLDINGS, L.L.C. | Other | 3 | $50.00M | $0 | 2026-05-01 |
| BROWN JAMES W | Director | 18 | $25.0K | $0 | 2026-05-01 |
| Assured Guaranty US Holdings Inc. | 10% Owner | 1 | $6.00M | $0 | 2026-04-30 |
| APO Corp. | 10% Owner | 7 | $118.51M | $0 | 2026-04-29 |
| PRUDENTIAL FINANCIAL INC | 10% Owner | 9 | $82.97M | $0 | 2026-04-29 |
| Scott Jeffrey D | Vice President | 3 | $500.0K | $0 | 2026-04-24 |
| Parker Stuart | See remarks | 4 | $1000.0K | $626.1K | 2026-04-24 |
| Corbin ERISA Opportunity Fund, Ltd. | 10% Owner | 2 | $12.50M | $0 | 2026-04-23 |
| HarbourVest Partners L.P. | 10% Owner | 8 | $1000.0K | $0 | 2026-04-23 |
| Denbaars Steven | Director | 5 | $250.0K | $150.0K | 2026-04-20 |
| Legacy Knight Strategic Opportunities Fund - SCM Series | 10% Owner | 11 | $15.55M | $0 | 2026-04-17 |
| DeBacker Nathan David | See Remarks | 12 | $0 | $48.3K | 2026-04-15 |
| PHILLIPS DAVID P | Chief Financial Officer | 25 | $1.51M | $0 | 2026-04-15 |
| Swain Clinton M. | Director | 15 | $260.6K | $0 | 2026-04-09 |
| Ospraie Management, LLC | 10% Owner | 4 | $0 | $0 | 2026-04-09 |
| Whitaker Carlos | President | 2 | $750.0K | $0 | 2026-04-07 |
| Marshall Brad | Trustee | 4 | $5.00M | $0 | 2026-04-07 |
| Sawhney Vikrant | Other | 1 | $1.00M | $0 | 2026-04-07 |
| Barthmaier Kathleen | Director | 3 | $0 | $0 | 2026-04-03 |
| Schloss Lawrence M. | Director | 3 | $0 | $0 | 2026-04-03 |
| CALLEN CRAIG R | Director | 4 | $100.0K | $0 | 2026-04-03 |
| Wallen Millard L. | Director | 1 | $0 | $0 | 2026-04-01 |
| Hassan Huwaida | Chief Compliance Officer | 1 | $15.0K | $0 | 2026-04-01 |
| Squire Robert | Chief Executive Officer | 1 | $1.00M | $0 | 2026-04-01 |
| Oxford Gate Management, LLC | 10% Owner | 2 | $8.10M | $0 | 2026-04-01 |
| Kim Andrew J | See Remarks | 2 | $0 | $0 | 2026-04-01 |
| Flemma Saverio M | Director | 2 | $0 | $0 | 2026-04-01 |
| GRANOFF MICHAEL D | President and PEO | 4 | $391.5K | $0 | 2026-04-01 |
| KELLY RALPH DAVID | Director | 4 | $0 | $0 | 2026-04-01 |
| Miller Richard T | President | 3 | $5.00M | $0 | 2026-04-01 |
| Wang David C W | Chief Operating Officer | 2 | $0 | $0 | 2026-04-01 |
| Goodstein Ruth S | Vice President+ | 7 | $300.0K | $0 | 2026-04-01 |
| COHEN JONATHAN H | Chief Executive Officer | 3 | $10.50M | $0 | 2026-04-01 |
| ROSENTHAL SAUL B | President | 3 | $10.50M | $0 | 2026-04-01 |
| MINAMI W D | Director | 2 | $200.0K | $0 | 2026-04-01 |
| Stone Point Credit Holdings LLC | 10% Owner | 5 | $31.59M | $0 | 2026-03-31 |
| Stapleton Charles D | Director | 19 | $16.4K | $124.1K | 2026-03-31 |
| KKR Group Holdings Corp. | 10% Owner | 7 | $0 | $0 | 2026-03-31 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 10% Owner | 11 | $93.53M | $0 | 2026-03-30 |
| Stone Ileana | Secretary | 6 | $45.0K | $0 | 2026-03-30 |
| Tahiroglu Seren | Chief Financial Officer | 7 | $50.0K | $0 | 2026-03-30 |
| Gaito David | Vice President | 3 | $850.0K | $0 | 2026-03-27 |
| Icuss Therese | Vice President | 3 | $750.0K | $0 | 2026-03-27 |
| Golub David | President, CEO | 129 | $316.30M | $0 | 2026-03-26 |
| DELL MICHAEL S | 10% Owner | 8 | $154.55M | $0 | 2026-03-20 |
| Frank Cheryl E. | See Remarks | 3 | $0 | $0 | 2026-03-20 |
| Apollo Origination Partnership II (Unlevered AIV), L.P. | 10% Owner | 1 | $15.00M | $0 | 2026-03-20 |
| APH Holdings (DC), L.P. | 10% Owner | 10 | $282.02M | $0 | 2026-03-20 |
| BADGER NORMAN J | Senior Vice President | 2 | $0 | $0 | 2026-03-20 |
| Graham Michael E. | Director | 2 | $24.1K | $0 | 2026-03-20 |
| Blackstone Holdings IV GP L.P. | 10% Owner | 2 | $75.00M | $0 | 2026-03-20 |
| Crabb Robert P | Director | 1 | $0 | $0 | 2026-03-20 |
| Spaly Jessica C. | President | 1 | $0 | $0 | 2026-03-16 |
| Zegart Amy | Director | 2 | $0 | $0 | 2026-03-11 |
| Mauldin Stephen H | See Remarks | 5 | $0 | $0 | 2026-03-10 |
| Peres Mark Wayne | Chief Nuclear Officer | 3 | $0 | $0 | 2026-03-09 |
| Brasel Michael Allen | See Remarks | 3 | $0 | $0 | 2026-03-09 |
| Gordon Jonathan H | See Remarks | 3 | $0 | $0 | 2026-03-09 |
| Muller Richard | Chief Technology Officer | 2 | $0 | $0 | 2026-03-09 |
| Muller Elizabeth | President and Chief Executive | 8 | $0 | $0 | 2026-03-09 |
| Angell Jonathon | Director | 5 | $0 | $0 | 2026-03-09 |
| Goldman Tepper Leslie | Director | 5 | $0 | $0 | 2026-03-09 |
| JANOVER BLAKE | Director | 2 | $0 | $0 | 2026-03-09 |
| Schmitz William Mark | Chief Financial Officer | 3 | $0 | $0 | 2026-03-09 |
| GLANVILLE THOMAS S | Director | 2 | $0 | $0 | 2026-03-09 |
| DAlessandro Henry | Head of Credit | 2 | $750.0K | $0 | 2026-03-02 |
| Gross David Seth | Head of Acquisitions | 2 | $250.0K | $0 | 2026-03-02 |
| Carvalho Joseph Alexander | Co-Chief Executive Officer | 12 | $800.0K | $0 | 2026-03-02 |
| Pasternack Benjamin David | Co-Chief Executive Officer | 12 | $800.0K | $0 | 2026-03-02 |
| Sheth Vishal | Vice President | 12 | $222.5K | $0 | 2026-03-02 |
| Edmondson Martin A. | Director | 1 | $0 | $0 | 2026-03-01 |
| CAPITAL RESEARCH & MANAGEMENT CO | 10% Owner | 18 | $0 | $0 | 2026-02-26 |
| Honczarenko Marek | EVP, Chief Scientific Officer | 1 | $0 | $0 | 2026-02-25 |
| ONeill Hugh Paul | EVP, Qual & Ops, Spec Brands | 8 | $0 | $0 | 2026-02-25 |
| Paniwozik Michael | President | 4 | $330.0K | $0 | 2026-02-25 |
| French Lisa | EVP & Chief Commercial Officer | 10 | $0 | $0 | 2026-02-25 |
| Tyndall Mark Anthony | EVP & Chief Legal Offi & Secre | 9 | $0 | $0 | 2026-02-25 |
| Nielsen Henriette | EVP & Chief Transformation OFC | 10 | $0 | $0 | 2026-02-25 |
| Stamoulis Christiana | President and CFO | 5 | $0 | $0 | 2026-02-25 |
| Olafsson Sigurdur O | President and CEO | 11 | $0 | $0 | 2026-02-25 |
| Worrell August Daniel | Co-Chief Investment Officer | 1 | $0 | $0 | 2026-02-20 |
| Mehring Jason | President | 4 | $0 | $0 | 2026-02-20 |
| Wolfe Patrick | Chief Operating Officer | 5 | $0 | $0 | 2026-02-20 |
| Tseng Philip M | Chief Executive Officer | 4 | $0 | $0 | 2026-02-20 |
| JENKINS JENNIFER | Director | 3 | $0 | $0 | 2026-02-18 |
| Zahr Marc | Director | 10 | $0 | $0 | 2026-02-17 |
| Kettnich John Paul | Other | 3 | $0 | $0 | 2026-02-14 |
| Elio Michael Anthony | Other | 4 | $2.00M | $0 | 2026-02-14 |
| Keck Thomas | Other | 6 | $9.50M | $0 | 2026-02-14 |
| StepStone Group LP | Other | 6 | $0 | $0 | 2026-02-14 |
| Rappaport Adam | Director | 1 | $0 | $0 | 2026-02-09 |
| Roque Vitor | Chief Financial Officer | 1 | $0 | $0 | 2026-02-09 |
| LaSala Joseph Frank | Director | 2 | $0 | $0 | 2026-02-09 |
| Kelly Stephanie | Director | 1 | $0 | $0 | 2026-02-09 |
| Polen Thomas E Jr | President and CEO | 1 | $0 | $0 | 2026-02-09 |
| BECTON DICKINSON & CO | 10% Owner | 1 | $0 | $0 | 2026-02-09 |
| Sheiker Jared | Chief Acquisitions Officer | 1 | $0 | $0 | 2026-02-06 |
| Rozier Gary | President | 1 | $0 | $0 | 2026-02-06 |
| Reiter Michael | Chief Operating Officer | 3 | $0 | $0 | 2026-02-06 |
| Hom Jesse | Chief Investment Officer | 1 | $0 | $0 | 2026-02-06 |
| Onex Partners V GP Ltd | 10% Owner | 1 | $0 | $0 | 2026-02-06 |
| Kirshenbaum Alan | Executive Vice President | 34 | $135.39M | $0 | 2026-02-06 |
| SITTEMA THOMAS KENT | Other | 8 | $3.11M | $0 | 2026-02-03 |
| Holm Andrew Erlich | Director | 1 | $0 | $0 | 2026-02-02 |
| Paul Taylor M. | CFO and Treasurer | 2 | $50.0K | $0 | 2026-02-02 |
| Glaubach Jay W. | Partner, Co-President | 2 | $500.0K | $0 | 2026-02-02 |
| Ardian US LLC | Other | 1 | $10.00M | $0 | 2026-02-02 |
| Taylor Jeffrey W | See Remarks | 3 | $50.0K | $0 | 2026-02-02 |
| MORRISS GEORGE W | Other | 5 | $610.0K | $274.5K | 2026-02-02 |
| Goldblatt Ariel | Director | 2 | $384.20M | $0 | 2026-01-30 |
| KKR Group Partnership L.P. | 10% Owner | 7 | $66.73M | $0 | 2026-01-30 |
| Troisi Peter John | Director | 1 | $325.0K | $0 | 2026-01-29 |
| Yochum Bradley Scott | General Counsel and Secretary | 1 | $50.0K | $0 | 2026-01-29 |
| Gelfand Jeffrey Adam | Director | 1 | $0 | $0 | 2026-01-29 |
| Sliders Advisors GP, LLC | 10% Owner | 2 | $0 | $0 | 2026-01-29 |
| Gannon Robert T. | Vice President | 3 | $19.0K | $0 | 2026-01-29 |
| BHAVSAR CHIRAG J | Director, CEO and President | 3 | $250.0K | $0 | 2026-01-29 |
| Tipton Tammy | Chief Financial Officer | 3 | $110.0K | $0 | 2026-01-29 |
| Simarro Luis Berruga | Director | 3 | $0 | $0 | 2026-01-28 |
| Claxton Jose | Director | 2 | $0 | $0 | 2026-01-28 |
| Wolfe Dana Forest | Chief Legal Officer | 2 | $51.0K | $0 | 2026-01-23 |
| Hunter Ralph L. JR | Director | 1 | $0 | $0 | 2026-01-21 |
| Aubin Lawrence | Director | 5 | $0 | $0 | 2026-01-19 |
| Ohsberg Ronald S. | Director | 5 | $0 | $0 | 2026-01-19 |
| Engel Thomas R | Director | 5 | $0 | $0 | 2026-01-19 |
| Shames Jonathan | Director | 4 | $0 | $0 | 2026-01-16 |
| Mackey Michael | Director | 4 | $0 | $0 | 2026-01-16 |
| Cummings Fred A. | Director | 4 | $0 | $0 | 2026-01-16 |
| BUONCORE RICHARD J | Director | 10 | $0 | $0 | 2026-01-16 |
| Swell Michael | Director | 2 | $28.2K | $0 | 2026-01-15 |
| JOHNSON TINA P | 10% Owner | 16 | $200.1K | $0 | 2026-01-12 |
| Osaka Glenn | Director | 13 | $32.1K | $0 | 2026-01-09 |
| Mafrice Daniel | Chairman, President and CEO | 6 | $57.0K | $0 | 2026-01-02 |
| McKinnon Stacey Lynn | Other | 1 | $50.0K | $0 | 2026-01-02 |
| Pinchuk Meghan Hillary | Pres & Principal Exec Officer | 1 | $200.0K | $0 | 2026-01-02 |
| Lindemann Keven J. | Director | 2 | $0 | $0 | 2026-01-02 |
| McCarthy Michael P | Director | 1 | $0 | $0 | 2026-01-02 |
| Steele Kellie | Chief Financial Officer | 2 | $0 | $0 | 2026-01-02 |
| Kaplan Peter E Jr | See Remarks | 1 | $0 | $0 | 2026-01-02 |
| Weber David Joseph | Director | 3 | $250.0K | $0 | 2026-01-02 |
| Saeta David | Director | 2 | $0 | $0 | 2026-01-02 |
| Duey Christopher | President | 1 | $100.0K | $0 | 2026-01-02 |
| Hatten Butler Gwendolyn | Director | 3 | $0 | $0 | 2026-01-02 |
| Burleigh Lewis A | Director | 2 | $0 | $0 | 2026-01-02 |
| McGrath Sheila K. | Director | 2 | $0 | $0 | 2026-01-02 |
| Callahan Kevin T | President | 11 | $17.40M | $0 | 2026-01-02 |
| Miller Trisha A | Director | 4 | $15.5K | $0 | 2026-01-02 |
| Behan Robert | Director | 1 | $125.0K | $0 | 2026-01-02 |
| Weinstein Adam B. | Executive Vice President | 3 | $0 | $0 | 2026-01-02 |
| Weinreb David | Director | 2 | $0 | $0 | 2026-01-02 |
| Turner Simon | Director | 20 | $0 | $0 | 2026-01-02 |
| Brown Stuart B | Director | 2 | $0 | $0 | 2026-01-02 |
| MARTIN BRUCE D | Director | 3 | $67.6K | $0 | 2026-01-02 |
| PERRY JAMES | Director | 2 | $0 | $0 | 2026-01-02 |
| RUFRANO GLENN J | Director | 6 | $0 | $0 | 2026-01-02 |
| MCWHINNEY DEBORAH D | Director | 2 | $0 | $0 | 2026-01-02 |
| Wood Alisa A. | Co-Chief Executive Officer | 2 | $1.00M | $0 | 2025-12-31 |
| Ryan Michael James | Chief Operating Officer | 1 | $0 | $0 | 2025-12-31 |
| Davies Tara C. | Chief Executive Officer | 1 | $0 | $0 | 2025-12-31 |
| Cunningham James Morgan | Chief Investment Officer | 1 | $0 | $0 | 2025-12-31 |
| Klayman Barry M. | Principal Executive Officer(1) | 4 | $0 | $217.5K | 2025-12-31 |
| Harrington Christopher J | Co-Chief Executive Officer | 1 | $0 | $0 | 2025-12-31 |
| Taylor Nathaniel H. | Director | 1 | $0 | $0 | 2025-12-31 |
| Agrawal Rajit Kumar | Director | 1 | $0 | $0 | 2025-12-31 |
| Hall Keith D | Chief Executive Officer | 6 | $500.0K | $0 | 2025-12-31 |
| STAVROS PETER | Director | 1 | $0 | $0 | 2025-12-31 |
| McMillan Peter | See Remarks | 6 | $500.0K | $0 | 2025-12-31 |
| HOUSTON JAMES C | VP & GM, Residential & Commerc | 52 | $46.1K | $1.15M | 2025-12-30 |
| DAY JOSEPH EDWARD III | Other | 52 | $47.1K | $1.84M | 2025-12-30 |
| Berg Andrew Ryan | Chief Operating Officer | 1 | $250.0K | $0 | 2025-12-29 |
| BOEHM JESSICA MARIE | SVP/General Counsel/Secretary | 6 | $0 | $0 | 2025-12-29 |
| Platinum Bird C 2024 RSC Ltd | 10% Owner | 3 | $151.64M | $0 | 2025-12-29 |
| Karas Kimberly A | See Remarks | 16 | $0 | $0 | 2025-12-29 |
| Lange Robert J. | See Remarks | 28 | $0 | $0 | 2025-12-29 |
| Turpin Thomas M. | Director | 1 | $25.0K | $0 | 2025-12-23 |
| McNair Mack | Director | 1 | $63.0K | $0 | 2025-12-23 |
| Schneider Mary Lee | Director | 2 | $127.0K | $0 | 2025-12-23 |
| GSO Capital Partners GP L.L.C. | 10% Owner | 2 | $10.00M | $0 | 2025-12-19 |
| Apollo Origination Advisors II, L.P. | 10% Owner | 2 | $115.00M | $0 | 2025-12-19 |
| Blackstone Holdings IV GP Management (Delaware) L.P. | 10% Owner | 4 | $250.00M | $0 | 2025-12-19 |
| LIBERTY MUTUAL INSURANCE CO | 10% Owner | 10 | $77.94M | $0 | 2025-12-17 |
| Burkley Walter | Director | 1 | $0 | $0 | 2025-12-11 |
| O'Shea Robert J | 10% Owner | 26 | $26.97M | $12.88M | 2025-12-08 |
| Deitrich Jeffrey | Director | 15 | $408.8K | $0 | 2025-12-03 |
| A'Hearn Matthew Richard | CEO & President | 1 | $0 | $0 | 2025-12-01 |
| Arrowsmith Julie A. | Director | 1 | $0 | $0 | 2025-12-01 |
| Nixon Joseph Ray | Director | 2 | $0 | $0 | 2025-12-01 |
| Lamb Peggy | Director | 3 | $0 | $0 | 2025-12-01 |
| Walker Cyrus D. | Director | 3 | $0 | $0 | 2025-12-01 |
| Vohra Rohit | See Remarks | 1 | $50.0K | $0 | 2025-12-01 |
| Agarwal A.J. | President | 10 | $14.25M | $0 | 2025-12-01 |
| Caisse de retraite d'Hydro-Quebec | 10% Owner | 9 | $66365.66B | $0 | 2025-12-01 |
| Levine Jay N. | Director | 4 | $250.0K | $0 | 2025-12-01 |
| Suva | 10% Owner | 16 | $55.40M | $0 | 2025-12-01 |
| GOGLIA RICHARD A | Director | 1 | $25.0K | $0 | 2025-12-01 |
| ROWSEY PAUL E III | Director | 2 | $0 | $0 | 2025-12-01 |
| GoldenVest LLC | 10% Owner | 4 | $64.90M | $0 | 2025-11-28 |
| Zilbergleyt Irina | Chief Operating Officer | 1 | $299.9K | $0 | 2025-11-28 |
| Collett Brian | Chief Investment Officer | 1 | $250.0K | $0 | 2025-11-28 |
| GE INVESTMENT MANAGEMENT CORP. | 10% Owner | 1 | $10.00M | $0 | 2025-11-28 |
| Hoechner Carl Christian | Director | 4 | $420 | $0 | 2025-11-25 |
| Audax Group Parent, LP | 10% Owner | 2 | $10.34M | $0 | 2025-11-24 |
| BCRED X HOLDINGS LLC | 10% Owner | 4 | $250.00M | $0 | 2025-11-21 |
| Inteligo Bank Ltd. | 10% Owner | 4 | $1.25M | $0 | 2025-11-21 |
| SCHWARZMAN STEPHEN A | 10% Owner | 5 | $75.00M | $0 | 2025-11-21 |
| Apollo Aligned Alternatives Advisors, L.P. | 10% Owner | 3 | $1.54M | $0 | 2025-11-20 |
| McCallum Sophie | Chief of Staff, Corp. Sec. | 4 | $0 | $0 | 2025-11-19 |
| Sloane Jesse | EVP Engineering | 4 | $0 | $0 | 2025-11-19 |
| Parker Christopher Lombard | CCO | 4 | $0 | $0 | 2025-11-19 |
| Noble Environmental Investments, LLC | 10% Owner | 7 | $121.90M | $34.75M | 2025-11-19 |
| Steele Christa | Director | 3 | $0 | $0 | 2025-11-19 |
| HORNBAKER RENEE J | Director | 3 | $0 | $0 | 2025-11-19 |
| AP Talon Holdings GP, LLC | 10% Owner | 1 | $50.00M | $0 | 2025-11-18 |
| Jones Richard David | Director | 2 | $0 | $0 | 2025-11-14 |
| Pedigo Jennifer M. | Director | 2 | $0 | $0 | 2025-11-14 |
| AP DLF Offshore Investor, LP | 10% Owner | 7 | $154.00M | $0 | 2025-11-14 |
| Balkan Andrea Sue | Director | 2 | $0 | $0 | 2025-11-14 |
| Maynard Michael G. | Director | 8 | $14.2K | $0 | 2025-11-12 |
| Welch Stephen Andrew | EVP & Head of Spec Generics | 6 | $0 | $0 | 2025-11-10 |
| New Mountain Guardian IV Income Rated Feeder II, Ltd. | 10% Owner | 5 | $135.00M | $0 | 2025-11-04 |
| Zhao Jason | Director | 1 | $4.00M | $0 | 2025-11-01 |
| Fields James Michael | Director | 1 | $100.0K | $0 | 2025-11-01 |
| DEARBORN CAPITAL MANAGEMENT LLC | Other | 44 | $0 | $8.50M | 2025-10-31 |
| KAVANAGH DAVID M | Other | 44 | $0 | $8.48M | 2025-10-31 |
| KRAVIS HENRY R | 10% Owner | 10 | $8.73M | $0 | 2025-10-31 |
| Correale Erin M. | Chief Compliance Officer | 1 | $50.0K | $0 | 2025-10-30 |
| Equitable Holdings, Inc. | Other | 15 | $369.49M | $0 | 2025-10-30 |
| Apollo S3 Holdings (ASPM AIV), L.P. | 10% Owner | 2 | $0 | $0 | 2025-10-29 |
| Daniele Philip | Chief Risk Officer | 2 | $80.0K | $0 | 2025-10-23 |
| Patel Amit Ramanlal | Director | 1 | $50.0K | $0 | 2025-10-23 |
| Dwin Damien | President and CEO | 6 | $1.00M | $0 | 2025-10-23 |
| Dillard Michael E. | Director | 1 | $500.1K | $0 | 2025-10-23 |
| Grooms Tracy | Director | 17 | $206.2K | $0 | 2025-10-14 |
| Dill Barkley Karol | Director | 17 | $206.2K | $0 | 2025-10-14 |
| MARK RICHARD A | Director | 32 | $523.7K | $0 | 2025-10-14 |
| Evans Carlos E | Director | 31 | $338.7K | $0 | 2025-10-14 |
| Leach Timothy J | Director | 32 | $423.7K | $0 | 2025-10-14 |
| Jacobs Stephen Craig | Secretary of Issuer, Other | 1 | $100.0K | $0 | 2025-10-02 |
| Invesco Ltd. | Director | 24 | $0 | $0 | 2025-10-01 |
| Baltzer Rodney | President and CEO | 2 | $0 | $0 | 2025-10-01 |
| Airhart Steven | Pres, Freestone Env Svcs | 2 | $0 | $0 | 2025-10-01 |
| Lee William D. | Director | 1 | $15.5K | $0 | 2025-10-01 |
| Deits Brett | Other | 1 | $1.01M | $0 | 2025-10-01 |
| Olson Terrence W. | Director | 1 | $15.5K | $0 | 2025-10-01 |
| Whitenack Todd C. | Other | 2 | $0 | $167.7K | 2025-09-30 |
| KKR & Co. L.P. | 10% Owner | 4 | $5.10M | $0 | 2025-09-30 |
| Tu Jason | Chief Accounting Officer | 2 | $0 | $50.0K | 2025-09-29 |
| Bantwal Vivek | Co-Chief Executive Officer | 1 | $0 | $0 | 2025-09-29 |
| Ardila Jaime | Director | 22 | $36.8K | $0 | 2025-09-29 |
| Allianz Asset Management of America LLC | 10% Owner | 1 | $11.97M | $0 | 2025-09-28 |
| Anderson Michael Ray | CEO, President & director | 2 | $0 | $0 | 2025-09-27 |
| UAW GM RETIREES MEDICAL BENEFITS PLAN | 10% Owner | 24 | $280.93M | $0 | 2025-09-26 |
| Dunand Marco | 10% Owner | 3 | $0 | $0 | 2025-09-25 |
| McGovern, Brendan | See Remarks | 48 | $399.5K | $0 | 2025-09-25 |
| Intercorp Financial Services Inc. | 10% Owner | 5 | $3.94M | $0 | 2025-09-24 |
| Blackstone Credit BDC Advisors LLC | 10% Owner | 4 | $145.00M | $0 | 2025-09-22 |
| New Mountain Guardian IV Rated Feeder III, Ltd. | 10% Owner | 2 | $56.60M | $0 | 2025-09-16 |
| New Mountain Guardian IV Rated Feeder I, LTD | 10% Owner | 4 | $122.10M | $0 | 2025-09-16 |
| Sturzenegger Ron D. | Director | 2 | $1000.0K | $0 | 2025-09-12 |
| Caruvana Dean Anthony | CCO and Corporate Secretary | 5 | $300.0K | $0 | 2025-09-11 |
| Joy Dan A | VP/GM Comm'l Landscape Srvs | 151 | $87.3K | $6.06M | 2025-09-11 |
| ELMROCK 2 CORP. | 10% Owner | 1 | $0 | $561.1K | 2025-09-09 |
| Long Robert W. | Pres. & Prin. Exec. Officer | 3 | $3.50M | $0 | 2025-09-09 |
| Golub Lawrence E | Chairman | 125 | $274.83M | $0 | 2025-09-09 |
| Maness Timothy | Chief Financial Officer | 1 | $0 | $0 | 2025-09-08 |
| Gallagher Patrick Joseph | Director | 1 | $0 | $0 | 2025-09-08 |
| Zook Anthony P. | Director | 1 | $0 | $0 | 2025-09-08 |
| Roberts Michael J | President and CEO | 1 | $0 | $0 | 2025-09-08 |
| Hewitt L Arthur | Chief Development Officer | 1 | $0 | $0 | 2025-09-08 |
| Riehle J Nick | Director | 1 | $0 | $0 | 2025-09-08 |
| Pedder Simon | Executive Chairman | 1 | $0 | $0 | 2025-09-08 |
| Elsworth Scott | Director | 2 | $0 | $0 | 2025-09-05 |
| Coe Justin | Chief Accounting Officer | 2 | $2.5K | $0 | 2025-09-02 |
| Rose Alex | Exec. VP, GC and Secretary | 2 | $5.0K | $0 | 2025-09-02 |
| Eubanks Deric S | President | 8 | $26.5K | $0 | 2025-09-02 |
| Bennett Monty J | Chief Executive Officer | 2 | $50.0K | $0 | 2025-09-02 |
| EVANS LAWRENCE R | EVP & GM, Surgery Company | 47 | $42.2K | $752.4K | 2025-08-29 |
| Goldberg Mark M | Director | 2 | $0 | $0 | 2025-08-29 |
| KLEISNER FRED J | Director | 2 | $0 | $0 | 2025-08-29 |
| Inteligo Group Corp. | 10% Owner | 7 | $40.55M | $0 | 2025-08-27 |
| Nonghyup Bank as trustee of DBAM Vista Credit Investment Trust No. 2 | 10% Owner | 1 | $5.00M | $0 | 2025-08-26 |
| AAA Sub Fund 2-Y, L.P. | 10% Owner | 5 | $2.04M | $0 | 2025-08-20 |
| Stewart Brian Thomas | Co-Chief Executive Officer | 1 | $2.0K | $0 | 2025-08-18 |
| Simons Peter Michael | Chief Compliance Officer | 1 | $1.0K | $0 | 2025-08-18 |
| Pack Joshua A | Director | 4 | $252.0K | $0 | 2025-08-18 |
| Brooks David | Chief Legal Officer | 1 | $1.0K | $0 | 2025-08-18 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Other | 14 | $3.18M | $0 | 2025-08-13 |
| Mathis Brian | Director | 5 | $0 | $0 | 2025-08-01 |
| MOORE STANLEY A | Director | 15 | $0 | $0 | 2025-08-01 |
| Hussain Abbas | Director | 10 | $0 | $0 | 2025-07-31 |
| Bradley Mark T. | EVP, Chief Integration Officer | 2 | $0 | $0 | 2025-07-31 |
| Stetson David J. | Director | 8 | $0 | $0 | 2025-07-31 |
| Reasons Bryan M. | EVP & CFO | 5 | $0 | $0 | 2025-07-31 |
| Richardson Peter C | EVP & Chief Scientific Officer | 4 | $0 | $0 | 2025-07-31 |
| Wheeler Wesley | Director | 10 | $0 | $0 | 2025-07-31 |
| Mubadala Investment Co PJSC | 10% Owner | 2 | $61.95M | $0 | 2025-07-29 |
| GSO Advisor Holdings L.L.C. | 10% Owner | 1 | $30.00M | $0 | 2025-07-18 |
| Ellis Elizabeth | Director | 7 | $14.0K | $0 | 2025-07-17 |
| Geesey Jared | Chief Distribution Officer | 4 | $0 | $0 | 2025-07-17 |
| Taylor Seth | Chief Experience Officer | 5 | $11.9K | $0 | 2025-07-17 |
| Harmon Neal | Chief Executive Officer | 6 | $70.3K | $0 | 2025-07-17 |
| Harmon Jordan | President | 7 | $33.6K | $0 | 2025-07-17 |
| Harmon Jeffrey | Chief Content Officer | 7 | $69.9K | $0 | 2025-07-17 |
| Klossner Scott Edward | Chief Financial Officer | 2 | $0 | $0 | 2025-07-17 |
| Goss Xavier | See Remarks | 4 | $0 | $0 | 2025-07-15 |
| Caldwell Robert G. | See Remarks | 3 | $0 | $0 | 2025-07-10 |
| Queen John R. | See Remarks | 3 | $0 | $0 | 2025-07-01 |
| Quinn Patrick | Secretary | 2 | $1.58M | $0 | 2025-07-01 |
| Morgan Stanley AIP Funding Inc. | 10% Owner | 1 | $0 | $125.00M | 2025-07-01 |
| Markle Neha | CEO & President | 2 | $2.10M | $0 | 2025-07-01 |
| Gentry Cyrus | See Remarks | 1 | $0 | $0 | 2025-06-30 |
| Taylor Luke R | Director | 1 | $2.00M | $0 | 2025-06-30 |
| Dhanda Rajat | See Remarks | 4 | $3.25M | $0 | 2025-06-27 |
| Tannuzzo Gene R | See Remarks | 1 | $54.0K | $0 | 2025-06-25 |
| AAA Advisors GP, LLC | 10% Owner | 3 | $1.02M | $0 | 2025-06-20 |
| Public Institution for Social Security | 10% Owner | 34 | $0 | $0 | 2025-06-20 |
| Bass Robert J | Other | 13 | $50.0K | $0 | 2025-06-19 |
| Lazzarini George Alessandro McInnes | See Remarks | 2 | $0 | $0 | 2025-06-17 |
| Cipriani Jason | Director | 2 | $500.0K | $0 | 2025-06-12 |
| Garbin Mark | Director | 1 | $50.0K | $0 | 2025-06-12 |
| Wilkins Jeffrey G | President | 1 | $2.5K | $0 | 2025-06-02 |
| Arnold Rachel | Director | 1 | $0 | $0 | 2025-05-30 |
| MacNeill Ashley | Co-President | 2 | $0 | $0 | 2025-05-30 |
| Lappetito Scott M. | CFO & Treasurer | 1 | $0 | $0 | 2025-05-23 |
| Penn Buddie J | Director | 4 | $0 | $0 | 2025-05-23 |
| Tuppeny Elizabeth K. | Director | 26 | $150.0K | $0 | 2025-05-23 |
| Rendell Edward G | Director | 12 | $0 | $0 | 2025-05-23 |
| Weil Edward M Jr. | Pres., COO, Treas, Secy & Dir | 3 | $0 | $0 | 2025-05-23 |
| MICHELSON LESLIE D | Director | 13 | $85.7K | $0 | 2025-05-23 |
| Lessar Steve | SEE REMARKS | 1 | $125.0K | $0 | 2025-05-20 |
| TRUSCOTT WILLIAM F | Senior Vice President | 1 | $500.0K | $0 | 2025-05-19 |
| Drapkin Nicole | Other | 1 | $0 | $0 | 2025-05-12 |
| Burns Justin | Other | 1 | $0 | $0 | 2025-05-12 |
| Zinn Ivan Quarles | President and CEO | 1 | $0 | $0 | 2025-05-12 |
| Liljenquist Katie | Director | 4 | $300.0K | $0 | 2025-05-06 |
| Kertzner Adam | Chief Executive Officer | 1 | $0 | $0 | 2025-05-01 |
| Arbeter Eitan | Director | 1 | $0 | $0 | 2025-05-01 |
| Blackstone Real Estate Special Situations Advisors L.L.C. | 10% Owner | 1 | $0 | $0 | 2025-05-01 |
| WARNKE KARL J | Director | 125 | $54.7K | $6.82M | 2025-05-01 |
| KKR Group Assets Holdings II L.P. | 10% Owner | 5 | $714.3K | $0 | 2025-04-30 |
| Reilly Patrick J. | Chief Financial Officer | 5 | $43.8K | $0 | 2025-04-24 |
| SNB Capital Dubai Inc. | 10% Owner | 1 | $5.42M | $0 | 2025-04-23 |
| Sapphire Private Funds Holdings II RSC Ltd | 10% Owner | 6 | $63.04M | $0 | 2025-04-23 |
| INTERCORP PERU LTD | 10% Owner | 3 | $17.44M | $0 | 2025-04-23 |
| Rosenberg Eric | Chief Financial Officer | 1 | $25.0K | $0 | 2025-04-22 |
| Ahlstrom Paul | Director | 5 | $484 | $525.0K | 2025-04-18 |
| Majewski Thomas P. | Chief Executive Officer | 3 | $5.07M | $0 | 2025-04-17 |
| Arrouet Paul | President | 13 | $0 | $0 | 2025-04-17 |
| Milgram Andrew | Chief Executive Officer | 13 | $0 | $0 | 2025-04-17 |
| GOLUB HARVEY | Director | 4 | $0 | $0 | 2025-04-17 |
| Fuller Vicki L | Other | 1 | $20.0K | $0 | 2025-04-16 |
| Reich Elizabeth A. | Chief Financial Officer | 2 | $0 | $0 | 2025-04-15 |
| Held Jeremy D. | President | 4 | $445.8K | $95.8K | 2025-04-11 |
| Kravetz Jeffrey | Chief Financial Officer | 1 | $0 | $0 | 2025-04-07 |
| Alpha Units Holdings, Inc. | Other | 2 | $0 | $0 | 2025-04-02 |
| Parant Daniel | Co-President | 1 | $0 | $0 | 2025-04-01 |
| Hirsch Justin | Chief Investment Officer | 1 | $0 | $0 | 2025-04-01 |
| Ugarte Juan Andres | Chief Operating Officer | 1 | $0 | $0 | 2025-04-01 |
| Ranadive Rohan | Chief Financial Officer | 1 | $0 | $0 | 2025-04-01 |
| SAROYA MANEET S | Co-Chief Executive Officer | 1 | $0 | $0 | 2025-04-01 |
| BREACH DAVID ANDREW | Co-Chief Executive Officer | 1 | $0 | $0 | 2025-04-01 |
| Gull Jason S. | Director | 1 | $55.0K | $0 | 2025-04-01 |
| SMITH ROBERT F | Chairman | 5 | $12.32M | $0 | 2025-04-01 |
| HERSHEY TRUST CO | 10% Owner | 1 | $5.32M | $0 | 2025-03-28 |
| Hadley Michael | VP and Head of Underwriting | 21 | $157.5K | $0 | 2025-03-27 |
| Popov Alexander | VP and Head of Illiquid Credit | 11 | $202.5K | $0 | 2025-03-27 |
| Jenkins Mark David | Director | 19 | $1.04M | $0 | 2025-03-27 |
| Plouffe Justin | CEO & President | 6 | $535.0K | $0 | 2025-03-27 |
| Pace Linda | Director | 12 | $250.0K | $0 | 2025-03-27 |
| Hennigan Thomas M | CFO | 44 | $429.7K | $0 | 2025-03-27 |
| Bissonnette Erik | President | 5 | $1.12M | $0 | 2025-03-24 |
| MIC Capital Management 85 RSC Ltd | Other | 1 | $0 | $0 | 2025-03-24 |
| Woolridge Victor | Director | 12 | $150.0K | $0 | 2025-03-24 |
| Schoenfeld Roger | Director | 1 | $100.0K | $0 | 2025-03-20 |
| KKR Financial Holdings LLC | 10% Owner | 1 | $0 | $0 | 2025-03-07 |
| KREI West St. Investments, LLC | 10% Owner | 1 | $0 | $0 | 2025-03-03 |
| Lu Vincent | President | 1 | $500.0K | $0 | 2025-03-03 |
| Kuppenheimer Stephan | Chief Financial Officer | 4 | $500.0K | $0 | 2025-03-03 |
| Recknor Scott W | See remarks | 3 | $0 | $40.5K | 2025-02-28 |
| ROTHSTEIN STUART | Director | 1 | $250.0K | $0 | 2025-02-25 |
| Derman Keith | Co-CEO and Trustee | 1 | $100.0K | $0 | 2025-02-19 |
| Porto Steven | Co-Chief Executive Officer | 1 | $150.0K | $0 | 2025-02-19 |
| Adair Alexander | Treasurer | 1 | $50.0K | $0 | 2025-02-03 |
| Forstenhausler Matthew E. | Director | 1 | $100.0K | $0 | 2025-02-03 |
| SLOAN TIMOTHY J | Co-Chief Executive Officer | 1 | $499.9K | $0 | 2025-02-03 |
| PLATKIN PAUL S | President | 1 | $250.0K | $0 | 2025-02-03 |
| KKR Group Assets II GP LLC | 10% Owner | 3 | $7.14M | $0 | 2025-01-31 |
| Kay Robert L. | Director | 2 | $163.7K | $0 | 2025-01-30 |
| Gilbert Cory | CFO and Treasurer | 1 | $31.1K | $0 | 2025-01-30 |
| Morris Jesse E | EVP, COO and SMD | 1 | $155.3K | $0 | 2025-01-30 |
| Meserve Nicholas | Managing Director | 1 | $155.3K | $0 | 2025-01-30 |
| Niemann John O. Jr. | Director | 17 | $223.3K | $0 | 2025-01-30 |
| Beauvais Jason B | SVP, GC, CCO, SECRETARY | 16 | $438.3K | $0 | 2025-01-30 |
| Hyzak Dwayne L. | CEO, SMD | 16 | $746.2K | $0 | 2025-01-30 |
| Magdol David L. | PRESIDENT, CIO AND SMD | 16 | $604.7K | $0 | 2025-01-30 |
| Asiatico Brooke Ann | Director | 1 | $0 | $0 | 2025-01-28 |
| Doornbos Cris Henry | Director | 1 | $0 | $0 | 2025-01-28 |
| Bagheri David | Director | 1 | $0 | $0 | 2025-01-28 |
| Rearden Matthew William | Director | 1 | $0 | $0 | 2025-01-28 |
| Basov Gene | Chief Financial Officer | 2 | $151.9K | $0 | 2025-01-23 |
| Rakowski Eric | Director | 1 | $150.0K | $0 | 2025-01-23 |
| Buffington Mark | Chief Executive Officer | 6 | $1.16M | $0 | 2025-01-15 |
| Flickinger Mark | Chief Operating Officer | 4 | $140.1K | $0 | 2025-01-15 |
| Christenson Ann L. | Other | 18 | $2.1K | $0 | 2025-01-15 |
| Meyers William T. | Director | 1 | $10.6K | $0 | 2025-01-06 |
| Blank Gregory | Chief Executive Officer | 1 | $300.0K | $0 | 2025-01-02 |
| Goodson Jason Daniel | EVP & Chief Strategy Officer | 4 | $0 | $0 | 2025-01-01 |
| Harrold Kassie | EVP & Chief Compliance Officer | 4 | $0 | $0 | 2025-01-01 |
| SWANSON MATTHEW E | Other | 6 | $0 | $0 | 2025-01-01 |
| Fazekas David M | Partner, Co-President | 2 | $0 | $0 | 2024-12-26 |
| Riddick Stephen A | Director | 2 | $119.6K | $0 | 2024-12-26 |
| Costas Martin Noe | Chief Financial Officer | 1 | $0 | $0 | 2024-12-24 |
| Ugalde Gregory Francis | Director | 1 | $0 | $0 | 2024-12-24 |
| Valasek Christopher John | Director | 1 | $0 | $0 | 2024-12-24 |
| Nkwodimmah Stanaway Veronica | Director | 1 | $0 | $0 | 2024-12-24 |
| Cooper David Ross II | Director | 1 | $0 | $0 | 2024-12-24 |
| Yemini Zvi | Director | 1 | $0 | $0 | 2024-12-24 |
| McCulloch Benjamin | Other | 1 | $15.0K | $0 | 2024-12-23 |
| PANTHEON VENTURES INC. | 10% Owner | 1 | $3.00M | $0 | 2024-12-20 |
| North Mentality Ltd | 10% Owner | 2 | $0 | $0 | 2024-12-19 |
| Amwal Investments LLC | 10% Owner | 2 | $25.00M | $0 | 2024-12-19 |
| Lanza John | See Remarks | 1 | $0 | $0 | 2024-12-17 |
| Corbett Kris | See Remarks | 1 | $0 | $0 | 2024-12-17 |
| Boswerger Laura C. Holson | Chief Operating Officer | 4 | $0 | $0 | 2024-12-17 |
| New Mountain Guardian Investments III, L.L.C. | 10% Owner | 6 | $232.97M | $0 | 2024-12-17 |
| Uniacke Katherine | Director | 69 | $181.4K | $0 | 2024-12-17 |
| Kari Ross Jay | Director | 21 | $189.0K | $0 | 2024-12-17 |
| KLINE JOHN R | President and CEO | 2 | $0 | $0 | 2024-12-17 |
| KLINSKY STEVEN B | 10% Owner | 15 | $53.80M | $0 | 2024-12-17 |
| Saudi National Bank | 10% Owner | 15 | $101.28M | $0 | 2024-12-16 |
| Vance Richard | See Remarks | 18 | $0 | $0 | 2024-12-15 |
| BORNMANN DAVID E | Vice President | 27 | $1.16M | $117.0K | 2024-12-12 |
| Hayes Jerald Benjamin | Other | 1 | $1.27M | $0 | 2024-12-02 |
| Banco BTG Pactual S.A. | 10% Owner | 1 | $45.00M | $0 | 2024-12-02 |
| Forson James H. | Director | 1 | $0 | $0 | 2024-12-01 |
| Equitable Financial Life Insurance Co | 10% Owner | 4 | $0 | $108.02M | 2024-11-29 |
| Park Brian Anthony | Other | 1 | $2.50M | $0 | 2024-11-18 |
| Apollo Principal Holdings IV GP, Ltd. | 10% Owner | 2 | $1.00M | $0 | 2024-11-14 |
| Grafiti Holding Inc. Liquidating Trust | 10% Owner | 1 | $0 | $0 | 2024-11-12 |
| Figueroa Melanie | 10% Owner | 2 | $0 | $0 | 2024-11-12 |
| Fintel Curtis Neil | Treasurer | 1 | $6.26M | $0 | 2024-11-12 |
| ALI NADIR | Chief Executive Officer | 1 | $0 | $0 | 2024-11-12 |
| ONEX CORP | 10% Owner | 1 | $0 | $1.09M | 2024-11-08 |
| Richardson Valerie | Director | 6 | $0 | $0 | 2024-11-07 |
| Flornes Brian J. | Director | 16 | $0 | $0 | 2024-11-07 |
| Smith Wilbur H III | Director | 16 | $0 | $0 | 2024-11-07 |
| Hurley Dianne | Director | 17 | $0 | $0 | 2024-11-07 |
| O'Quinn Marvin R | Director | 6 | $0 | $0 | 2024-11-07 |
| Streiff Mathieu B. | Executive Vice President | 163 | $2.17M | $0 | 2024-11-07 |
| Hanson Jeffrey T | Executive Chairman of the BOD | 217 | $4.19M | $80.0K | 2024-11-07 |
| ESTES SCOTT A | Director | 6 | $0 | $0 | 2024-11-07 |
| Greene Jason K. | Exec VP, Chief Counsel & Sec | 1 | $0 | $0 | 2024-11-04 |
| Begle Curt | Chief Executive Officer | 3 | $0 | $0 | 2024-11-04 |
| Miles Mark W | Director | 1 | $0 | $0 | 2024-11-04 |
| Kwilinski Kevin J. | Director | 1 | $0 | $0 | 2024-11-04 |
| BERRY GLOBAL GROUP, INC. | 10% Owner | 2 | $0 | $0 | 2024-11-04 |
| Savchuk Nikolay | President and COO | 6 | $0 | $0 | 2024-11-01 |
| Lindholm Matthew | Other | 1 | $100.0K | $0 | 2024-11-01 |
| Walker Jeffrey B. | Director | 9 | $200.0K | $0 | 2024-11-01 |
| OrbiMed Capital GP VII LLC | Director | 13 | $0 | $0 | 2024-11-01 |
| Dukes Iain D. | CEO and Chairman | 1 | $0 | $0 | 2024-11-01 |
| GORDON CARL L | Director, 10% Owner | 14 | $7.28M | $0 | 2024-11-01 |
| Rodriguez Louisa | Director | 6 | $474.5K | $0 | 2024-10-31 |
| CHAPMAN JAMES N | Director | 5 | $142.3K | $0 | 2024-10-31 |
| MSD Portfolio L.P. - Investments | 10% Owner | 4 | $65.96M | $0 | 2024-10-31 |
| PLATEK ROBERT M | See Remarks | 7 | $9.49M | $0 | 2024-10-31 |
| Eling Adam | Chief Operating Officer | 1 | $11.0K | $0 | 2024-10-23 |
| Brown Donald C | Director | 34 | $515.5K | $0 | 2024-10-21 |
| Harris Lionel | Other | 1 | $50.0K | $0 | 2024-10-17 |
| Willhite Gabriel M | EVP, General Counsel | 14 | $0 | $0 | 2024-10-04 |
| Oh Stefan K.L. | Senior V.P. - Acquisitions | 104 | $238.2K | $0 | 2024-10-04 |
| PEAY BRIAN | Chief Financial Officer | 40 | $30.5K | $0 | 2024-10-04 |
| Smith Grant | Other | 4 | $361.4K | $153.3K | 2024-10-01 |
| Central Park Advisers, LLC | Other | 6 | $102.0K | $0 | 2024-09-30 |
| MASCIS MICHAEL | Principal Executive Officer+ | 8 | $825.1K | $0 | 2024-09-30 |
| Susan Lieberman Dell Separate Property Trust | Other | 3 | $48.06M | $0 | 2024-09-27 |
| Modlin Wendy | Director | 1 | $0 | $0 | 2024-09-25 |
| Nisenbaum Inna | Interim CAO | 3 | $0 | $0 | 2024-09-10 |
| O'Hare Ryan | CEO, Australia Asia-Pacific | 6 | $0 | $0 | 2024-09-10 |
| Israel Eric | General Counsel & Company Sec. | 5 | $0 | $0 | 2024-09-10 |
| Bazzani Robert | Director | 2 | $0 | $0 | 2024-09-10 |
| Eilert Diana | Director | 2 | $0 | $0 | 2024-09-10 |
| Laing Melanie | Director | 1 | $0 | $0 | 2024-09-10 |
| Wolford Susan | Director | 1 | $0 | $0 | 2024-09-10 |
| Sterling Fund Management LLC | 10% Owner | 1 | $0 | $0 | 2024-09-10 |
| Fireng Stephen C | Director & Global CEO | 5 | $0 | $0 | 2024-09-10 |
| Wilm Renee L | Chief Legal/Admin Officer | 3 | $0 | $0 | 2024-09-09 |
| Wendling Brian J | CAO & PFO | 2 | $0 | $0 | 2024-09-09 |
| Liberty Media Corp | 10% Owner | 3 | $0 | $0 | 2024-09-09 |
| Hickey James Timothy | CEO | 1 | $640.0K | $0 | 2024-09-06 |
| Butler Julia | CEO and President | 1 | $100.0K | $0 | 2024-08-29 |
| Gallagher Christine | Other | 5 | $50.0K | $0 | 2024-08-21 |
| IRBY MARK R | Vice President | 4 | $111.6K | $2.9K | 2024-08-19 |
| Krogol Brian | CFO | 3 | $0 | $0 | 2024-08-09 |
| McCabe Michael I | 10% Owner | 5 | $12.00M | $0 | 2024-08-06 |
| Foster Mark E. | EVP, General Counsel | 12 | $0 | $0 | 2024-08-05 |
| Prosky Danny | President & COO | 173 | $3.87M | $0 | 2024-08-05 |
| Sullivan Daniel Joseph | Director | 12 | $0 | $0 | 2024-08-01 |
| John & Daria Barry Foundation | 10% Owner | 3 | $10.00M | $0 | 2024-07-26 |
| North Haven Private Income Fund LLC | 10% Owner | 1 | $0 | $0 | 2024-07-15 |
| Kubin Spencer | Vice President | 2 | $200.0K | $0 | 2024-06-28 |
| Lai Monica | Director, 10% Owner | 1 | $0 | $0 | 2024-06-25 |
| Taylor Scott C | Director, 10% Owner | 1 | $0 | $0 | 2024-06-25 |
| SPINNER ARTHUR C | Director, 10% Owner | 1 | $0 | $0 | 2024-06-25 |
| Carnella Jonathan A. | Director | 13 | $0 | $0 | 2024-06-21 |
| Samay Gregory A | Director | 12 | $27.0K | $0 | 2024-06-21 |
| Smith Thomas Andrew | Director | 6 | $0 | $0 | 2024-06-21 |
| Zeitvogel Kimberly | Treasurer & Prin. Fin. Officer | 1 | $50.0K | $0 | 2024-06-03 |
| Schmidt Tracy G. | Director | 1 | $300.0K | $0 | 2024-06-03 |
| WEBSTER WILLIAM M IV | Director | 56 | $2.10M | $0 | 2024-06-03 |
| CRENSHAW WILLIAM E | Director | 97 | $2.23M | $21.73M | 2024-05-31 |
| Wiadrowski David | Director | 1 | $0 | $0 | 2024-05-29 |
| Synge James | Director | 1 | $0 | $0 | 2024-05-29 |
| Morin Brit | Director | 1 | $0 | $0 | 2024-05-29 |
| Haro Alex | Director | 1 | $0 | $0 | 2024-05-29 |
| Goines Mark | Director | 1 | $0 | $0 | 2024-05-29 |
| Hulls Chris | Chief Executive Officer | 5 | $0 | $3.97M | 2024-05-29 |
| Prober Charles J. | Director | 1 | $0 | $0 | 2024-05-29 |
| Zuckerberg Randi | Director | 1 | $0 | $0 | 2024-05-29 |
| COGHLAN JOHN PHILIP | Director | 1 | $0 | $0 | 2024-05-29 |
| EKMAN DAVID | Director | 2 | $75.0K | $0 | 2024-05-29 |
| Phoenix Holdings Ltd. | 10% Owner | 12 | $0 | $0 | 2024-05-21 |
| Jordan John G. | Director | 27 | $289.3K | $0 | 2024-05-16 |
| MURPHY KEVIN S | Senior Vice President | 10 | $1.05M | $0 | 2024-05-13 |
| Smith Michael | Vice President | 14 | $1.88M | $0 | 2024-05-13 |
| Flouhouse Christopher K. | EVP & Chief Investment Officer | 2 | $0 | $0 | 2024-05-06 |
| Stidham David | SVP, General Counsel | 1 | $0 | $0 | 2024-05-05 |
| Young Kyle Philip | Executive Vice President | 1 | $0 | $0 | 2024-05-05 |
| Larsen Jonathan Daniel | Chief Financial Officer | 1 | $0 | $0 | 2024-05-05 |
| Pelo Bradley Dale | President | 1 | $0 | $0 | 2024-05-05 |
| New Mountain Guardian Investments IV Unlevered, L.L.C. | 10% Owner | 1 | $0 | $0 | 2024-05-02 |
| Van Doren Clare | Director | 1 | $150.0K | $0 | 2024-05-01 |
| Park Adam W | CHIEF COMPLIANCE OFFICER | 3 | $0 | $0 | 2024-05-01 |
| Waldt Gerard R Jr. | Chief Financial Officer | 2 | $0 | $0 | 2024-05-01 |
| Schrager Alan | Director | 2 | $0 | $0 | 2024-05-01 |
| Invesco Global Property Plus Fund | 10% Owner | 1 | $0 | $5.00M | 2024-04-30 |
| Brooks Levee | Director | 1 | $81.6K | $0 | 2024-04-30 |
| Dixon Troy | Director | 1 | $120.0K | $0 | 2024-04-30 |
| Bradley Jacqueline Lynette | Director | 1 | $100.0K | $0 | 2024-04-30 |
| KORNER THOMAS L | Director | 27 | $24.1K | $2.0K | 2024-04-30 |
| Quinlan Christopher | Vice President | 2 | $82.0K | $0 | 2024-04-26 |
| Barry John F | 10% Owner | 4 | $10.00M | $0 | 2024-04-24 |
| Karl Frank P | Senior Vice President | 1 | $25.8K | $0 | 2024-04-15 |
| Gleave Damon | CFO & TREASURER | 8 | $24 | $0 | 2024-04-15 |
| Rabil Albert | Director | 9 | $3.00M | $0 | 2024-04-15 |
| Terry Quinn | Vice Chairman | 5 | $350.0K | $0 | 2024-04-15 |
| Ken Leonard | Co-Chief Investment Officer | 7 | $1.10M | $0 | 2024-04-15 |
| Doug Goodwillie | Co-Chief Investment Officer | 4 | $300.0K | $0 | 2024-04-15 |
| O'Neil Michael J | Chief Compliance Officer | 7 | $75.0K | $0 | 2024-04-15 |
| Baker James C | President | 6 | $500.0K | $0 | 2024-04-15 |
| Hart Terry A | CFO and Treasurer | 8 | $261.1K | $0 | 2024-04-15 |
| ROBO JAMES L | Director | 2 | $21.49M | $0 | 2024-04-15 |
| Stick Susan L. | General Counsel | 2 | $0 | $0 | 2024-04-14 |
| Betzen Justin | Vice President | 2 | $100.0K | $0 | 2024-04-12 |
| Cannon Colbert | Director | 1 | $100.0K | $0 | 2024-04-08 |
| Patterson Michael Davis | Chief Executive Officer | 2 | $15.00M | $0 | 2024-04-08 |
| Hochfelder Lauren | Executive Chairperson | 1 | $500.0K | $0 | 2024-04-01 |
| GALLIGAN GREGORY T | CEO and President | 2 | $1.00M | $0 | 2024-04-01 |
| Armer Douglas N. | CFO & Head of Capital Markets | 1 | $500.0K | $0 | 2024-04-01 |
| Sklar Diana A | Other | 1 | $50.0K | $0 | 2024-03-28 |
| Antonoff Lauren | Chief Operating Officer | 1 | $0 | $0 | 2024-03-27 |
| Burke Russell John | Chief Financial Officer | 4 | $0 | $0 | 2024-03-27 |
| FSH SEED CAPITAL VEHICLE I LLC | 10% Owner | 5 | $15.43M | $0 | 2024-03-26 |
| Adelman David J. | Director, 10% Owner | 22 | $40.26M | $107.1K | 2024-03-26 |
| 26N DL SPV LLC | Other | 1 | $0 | $0 | 2024-03-25 |
| Marra Frank | Chief Compliance Officer | 3 | $0 | $0 | 2024-03-25 |
| BK Canada Holdings Inc. | 10% Owner | 1 | $25.00M | $0 | 2024-03-22 |
| Gould Craig | Chief Executive Officer | 1 | $0 | $0 | 2024-03-15 |
| Franklin Square Holdings, L.P. | 10% Owner | 4 | $9.71M | $0 | 2024-03-13 |
| Sajeski Jon C. | Chief Investment Officer | 11 | $0 | $0 | 2024-03-01 |
| Neely Kay C. | EVP,CFO, Treasurer & Secretary | 17 | $0 | $0 | 2024-03-01 |
| Seton Michael A | President and CEO | 16 | $0 | $0 | 2024-03-01 |
| First Eagle Investment Management, LLC | 10% Owner | 2 | $76.30M | $0 | 2024-03-01 |
| Kress Joel S | Vice President | 1 | $100.0K | $0 | 2024-02-29 |
| Greene Tucker | Chief Operating Officer | 1 | $0 | $0 | 2024-02-21 |
| Gandhi Parikshit | Other | 1 | $125.0K | $0 | 2024-02-02 |
| JFIN Parent LLC | 10% Owner | 1 | $0 | $0 | 2024-02-02 |
| Byrne Richard J | See Remarks | 12 | $3.94M | $0 | 2024-01-24 |
| Gignac Donald A. | Director | 1 | $100.0K | $0 | 2024-01-22 |
| Hadash Stacey | Director | 1 | $100.0K | $0 | 2024-01-22 |
| Kelley Karen Dunn | Director | 1 | $100.0K | $0 | 2024-01-22 |
| Vande Krol Emily | Director | 1 | $0 | $0 | 2024-01-10 |
| Shemesh Avraham | Director | 44 | $9.01M | $0 | 2024-01-09 |
| Linett Mat | Other | 2 | $26.7K | $0 | 2024-01-05 |
| Schwimmer Durant D. | Other | 7 | $100.0K | $0 | 2024-01-05 |
| Vichness Shaul | Chief Financial Off./Treasurer | 8 | $250.0K | $0 | 2024-01-05 |
| Strife Jason | Other | 7 | $150.0K | $0 | 2024-01-05 |
| Short Marissa | Controller | 8 | $25.0K | $0 | 2024-01-05 |
| Miranda Kenneth M. | Director | 8 | $400.0K | $0 | 2024-01-05 |
| McCally John | Vice President and Secretary | 6 | $100.0K | $0 | 2024-01-05 |
| Aggarwal Reena | Director | 7 | $200.0K | $0 | 2024-01-05 |
| Potter Stephen N | Other | 8 | $750.0K | $0 | 2024-01-05 |
| KIRCHHEIMER DAVID M | Director | 8 | $1.50M | $0 | 2024-01-05 |
| PERRY MICHAEL A | Director | 7 | $350.0K | $0 | 2024-01-05 |
| RITCHIE JAMES JOSEPH | Other | 12 | $1.40M | $0 | 2024-01-05 |
| Desch Susanne | Chief Operating Officer | 1 | $25.0K | $0 | 2024-01-02 |
| PGIM Strategic Investments, Inc. | 10% Owner | 10 | $178.41M | $0 | 2024-01-02 |
| Hirsch Todd J | Co-President | 1 | $50.0K | $0 | 2024-01-02 |
| McCarthy John Patrick | Director | 1 | $300.0K | $0 | 2024-01-02 |
| Striano Christopher | Chief Financial Officer | 1 | $50.0K | $0 | 2024-01-02 |
| Liaw Eric | Chief Investment Officer | 1 | $200.0K | $0 | 2024-01-02 |
| Labenski Robert | Chief Accounting Officer | 4 | $0 | $0 | 2024-01-01 |
| Terra Capital Partners, LLC | 10% Owner | 5 | $275.0K | $0 | 2023-12-29 |
| Terra Secured Income Fund 5, LLC | 10% Owner | 1 | $0 | $0 | 2023-12-29 |
| MUNSON ERIC L | Director | 1 | $2.1K | $0 | 2023-12-28 |
| Cheng Wing | Secretary | 1 | $0 | $0 | 2023-12-22 |
| Maple Corey R. | Director | 2 | $424.9K | $0 | 2023-12-22 |
| Leslie Norman H. | Pres., CEO, Sec., CIO, Treas. | 1 | $324.9K | $0 | 2023-12-21 |
| Bates Ann Torre | Director | 2 | $500.0K | $0 | 2023-12-21 |
| Jones David Blandford | Director | 2 | $180.0K | $0 | 2023-12-15 |
| Opportunity Finance Network (a Pennsylvania non-profit corporation) | 10% Owner | 2 | $0 | $0 | 2023-12-14 |
| Mirabal Michelle | Secretary and CCO | 17 | $6.4K | $0 | 2023-12-07 |
| FLANNERY DAVID | Vice President | 1 | $0 | $0 | 2023-12-04 |
| RENEHAN BRENDAN | Vice President | 1 | $0 | $0 | 2023-12-04 |
| Burke Kenneth Joseph | Gen. Counsel, CCO, Secretary | 1 | $0 | $0 | 2023-12-04 |
| Teune Ross | CFO and Treasurer | 1 | $0 | $0 | 2023-12-04 |
| SAULER SEAN | Co-Chairman and Co-President | 6 | $1.78M | $0 | 2023-12-01 |
| KLIKSBERG RUBEN | Co-Chairman and Co-President | 6 | $5.34M | $0 | 2023-12-01 |
| STERNLICHT BARRY S | Executive Chairman | 3 | $0 | $0 | 2023-12-01 |
| Drury Paul W | Senior Managing Director | 2 | $125.0K | $0 | 2023-11-30 |
| JENKINS HOWARD M | Director | 28 | $0 | $199.60M | 2023-11-29 |
| FMR LLC | 10% Owner | 3 | $8.77M | $0 | 2023-11-29 |
| Alsuwaidi Khalifa | 10% Owner | 1 | $11.25M | $0 | 2023-11-08 |
| Molinaro Justin A. | Other | 2 | $13.0K | $0 | 2023-11-01 |
| Fitzsimmons Mark | Other | 25 | $1.51M | $40.36M | 2023-11-01 |
| Chen Carey | Director | 3 | $0 | $1.3K | 2023-10-23 |
| Pensions Caixa 2, Fondo De Pensiones | 10% Owner | 3 | $8.25M | $0 | 2023-10-17 |
| St Germain Ann | Director | 1 | $50.0K | $0 | 2023-10-11 |
| Shannon Kevin | Director | 24 | $451.6K | $0 | 2023-10-11 |
| MS Credit Partners Holdings Inc. | 10% Owner | 24 | $183.24M | $0 | 2023-10-11 |
| Levin Jeffrey | President | 39 | $980.0K | $0 | 2023-10-11 |
| FRANK BRUCE D | Director | 22 | $48.6K | $0 | 2023-10-11 |
| Mizrachi Orit | Chief Operating Officer | 56 | $112.8K | $0 | 2023-10-11 |
| MILLER DAVID N | Director | 22 | $243.0K | $0 | 2023-10-11 |
| Metz Adam S | Director | 24 | $848.8K | $0 | 2023-10-11 |
| NEXTERA ENERGY INC | 10% Owner | 2 | $75.00M | $0 | 2023-10-06 |
| FEPCF Founders Fund GP LLC | 10% Owner | 2 | $126.30M | $0 | 2023-10-06 |
| VEP Group, LLC | 10% Owner | 1 | $125.0K | $0 | 2023-10-02 |
| Hollis Calvin E | Director | 14 | $0 | $0 | 2023-10-01 |
| Harrison Alicia Kuhn | Director | 7 | $0 | $0 | 2023-10-01 |
| SNELL ROGER | Director | 12 | $0 | $0 | 2023-10-01 |
| KA Credit Advisors, LLC | Other | 1 | $0 | $11.1K | 2023-09-30 |
| Goldstein Mitchell S | Trustee and Co-CEO | 1 | $5.00M | $0 | 2023-09-20 |
| Invesco Realty, Inc. | 10% Owner | 4 | $70.00M | $0 | 2023-09-05 |
| INVESCO HOLDING CO LTD | 10% Owner | 4 | $70.00M | $0 | 2023-09-05 |
| Goodman Barry | Other | 22 | $3.14M | $9.02M | 2023-09-01 |
| Jones Damon D | Director | 1 | $0 | $0 | 2023-08-25 |
| Chavez Manuel III | CEO | 5 | $0 | $0 | 2023-08-25 |
| Color Up, LLC | 10% Owner | 3 | $0 | $0 | 2023-08-25 |
| Hogue Stephanie | President & CFO | 5 | $0 | $0 | 2023-08-25 |
| HSCP Strategic III L.P. | 10% Owner | 5 | $0 | $0 | 2023-08-25 |
| Osher Jeffrey | Director, 10% Owner | 6 | $0 | $0 | 2023-08-25 |
| Holley Danica | Director | 1 | $0 | $0 | 2023-08-25 |
| KELLAR LORRENCE T | Director | 1 | $0 | $0 | 2023-08-25 |
| Mullins Kara | Secretary | 1 | $10.0K | $0 | 2023-08-24 |
| Knudsen Todd | CFO, CCO | 3 | $20.1K | $0 | 2023-08-24 |
| Brannan Hines | Director | 1 | $50.0K | $0 | 2023-08-24 |
| Blatnik Jennifer | Director | 1 | $10.0K | $0 | 2023-08-23 |
| Brauckmuller Christopher | Other | 1 | $10.0K | $0 | 2023-08-22 |
| FCCI Insurance Co | 10% Owner | 3 | $11.98M | $0 | 2023-08-22 |
| Youle Jeffrey | CEO and President | 7 | $196.3K | $0 | 2023-08-22 |
| Muzinich US Private Debt, SCSp | 10% Owner | 14 | $110.78M | $0 | 2023-08-22 |
| WEISZ MICHAEL | President | 3 | $112.3K | $0 | 2023-08-11 |
| Yieldstreet Management, LLC | Other | 2 | $37.3K | $0 | 2023-08-11 |
| Yieldstreet Inc. | Other | 2 | $37.3K | $0 | 2023-08-11 |
| Crick Paul | VP Finance & Controller | 2 | $0 | $0 | 2023-08-09 |
| Smith David Russell | President and COO | 4 | $0 | $0 | 2023-08-09 |
| Fletcher Patricia A. | Chief Marketing Officer | 2 | $0 | $0 | 2023-08-09 |
| Visbeek Sarah Stephens | VP Legal & Corp. Sec'y | 4 | $0 | $0 | 2023-08-09 |
| Carver Elizabeth K. | Chief People Officer | 3 | $0 | $0 | 2023-08-09 |
| Billimoria Devendra V. | Director | 1 | $0 | $0 | 2023-08-09 |
| Albrecht Henry B. | Chief Executive Officer | 5 | $0 | $0 | 2023-08-09 |
| HAMERSLAG STEVEN J | Director, 10% Owner | 1 | $0 | $0 | 2023-08-09 |
| Jordan James Buckly | Director | 4 | $0 | $0 | 2023-07-31 |
| Pannell April | Chief Financial Officer | 1 | $0 | $0 | 2023-07-31 |
| Abraham Euan | SVP, Hardware & Engineering | 4 | $0 | $0 | 2023-07-31 |
| Pourdad Ali | Director | 1 | $0 | $0 | 2023-07-31 |
| Kashani Ali Haghighat | Chief Executive Officer | 7 | $0 | $0 | 2023-07-31 |
| Parang Touraj | President & COO | 3 | $0 | $0 | 2023-07-31 |
| Vincent Olivier | Director | 2 | $0 | $0 | 2023-07-31 |
| BROUSSEAU GREGORY P | Vice President+ | 4 | $1.35M | $0 | 2023-07-28 |
| Conti Matthew J | Director | 1 | $1.20M | $0 | 2023-07-27 |
| Pension Fund for State Employees | 10% Owner | 3 | $9.00M | $0 | 2023-07-24 |
| Beaver R David III | VP & Controller/Treasurer | 66 | $9.2K | $0 | 2023-07-21 |
| Pitts Mia | Director | 2 | $0 | $0 | 2023-07-18 |
| Hawkins Lucas | CHIEF FINANCIAL OFFICER | 2 | $0 | $0 | 2023-07-18 |
| Whitley Kristin | Director | 2 | $0 | $0 | 2023-07-18 |
| Oelkers Delvina | CHIEF OPERATING OFFICER | 2 | $0 | $0 | 2023-07-18 |
| COOK ROBERT LANCE | Director | 2 | $0 | $0 | 2023-07-18 |
| DUBOSE CLIFTON EDWIN JR | CHIEF EXECUTIVE OFFICER | 2 | $0 | $0 | 2023-07-18 |
| Cilenti Christopher | See Remarks | 1 | $30.0K | $0 | 2023-07-12 |
| Catherwood Stephen | President | 1 | $150.0K | $0 | 2023-07-12 |
| Bell Ryan D. | Vice President | 1 | $87.5K | $0 | 2023-07-12 |
| Jayroe Tyler | Vice President | 1 | $100.0K | $0 | 2023-07-12 |
| Mehrotra Ashmi | See Remarks | 1 | $150.0K | $0 | 2023-07-12 |
| Kirby Adrienne | Director | 4 | $0 | $0 | 2023-07-01 |
| Mims Verett Ann | Director | 3 | $0 | $0 | 2023-07-01 |
| Pratt Roger Sherwood | Director | 7 | $0 | $0 | 2023-07-01 |
| Kuchin Jonathan | Director | 17 | $0 | $0 | 2023-07-01 |
| Behar Z Jamie | Director | 3 | $0 | $0 | 2023-07-01 |
| GENERAL ELECTRIC PENSION TRUST | 10% Owner | 1 | $35.00M | $0 | 2023-06-30 |
| DeWoody Joseph | PRESIDENT | 2 | $0 | $0 | 2023-06-30 |
| Silber Mark M | Director, 10% Owner | 1 | $0 | $0 | 2023-06-30 |
| Singletary Tamara M | EVP & Corporate Secretary | 6 | $0 | $0 | 2023-06-26 |
| Muzinich US Private Debt General Partner, S.a r.l. | 10% Owner | 8 | $110.46M | $0 | 2023-06-26 |
| Klauder Mary N | Director | 1 | $0 | $0 | 2023-06-22 |
| McAulay Matthew D. | Director | 1 | $0 | $0 | 2023-06-22 |
| Bates Aaron David | Director | 3 | $5.0K | $0 | 2023-06-22 |
| Chambers Vanessa O | Director | 4 | $0 | $0 | 2023-06-22 |
| Hanson Cynthia B | Director | 4 | $0 | $0 | 2023-06-22 |
| Seltzer Stephen C | Director | 4 | $0 | $0 | 2023-06-22 |
| Russell Vernon A | Director | 21 | $0 | $0 | 2023-06-22 |
| Amirtharaj Merlin | Director | 13 | $4.7K | $0 | 2023-06-22 |
| Foster Deidre B | Director | 12 | $0 | $0 | 2023-06-22 |
| Poplin Chris M | Director | 15 | $0 | $0 | 2023-06-22 |
| Hudson Matthew R | Director | 12 | $0 | $0 | 2023-06-22 |
| Morgan Wesley A | Director | 13 | $0 | $0 | 2023-06-22 |
| Bowers Dean M | Director | 18 | $0 | $0 | 2023-06-22 |
| Furr Allen K | Director | 40 | $7.4K | $0 | 2023-06-22 |
| Rankin Frank A III | Director | 19 | $120.0K | $0 | 2023-06-22 |
| Eudy Tara G | Director | 20 | $0 | $0 | 2023-06-22 |
| Swaringen S Todd | Director | 18 | $0 | $0 | 2023-06-22 |
| CAMPBELL JAMES O | Director | 18 | $8.0K | $1.1K | 2023-06-22 |
| Desloge Edward | Chief Financial Officer | 1 | $0 | $0 | 2023-06-20 |
| Sanders J. Grayson | Director | 18 | $0 | $0 | 2023-06-14 |
| Robinson Gerald W | Director | 21 | $0 | $0 | 2023-06-14 |
| Greene Harold H | Director | 18 | $0 | $0 | 2023-06-14 |
| Montgomery Samuel C. | Chief Financial Officer | 1 | $50.1K | $0 | 2023-06-13 |
| Kim Brian | See Remarks | 4 | $5.18M | $0 | 2023-06-01 |
| Didden James M Jr | President | 1 | $1.25M | $0 | 2023-05-30 |
| Kramer Adam | Other | 1 | $125.0K | $0 | 2023-05-25 |
| Chang Brian S | Other | 1 | $125.0K | $0 | 2023-05-25 |
| MCGEE SUSAN B | Director | 18 | $70.2K | $0 | 2023-05-22 |
| TANZMAN MITCHELL A | Principal Executive Officer+ | 4 | $1.15M | $0 | 2023-05-19 |
| Andrew Jason R | Chief Operations Officer | 31 | $16.4K | $0 | 2023-05-17 |
| SUBASI SAFAK | Senior Vice President | 2 | $0 | $0 | 2023-05-05 |
| Texas County & District Retirement System | 10% Owner | 5 | $60.00M | $0 | 2023-04-28 |
| LEMKAU GREGG | 10% Owner | 2 | $61.75M | $0 | 2023-04-21 |
| Dell Susan Lieberman | 10% Owner | 3 | $25.12M | $0 | 2023-04-21 |
| Pearl Jonathan | VP & Head of Sponsor Coverage | 9 | $130.6K | $0 | 2023-04-20 |
| Vernick Shoshana | Director | 1 | $250.0K | $0 | 2023-04-03 |
| Benjamin William Stephen | Director | 1 | $499.9K | $0 | 2023-04-01 |
| Sequoia Holdings, LLC /DE/ | 10% Owner | 2 | $4.22M | $0 | 2023-03-28 |
| Employees' Retirement System of the State of Hawaii | 10% Owner | 4 | $20.01M | $0 | 2023-03-28 |
| Senter Brooke L | Chief People Officer | 8 | $0 | $0 | 2023-03-27 |
| Rinehardt Cheryl P | Chief Credit Officer | 4 | $0 | $0 | 2023-03-27 |
| Almond Heather H | Chief Financial Officer | 6 | $10.1K | $0 | 2023-03-27 |
| Trout Jeffrey L | President UB Mortgage | 9 | $0 | $0 | 2023-03-27 |
| STONER CHRISTY D | President & CEO UIA & CMO UCC | 20 | $37.1K | $0 | 2023-03-27 |
| Aimfinity Investment LLC | 10% Owner | 3 | $0 | $0 | 2023-03-17 |
| Lank Harley | Vice President | 2 | $2.00M | $0 | 2023-03-13 |
| MSD Portfolio L.P. - MSD Personal Income | 10% Owner | 4 | $85.80M | $0 | 2023-03-08 |
| Seager Scott | CFO and Treasurer | 2 | $0 | $0 | 2023-03-01 |
| Sheehan Michael James | Other | 8 | $0 | $0 | 2023-03-01 |
| Riedel George DiCenzo | Director | 1 | $25.0K | $0 | 2023-02-14 |
| Merriman Dwight L. III | Director | 3 | $1.50M | $0 | 2023-02-01 |
| Widoff Joshua J | Partner, GC and Secretary | 4 | $181.2K | $0 | 2023-02-01 |
| Reynolds Brent | CEO and President | 1 | $0 | $100 | 2023-01-26 |
| SKOLL JEFFREY S | 10% Owner | 2 | $7.99M | $0 | 2023-01-26 |
| Schmiess Barry | CHIEF INVESTMENT OFFICER | 5 | $148 | $0 | 2023-01-17 |
| Reed Jason C. | Chief Administrative Officer | 5 | $0 | $0 | 2023-01-08 |
| Hagen Brian | Director | 4 | $0 | $0 | 2022-12-31 |
| Stone Point Credit Management LLC | 10% Owner | 1 | $4.25M | $0 | 2022-12-30 |
| Norris Jim | VP, Controller | 1 | $0 | $0 | 2022-12-29 |
| Riesenfeld Brett S. | See Remarks | 5 | $0 | $0 | 2022-12-29 |
| James Britton L. | See Remarks | 5 | $0 | $0 | 2022-12-29 |
| Conoscenti Christopher L. | Chief Executive Officer | 5 | $0 | $0 | 2022-12-29 |
| Osicka Carrie L. | Chief Financial Officer | 5 | $0 | $0 | 2022-12-29 |
| Marcoux Jarret J. | See Remarks | 5 | $0 | $0 | 2022-12-29 |
| Lockshin Noam | Director | 1 | $0 | $0 | 2022-12-29 |
| Clark Morris R | Director | 1 | $0 | $0 | 2022-12-29 |
| Harvey Claire | Director | 2 | $0 | $0 | 2022-12-29 |
| GOULD ALICE E | Director | 1 | $0 | $0 | 2022-12-29 |
| Jones Steven R | Director | 2 | $0 | $0 | 2022-12-29 |
| Shaver Matthew A | Director | 16 | $970 | $0 | 2022-12-28 |
| Russell Randy T | Director | 12 | $0 | $0 | 2022-12-28 |
| Rathi Venugopal | Treasurer | 33 | $86.8K | $0 | 2022-12-28 |
| Lowder W Chester | Director | 35 | $9.5K | $0 | 2022-12-28 |
| Brooks Joe S | Director | 37 | $14.6K | $0 | 2022-12-28 |
| WHITAKER GARY | evp | 90 | $680.5K | $38.3K | 2022-12-20 |
| Eagle PTC Ltd. | 10% Owner | 1 | $3.00M | $0 | 2022-12-08 |
| New Mountain Guardian Investments IV, L.L.C. | 10% Owner | 1 | $10.00M | $0 | 2022-12-08 |
| Beker Harvey | Other | 68 | $4.12M | $8.10M | 2022-12-01 |
| Hickey Brett A. | Chief Executive Officer | 2 | $114.7K | $0 | 2022-11-22 |
| DICK ROGER L | President/CEO of UCC | 57 | $150.5K | $0 | 2022-11-22 |
| Ryan Christopher Regis | Treasurer | 2 | $499.9K | $0 | 2022-11-04 |
| LIGAND PHARMACEUTICALS INC | 10% Owner | 1 | $0 | $0 | 2022-11-01 |
| GUSTAFSON KURT A | EVP, Finance and CFO | 4 | $0 | $0 | 2022-11-01 |
| Berkman Charles S | CLO & Secretary | 11 | $0 | $0 | 2022-11-01 |
| FOEHR MATTHEW W | CLO & Secretary | 12 | $0 | $0 | 2022-11-01 |
| Leavitt Harvey H III | Director | 23 | $12.6K | $0 | 2022-10-27 |
| Ginn William J | Director | 61 | $0 | $324.5K | 2022-10-24 |
| HALL DOUGLAS K | Director | 59 | $0 | $0 | 2022-10-24 |
| Miller Matthew W | Chief Accounting Officer | 3 | $0 | $0 | 2022-10-21 |
| Medzigian Brendan | Senior Vice President | 5 | $0 | $0 | 2022-10-21 |
| Zinsmaster Samuel | Senior Vice President | 5 | $0 | $0 | 2022-10-21 |
| Lugar Katherine | Director | 12 | $0 | $0 | 2022-10-21 |
| Johnson Michael D | Director | 23 | $0 | $0 | 2022-10-21 |
| Henry Charles S | Director | 23 | $0 | $0 | 2022-10-21 |
| Medzigian Michael G | President & CEO | 35 | $2.00M | $0 | 2022-10-21 |
| REYNOLDS WILLIAM H JR | Director | 22 | $0 | $0 | 2022-10-21 |
| Uppal Vikram S | See Remarks | 5 | $0 | $0 | 2022-10-01 |
| Staudt Thomas G. | President | 1 | $50.0K | $0 | 2022-09-29 |
| Stone Point Credit Adviser LLC | 10% Owner | 4 | $25.54M | $0 | 2022-09-28 |
| ARK Investment Management LLC | 10% Owner | 2 | $1.00M | $0 | 2022-09-28 |
| Packer Craig | President and CEO (1) | 54 | $138.65M | $0 | 2022-09-23 |
| Gaunt Peter | Treasurer | 4 | $27.5K | $0 | 2022-09-16 |
| Wood Catherine D. | CEO and CIO | 1 | $1.00M | $0 | 2022-09-13 |
| Owens Walter J. | Chief Executive Officer | 1 | $26.0K | $0 | 2022-09-07 |
| Marchetti Kevin | President | 1 | $16.2K | $0 | 2022-09-07 |
| Bourgeois Robert J. | CFO and Treasurer | 1 | $6.1K | $0 | 2022-09-07 |
| Cady-Kruse Nell | Director | 1 | $40.4K | $0 | 2022-09-07 |
| Cox William Christopher | Treas., CFO and Prin. Acct Off | 1 | $100.0K | $0 | 2022-09-02 |
| MEHERE MILIND | Chief Executive Officer | 4 | $37.0K | $0 | 2022-08-30 |
| EPCM Holdings LLC | Other | 1 | $2.50M | $0 | 2022-08-25 |
| Franklin Michael Andrew | CEO and President | 2 | $49.3K | $0 | 2022-08-25 |
| LePatner Wesley | Chief Operating Officer | 1 | $2.50M | $0 | 2022-08-01 |
| MUNSON ELIZABETH P | Director | 23 | $0 | $0 | 2022-08-01 |
| PINOLA RICHARD J | Director | 25 | $50.0K | $0 | 2022-08-01 |
| Chaffee Erica J | Chief Financial Officer | 26 | $133 | $0 | 2022-07-15 |
| Ross Kevin J | Director | 1 | $40.8K | $0 | 2022-07-01 |
| Seides Theodore D. | Director | 13 | $55.0K | $58.2K | 2022-06-30 |
| SNB Capital Co | 10% Owner | 21 | $84.16M | $99.74M | 2022-06-30 |
| Stief James F | Other | 149 | $75.4K | $3.16M | 2022-06-30 |
| Vecta Partners LLC | 10% Owner | 1 | $0 | $0 | 2022-06-29 |
| Koppelmann William | CEO | 3 | $0 | $0 | 2022-06-29 |
| SPARBY JOHN M. | See Remarks | 5 | $0 | $0 | 2022-06-21 |
| WILSON RACHEL | Chief Financial Officer | 1 | $0 | $0 | 2022-06-21 |
| ZIMMERLI ALBERT RENE | Director | 1 | $0 | $0 | 2022-06-21 |
| LONG GARY STEVEN | See Remarks | 2 | $0 | $0 | 2022-06-21 |
| Bundy Scanlan Agnes | Director | 1 | $0 | $0 | 2022-06-21 |
| Speranzo Anthony J | Director | 6 | $0 | $0 | 2022-06-21 |
| Evans Richard B. Jr. | Principal Accounting Officer | 3 | $0 | $0 | 2022-06-21 |
| Feiner Michael C. | Director | 5 | $0 | $0 | 2022-06-21 |
| Smith Jill D. | Director | 3 | $0 | $0 | 2022-06-21 |
| FLANAGAN JOSEPH GERARD | See remarks | 3 | $0 | $0 | 2022-06-21 |
| DILL DAVID M | Director | 2 | $0 | $0 | 2022-06-21 |
| HENNEMAN JOHN B III | Director | 29 | $0 | $0 | 2022-06-21 |
| TERSIGNI ANTHONY R | Director | 6 | $0 | $0 | 2022-06-21 |
| Yoakum Jamie A. | Chief Accounting Officer | 4 | $0 | $0 | 2022-06-16 |
| Varallo Deborah | Director | 2 | $5.9K | $0 | 2022-06-02 |
| Malik Nauman S. | CCO | 1 | $50.0K | $0 | 2022-06-01 |
| Ko Daniel W. | Other | 1 | $250.0K | $0 | 2022-06-01 |
| Spinner Daniel M. | Other | 1 | $100.0K | $0 | 2022-06-01 |
| Onorio Kenneth P. | CFO/COO | 1 | $50.0K | $0 | 2022-06-01 |
| Sebastian Terry | Director | 21 | $17.17M | $0 | 2022-05-20 |
| Wolf Lawrence | Director | 3 | $100.0K | $0 | 2022-05-16 |
| Tannenbaum Robyn | Director | 1 | $0 | $0 | 2022-04-28 |
| Kaufman Brett | CFO, Treasurer | 2 | $0 | $0 | 2022-04-28 |
| Berman Bernard D | President and Chairman | 1 | $0 | $0 | 2022-04-28 |
| TANNENBAUM LEONARD M | Chief Executive Officer | 2 | $0 | $0 | 2022-04-28 |
| AT&T INC. | 10% Owner | 1 | $0 | $0 | 2022-04-08 |
| Biry Jennifer S | Director | 2 | $0 | $0 | 2022-04-08 |
| Berg John Alen | Chief Financial Officer | 1 | $0 | $0 | 2022-04-08 |
| Mason Mark Alan | Chief Operating Officer | 1 | $0 | $0 | 2022-04-08 |
| Pratt Ryan Michael | Chief Executive Officer | 3 | $0 | $0 | 2022-04-08 |
| Broxson Jeffery Scott | Vice President of Sales | 1 | $0 | $0 | 2022-04-08 |
| McGaw Stephen A. | President | 3 | $0 | $0 | 2022-04-08 |
| Dial Debra L. | See Remarks | 2 | $0 | $0 | 2022-04-08 |
| Desroches Pascal | See Remarks | 3 | $0 | $0 | 2022-04-08 |
| Snider Samuel A. | Other | 5 | $30.0K | $0 | 2022-04-01 |
| Marone Anthony F. JR | See Remarks | 1 | $100.0K | $0 | 2022-04-01 |
| ARES INVESTMENTS HOLDINGS LLC | 10% Owner | 1 | $75.00M | $0 | 2022-04-01 |
| Wagner David Lynn | Other | 2 | $2.50M | $1.50M | 2022-03-31 |
| Levy Adam R. | CEO & CFO | 5 | $2.4K | $0 | 2022-03-25 |
| PDL FL US Holdings LP | 10% Owner | 4 | $44.50M | $0 | 2022-03-24 |
| OCM HOLDINGS I, LLC | Director, 10% Owner | 2 | $53.64M | $0 | 2022-03-07 |
| Coffey Meredith | Other | 1 | $87.5K | $0 | 2022-03-02 |
| Parekh Grishma | Other | 1 | $500.0K | $0 | 2022-03-01 |
| Bryson David | SVP, Chief Accounting Officer | 1 | $0 | $0 | 2022-02-23 |
| Phillips Michael Douglas | S.V.P., C.A.O. & Controller | 8 | $0 | $0 | 2022-02-23 |
| Busch Daniel | President & C.E.O. | 12 | $0 | $0 | 2022-02-23 |
| David Christy Lynn | EVP, General Counsel & Sec. | 14 | $0 | $0 | 2022-02-23 |
| Chong Kellie Hyon-Ok | Chief Business Officer | 1 | $0 | $0 | 2022-02-21 |
| Patterson Clayton | President, Secretary | 3 | $15.0K | $0 | 2022-02-11 |
| Markell Jack A. | Director | 6 | $0 | $0 | 2022-02-01 |
| Buckbinder Gregg | Other | 26 | $6.44M | $401.0K | 2022-02-01 |
| MULVIHILL JAMES R | Director | 3 | $0 | $0 | 2022-01-31 |
| ZUCKER EVAN | Chairman of the Board | 11 | $24.2K | $0 | 2022-01-31 |
| Grenville Thomas | CCO | 5 | $7.3K | $0 | 2022-01-21 |
| Mejido Ramon | VP of Technology | 1 | $0 | $0 | 2022-01-11 |
| Mattucci Robert | VP of Sales | 1 | $0 | $0 | 2022-01-11 |
| Galliano Victor | VP of Marketing | 1 | $0 | $0 | 2022-01-11 |
| Ruiz Margaret | Corporate Secretary | 1 | $0 | $0 | 2022-01-11 |
| Porter Michael Anthony | Other | 1 | $15.0K | $0 | 2022-01-07 |
| Hester Kristin | GC / Assistant Secretary | 1 | $15.0K | $0 | 2022-01-07 |
| Joshi Amit | CFO | 1 | $50.0K | $0 | 2022-01-07 |
| RICKERTSEN CARL J | Other | 3 | $100.0K | $0 | 2022-01-07 |
| Gibbons James | Other | 22 | $0 | $0 | 2022-01-03 |
| Schaaff Harold | Secretary | 8 | $0 | $0 | 2022-01-03 |
| Klein Michael F | Director | 7 | $0 | $0 | 2022-01-03 |
| DE SAINT PHALLE PIERRE | Director | 67 | $0 | $0 | 2022-01-03 |
| Director | 1 | $0 | $0 | 2022-01-01 | |
| Funchess Samuel William Sr. | Director | 1 | $0 | $0 | 2022-01-01 |
| Director | 1 | $0 | $0 | 2022-01-01 | |
| Director | 1 | $0 | $0 | 2022-01-01 | |
| THOMPSON GREGORY J | Director | 1 | $0 | $0 | 2022-01-01 |
| Director | 1 | $0 | $0 | 2022-01-01 | |
| Sykes Peter H | Other | 2 | $0 | $0 | 2021-12-31 |
| McGuinness Thomas P | See Remarks | 20 | $0 | $0 | 2021-12-31 |
| NCB CAPITAL CREDIT FUND I L.P. | 10% Owner | 6 | $81.20M | $72.52M | 2021-12-20 |
| Alberta Investment Management Corp | 10% Owner | 2 | $18.00M | $0 | 2021-12-20 |
| NCB Capital Credit Fund I GP Co. | 10% Owner | 4 | $19.97M | $0 | 2021-12-17 |
| Fresno County Employees' Retirement Association | 10% Owner | 21 | $113.23M | $0 | 2021-12-17 |
| Stern Jason S. | Chief Strategy & Admin Officer | 3 | $0 | $0 | 2021-12-16 |
| Stanley Tiffany | EVP, Property Management | 3 | $0 | $0 | 2021-12-16 |
| Middleton Tim | Chief Investment Officer | 4 | $0 | $0 | 2021-12-16 |
| Miller David Roy | Chief Accounting Officer | 4 | $15.0K | $0 | 2021-12-16 |
| Bahn Gustav F. | Secretary | 4 | $37.9K | $0 | 2021-12-16 |
| Bowie Stephen R. | Director | 15 | $0 | $0 | 2021-12-16 |
| Purcell Thomas H. | Director | 9 | $0 | $0 | 2021-12-16 |
| Christie G. Brian | Director | 8 | $0 | $0 | 2021-12-16 |
| Brines Ned | Director | 26 | $75.0K | $0 | 2021-12-16 |
| Vandell Kerry Dean | Director | 11 | $0 | $0 | 2021-12-16 |
| Emery Rodney F | Chief Executive Officer | 31 | $5.00M | $0 | 2021-12-16 |
| del Rio Ana Marie | Secretary | 9 | $25.0K | $0 | 2021-12-16 |
| Rajgopal Raj | Director | 1 | $0 | $0 | 2021-12-16 |
| Lehmann Richard J | Director | 8 | $0 | $0 | 2021-12-16 |
| NEYLAND ELLA S | President, CFO and Treasurer | 14 | $0 | $0 | 2021-12-16 |
| FUGELSANG GEORGE N | Director | 8 | $0 | $0 | 2021-12-16 |
| Konig Samuel | Executive Vice President | 1 | $0 | $0 | 2021-12-13 |
| SPC Field Partners LLC | 10% Owner | 5 | $34.04M | $0 | 2021-12-09 |
| Stone Point Credit LLC | 10% Owner | 1 | $24.39M | $0 | 2021-12-09 |
| Hearne Thomas M Jr | Director | 15 | $0 | $0 | 2021-12-08 |
| NANCE JAMES E | Director | 53 | $0 | $0 | 2021-12-08 |
| MYNATT CYNTHIA L | Director | 19 | $53.8K | $18.3K | 2021-12-08 |
| Hawkeye Acquisition, Inc. | 10% Owner | 2 | $0 | $0 | 2021-12-01 |
| Levene Catherine | President-National Media Group | 11 | $0 | $0 | 2021-12-01 |
| Roberts III Chris | Director | 5 | $0 | $0 | 2021-12-01 |
| Frierott Jason M. | Chief Financial Officer | 6 | $0 | $0 | 2021-12-01 |
| Kerger Paula | Director | 9 | $0 | $0 | 2021-12-01 |
| Baer Donald A | Director | 17 | $0 | $0 | 2021-12-01 |
| Harty Thomas H | Chairman and CEO | 22 | $0 | $0 | 2021-12-01 |
| KAPLAN BETH J | Director | 12 | $0 | $0 | 2021-12-01 |
| CAPPAERT STEVEN M | Corporate Controller | 17 | $0 | $0 | 2021-12-01 |
| COLEMAN GREGORY | Director | 5 | $0 | $0 | 2021-12-01 |
| FRAZIER MEREDITH D MELL | 10% Owner | 38 | $0 | $0 | 2021-12-01 |
| MEREDITH EDWIN T IV | 10% Owner | 1 | $0 | $0 | 2021-12-01 |
| BERG DONALD C | Director | 22 | $0 | $0 | 2021-12-01 |
| ZIESER JOHN S | Chief Development Officer, GC | 18 | $0 | $0 | 2021-12-01 |
| Tallett Elizabeth E | Director | 21 | $0 | $0 | 2021-12-01 |
| HANAUER JOE F | Director | 33 | $17.5K | $0 | 2021-11-24 |
| RANDOLPH JEFFREY | Other | 114 | $61.5K | $0 | 2021-11-24 |
| Halfacre Aaron Scott | CEO | 42 | $225.9K | $0 | 2021-11-24 |
| MARKMAN ADAM SCOTT | Director | 46 | $38.4K | $0 | 2021-11-24 |
| McWilliams Curtis B | Director | 47 | $30.1K | $0 | 2021-11-24 |
| NOLAN THOMAS H JR | Director | 46 | $29.0K | $0 | 2021-11-24 |
| COHEN PETER A | Chief Executive Officer | 11 | $1.20M | $223.3K | 2021-11-23 |
| Siciliano John C | Director | 7 | $43.1K | $0 | 2021-11-22 |
| Schuetz Thomas J. | Chief Executive Officer | 3 | $487.2K | $0 | 2021-11-16 |
| Whyte Michael McGregor | Chief Operating Officer | 1 | $250.0K | $0 | 2021-11-12 |
| CH Investment Partners, L.L.C. | Other | 20 | $0 | $0 | 2021-11-12 |
| KKR Phorm Investors GP LLC | 10% Owner | 4 | $5.00M | $0 | 2021-11-05 |
| Lamm, Jonathan | See Remarks | 38 | $166.1K | $0 | 2021-11-05 |
| DAlelio Edward H | Director | 9 | $500.0K | $0 | 2021-11-05 |
| Nuveen Fund Advisors, LLC | Other | 1 | $0 | $997 | 2021-11-05 |
| Piermont Jeffrey Charles | COO, President and Secretary | 6 | $0 | $446.6K | 2021-11-01 |
| Rubenstein Katherine | Chief Operating Officer | 1 | $0 | $0 | 2021-10-25 |
| Greenblatt William Mitchell | Director | 3 | $0 | $0 | 2021-10-05 |
| Patel Milun | Chief Financial Officer | 6 | $75.9K | $0 | 2021-10-05 |
| Farrell Rehana | Director | 4 | $0 | $0 | 2021-10-05 |
| PECHTER JOSHUA S | Director | 5 | $3.64B | $0 | 2021-10-05 |
| BLUMENTHAL GEORGE S | Other | 4 | $0 | $0 | 2021-10-05 |
| KROLL JULES B | Director | 4 | $0 | $0 | 2021-10-05 |
| Lederman Howard | Vice President, Tax | 1 | $0 | $0 | 2021-10-04 |
| Whaley Patricia M | VP, Gen Counsel and Secretary | 1 | $0 | $0 | 2021-10-04 |
| PETERSON MARK W | SVP, CFO and Treasurer | 1 | $0 | $0 | 2021-10-04 |
| ADAMS TODD A. | President | 1 | $0 | $0 | 2021-10-04 |
| Zurn Water Solutions Corp | 10% Owner | 2 | $0 | $0 | 2021-10-04 |
| Alaris Capital, LLC | 10% Owner | 2 | $28.00M | $0 | 2021-10-01 |
| SEABOARD FOODS LLC | 10% Owner | 1 | $50.00M | $0 | 2021-10-01 |
| Vipond Larry A. | Director | 1 | $0 | $0 | 2021-10-01 |
| JONES LAWRENCE S | Director | 4 | $0 | $0 | 2021-10-01 |
| Lo Cora | Secretary | 43 | $124.5K | $0 | 2021-10-01 |
| Gary Robert A IV | Director | 11 | $0 | $0 | 2021-10-01 |
| LEVITT MICHAEL J | Director | 5 | $2.75M | $2.53M | 2021-10-01 |
| BROMLEY MARCUS E | Director | 16 | $323.1K | $0 | 2021-10-01 |
| EVANS STEPHEN O | Director | 3 | $0 | $0 | 2021-10-01 |
| Massie Catherine S | 10% Owner | 4 | $0 | $0 | 2021-09-30 |
| Sykes David F. | 10% Owner | 4 | $0 | $0 | 2021-09-30 |
| Silverman Michael R. | Other | 4 | $0 | $0 | 2021-09-24 |
| Stone Point GP Ltd. | 10% Owner | 1 | $8.72M | $0 | 2021-09-24 |
| ORCHARD 3 LLC | 10% Owner | 1 | $0 | $13.36M | 2021-09-21 |
| BYWAY 1 CORP. | 10% Owner | 1 | $135.11M | $0 | 2021-09-21 |
| HAWTHORNE 5 CORP. | 10% Owner | 1 | $0 | $128.43M | 2021-09-21 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | 19 | $1.02M | $0 | 2021-09-20 |
| Yoder, Jon | Chief Operating Officer | 29 | $64.3K | $0 | 2021-09-10 |
| Lane Ann B | Director | 30 | $196.7K | $0 | 2021-09-10 |
| Butcher Willard Carlisle Jr | CEO and President | 1 | $1.05M | $0 | 2021-08-31 |
| SHUSTEK MICHAEL V | See Remarks | 24 | $0 | $20.26M | 2021-08-25 |
| Rimer Kirk L. | Other | 4 | $0 | $0 | 2021-08-24 |
| Zahn Gregg Earl | Chief Executive Officer | 12 | $420.8K | $3.9K | 2021-07-15 |
| ROSENBERG RALPH F | Director | 1 | $1.00M | $0 | 2021-07-15 |
| Wilks Kyle Lowell | Director | 1 | $0 | $0 | 2021-07-07 |
| Pattar John | Other | 1 | $10.0K | $0 | 2021-07-02 |
| Leness Anthony H. | Other | 4 | $2.31M | $0 | 2021-07-01 |
| PALUMBO MARK ANTHONY | Former CEO and Director | 3 | $0 | $100.0K | 2021-07-01 |
| Greene Randall | Director | 15 | $0 | $0 | 2021-07-01 |
| Rayevich Ronald Lee | Director | 15 | $0 | $0 | 2021-07-01 |
| Brookfield Property Master Holdings LLC | Director, 10% Owner | 15 | $0 | $0 | 2021-06-30 |
| Mehlman Jonathan P. | Chief Executive Officer | 15 | $0 | $0 | 2021-06-30 |
| Wenzel Abby M. | Director | 18 | $0 | $0 | 2021-06-30 |
| Brookfield Holdings Canada Inc. | Director, 10% Owner | 4 | $0 | $0 | 2021-06-30 |
| Joyce Stephen P | Director | 6 | $0 | $0 | 2021-06-30 |
| Riggins Bruce A | President, CFO & Treasurer | 3 | $0 | $0 | 2021-06-30 |
| Hughes Paul C | General Counsel and Secretary | 12 | $0 | $0 | 2021-06-30 |
| PERLA STANLEY R | Director | 15 | $0 | $0 | 2021-06-30 |
| GLICKMAN EDWARD A | Director | 6 | $0 | $0 | 2021-06-30 |
| McCarthy Lee | CFO, COO | 1 | $0 | $0 | 2021-06-22 |
| Klamkin Jonathan | CEO | 1 | $0 | $0 | 2021-06-22 |
| SPC Field Credit GP Holdings LLC | 10% Owner | 1 | $7.00M | $0 | 2021-06-18 |
| SPC Wilson Point, L.P. | 10% Owner | 1 | $11.63M | $0 | 2021-06-18 |
| Bikulege Judi | See Remarks | 5 | $0 | $0 | 2021-06-16 |
| Dekle Christopher N. | See Remarks | 19 | $0 | $0 | 2021-06-16 |
| Clarkson David | See Remarks | 11 | $0 | $0 | 2021-06-16 |
| Kent Steven E | Director | 6 | $18.5K | $0 | 2021-06-16 |
| Brown Neil T | Director | 18 | $284.4K | $0 | 2021-06-16 |
| Anand Kapila K | Director | 7 | $14.9K | $0 | 2021-06-16 |
| PALMER LISA | Director | 11 | $355.7K | $0 | 2021-06-16 |
| Weissman Howard J | See Remarks | 29 | $0 | $0 | 2021-06-16 |
| GEOGA DOUGLAS GERARD | Director | 21 | $355.7K | $0 | 2021-06-16 |
| HAASE BRUCE N | See Remarks | 19 | $620.8K | $0 | 2021-06-16 |
| Kutner Mark Eliot | Director | 1 | $0 | $0 | 2021-06-11 |
| Story Bobby | Chief Financial Officer | 1 | $0 | $0 | 2021-06-11 |
| Handwerker Jamie | Director | 6 | $100.0K | $0 | 2021-06-03 |
| McDonough Peter J | Director | 6 | $100.0K | $0 | 2021-06-03 |
| ORTALE BUFORD H | Director | 6 | $100.0K | $0 | 2021-06-03 |
| WIRTA RAYMOND E | Other | 15 | $1.36M | $0 | 2021-05-27 |
| Cliffwater Corporate Lending Fund | 10% Owner | 4 | $0 | $0 | 2021-05-17 |
| ORCC III Warehouse L.L.C. | Other | 6 | $0 | $0 | 2021-05-13 |
| Ostrover Douglas I | Director, 10% Owner | 29 | $152.79M | $0 | 2021-05-13 |
| Harbrecht Sandra W | Director | 54 | $1.05M | $0 | 2021-05-07 |
| Black Amanda Elizabeth | Director | 10 | $0 | $0 | 2021-05-06 |
| Nelson Scott A. | Director | 19 | $0 | $0 | 2021-05-06 |
| Aitken Stuart | Director | 14 | $0 | $0 | 2021-05-06 |
| Glavin Thomas F | Director | 22 | $0 | $0 | 2021-05-06 |
| Saban Paula | Director | 22 | $0 | $0 | 2021-05-06 |
| WHITEHURST JULIAN E | Director | 19 | $0 | $0 | 2021-05-06 |
| STEIN MICHAEL A | Director | 18 | $0 | $0 | 2021-05-06 |
| Kalled Susan | Chief Scientific Officer | 1 | $0 | $0 | 2021-05-03 |
| Silfen Jane | Director | 2 | $0 | $0 | 2021-04-29 |
| Fischer Elizabeth | Director | 2 | $0 | $0 | 2021-04-29 |
| Strong John A. | Director | 3 | $0 | $0 | 2021-04-29 |
| Massey Paul | Director | 4 | $8.3K | $0 | 2021-04-29 |
| Wood Gregory S. | Director | 3 | $0 | $0 | 2021-04-29 |
| Murphy Devin Ignatius | President | 33 | $0 | $0 | 2021-04-29 |
| CHAO LESLIE T | Director | 2 | $0 | $0 | 2021-04-29 |
| QUAZZO STEPHEN R | Director | 2 | $0 | $0 | 2021-04-29 |
| Downs Ryan M. | President | 13 | $5.0K | $0 | 2021-04-15 |
| Rouse Alexander | Director | 1 | $35.0K | $0 | 2021-04-09 |
| Sinha Mallika | Chief Financial Officer | 3 | $0 | $0 | 2021-04-09 |
| Carter Noah K. | Chief Accounting Officer | 3 | $0 | $0 | 2021-04-09 |
| Brown Beverley | Chief Scientist | 3 | $0 | $0 | 2021-03-31 |
| Ogier Simon | Chief Technology Officer | 2 | $0 | $0 | 2021-03-31 |
| Jenks Ian | Chairman and CEO | 2 | $0 | $0 | 2021-03-31 |
| de Boer Klaas | Director | 3 | $400.0K | $0 | 2021-03-31 |
| Bahns Robert | Chief Financial Officer | 2 | $0 | $0 | 2021-03-31 |
| Brookfield US Inc. | Director, 10% Owner | 3 | $0 | $0 | 2021-03-31 |
| Keck Barbra | Director | 1 | $0 | $0 | 2021-03-31 |
| SPRENG R DAVID | President and CEO | 17 | $1.28M | $0 | 2021-03-24 |
| Owl Rock Feeder FIC ORCIC Equity LLC | 10% Owner | 1 | $12.00M | $0 | 2021-03-22 |
| Krakaris Emmanuel | Pres., CEO and Secretary | 5 | $0 | $0 | 2021-03-22 |
| LIPSCHULTZ MARC S | 10% Owner | 7 | $23.84M | $0 | 2021-03-22 |
| Beeney Marisa Janel | CCO, CLO, Secretary | 1 | $0 | $0 | 2021-03-19 |
| Peck Aaron Daniel | CFO & Corporate Secretary | 4 | $2.37M | $0 | 2021-03-15 |
| KOENIG THEODORE L | Chairman, President, and CEO | 3 | $2.31M | $0 | 2021-03-15 |
| Caulfield John P | CFO, SVP & Treasurer | 7 | $0 | $0 | 2021-03-10 |
| Brady Tanya | SVP, GC & Secretary | 8 | $0 | $0 | 2021-03-10 |
| Myers Robert F. | Chief Operating Officer & SVP | 32 | $0 | $0 | 2021-03-10 |
| Robison Jennifer L | Chief Accounting Officer & SVP | 11 | $0 | $0 | 2021-03-10 |
| Edison Jeffrey | Co-Chairman of the Board & CEO | 33 | $100.0K | $0 | 2021-03-10 |
| Carter Charles Ross | CFO and Secretary | 1 | $0 | $0 | 2021-03-09 |
| ZELDIS JEROME B | Director | 1 | $0 | $0 | 2021-03-08 |
| Nelson Robert Shawn | Director | 1 | $0 | $0 | 2021-03-01 |
| Nissley P Anthony | Director | 4 | $0 | $0 | 2021-03-01 |
| Bland James Kevin | Chief Financial Officer | 1 | $0 | $0 | 2021-03-01 |
| Dawson John Earl | Director | 5 | $2.70M | $486.82M | 2021-03-01 |
| DOZER RICHARD H | Director | 4 | $0 | $0 | 2021-03-01 |
| RISOLEO JAMES F | Director | 4 | $0 | $0 | 2021-03-01 |
| AALBERTS ROBERT J | Director | 1 | $0 | $0 | 2021-03-01 |
| King Simon P. | Director | 2 | $0 | $0 | 2021-02-23 |
| Jessee James A. | Director | 2 | $50.0K | $0 | 2021-02-09 |
| Meraki Partners, LLC | 10% Owner | 1 | $0 | $0 | 2021-02-01 |
| Epstein Stephen A | CEO | 1 | $0 | $0 | 2021-02-01 |
| Pick Brandon S. | Other | 3 | $180.0K | $0 | 2021-02-01 |
| HAWKINS KENNETH | Director, 10% Owner | 1 | $0 | $0 | 2021-02-01 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | 4 | $21.42M | $0 | 2021-01-28 |
| VIRGILIO JOSEPH III | President & CEO | 1 | $0 | $0 | 2021-01-28 |
| CIM RACR, LLC | 10% Owner | 1 | $4.00M | $0 | 2021-01-28 |
| Kuba Shaul | 10% Owner | 5 | $9.01M | $0 | 2021-01-28 |
| Elliott Thomas C | See Remarks | 2 | $0 | $0 | 2021-01-28 |
| LERDAL MARK D | Director | 1 | $0 | $0 | 2021-01-28 |
| Pacini Raymond J | CFO | 4 | $10.3K | $0 | 2021-01-25 |
| Chatterjee Saurav | Chief Technology Officer | 1 | $0 | $0 | 2021-01-19 |
| Shakil Ian | Chief Strategy Officer | 4 | $0 | $0 | 2021-01-19 |
| Breber Sandra | Chief Operating Officer | 3 | $0 | $0 | 2021-01-19 |
| Ginocchio Paul | Chief Financial Officer | 2 | $0 | $0 | 2021-01-19 |
| Hawkins Jonathan | Chief Revenue Officer | 3 | $0 | $0 | 2021-01-19 |
| VON LEHE PETER | Other | 1 | $250.0K | $0 | 2021-01-19 |
| Clark James Frederic | Other | 1 | $0 | $0 | 2021-01-07 |
| Smith Daniel Harlan Jr. | Other | 3 | $0 | $0 | 2021-01-07 |
| ORCC III Investors L.L.C. | Other | 2 | $0 | $0 | 2021-01-04 |
| Moyer Robert F. | Other | 2 | $3.14M | $0 | 2021-01-01 |
| Brookfield Strategic Real Estate Partners II GP of GP LLC | Director, 10% Owner | 3 | $0 | $0 | 2020-12-31 |
| Casscells Anne | Other | 19 | $0 | $0 | 2020-12-31 |
| Oak Lawn Direct Investors GP, L.L.C. | 10% Owner | 2 | $0 | $0 | 2020-12-30 |
| Chief Operating Officer | 1 | $0 | $0 | 2020-12-30 | |
| Fouss Barbara J | Director | 12 | $117.0K | $0 | 2020-12-16 |
| Sypherd Stephen | VP, Treasurer and Secretary | 10 | $150.0K | $0 | 2020-12-16 |
| MITCHELL OLIVER C JR | Director | 3 | $5.0K | $0 | 2020-12-16 |
| Hughes Philip E Jr | Director | 3 | $60.0K | $0 | 2020-12-16 |
| COHEN DAVID L | Director | 7 | $281.9K | $0 | 2020-12-16 |
| PIZZI CHARLES P | Director | 11 | $403.8K | $0 | 2020-12-16 |
| BUCKLEY WALTER W III | Director | 4 | $100.0K | $9.2K | 2020-12-16 |
| Chartoff Beth | Public Relations Officer | 2 | $0 | $0 | 2020-12-14 |
| Gates William H | Director | 1 | $100.0K | $0 | 2020-12-01 |
| Bober Marie Ann | CCO, Secretary | 1 | $25.0K | $0 | 2020-12-01 |
| Hayes William A | Director | 1 | $100.0K | $0 | 2020-12-01 |
| Applegate Douglas Jr | Chief Financial Officer | 1 | $25.0K | $0 | 2020-12-01 |
| Duffy Glenn | CEO, CIO & President | 1 | $250.0K | $0 | 2020-12-01 |
| Savageau Richard | Other | 104 | $2.95M | $87.6K | 2020-11-06 |
| Grayston Stuart H | President | 11 | $0 | $0 | 2020-10-30 |
| Klunk David R | Director | 12 | $118.0K | $0 | 2020-10-30 |
| Lillie Thomas B | Director | 11 | $0 | $0 | 2020-10-30 |
| HARRIS JEROME A | Director | 11 | $0 | $0 | 2020-10-30 |
| Thompson David N | Assistant Secretary | 11 | $0 | $0 | 2020-10-30 |
| GILLMAN JEFFRY I | Director | 11 | $0 | $0 | 2020-10-30 |
| Diamond Irvin Frank | Director | 11 | $0 | $0 | 2020-10-30 |
| GSO CAPITAL PARTNERS LP | 10% Owner | 1 | $50.0K | $0 | 2020-10-21 |
| GUARDIAN LIFE INSURANCE CO OF AMERICA | 10% Owner | 1 | $2.50B | $0 | 2020-10-16 |
| Hansen James | Other | 67 | $1.44M | $0 | 2020-10-15 |
| OAKTREE HOLDINGS, LLC | Director, 10% Owner | 3 | $48.52M | $0 | 2020-10-15 |
| McKesson Ventures, LLC | Director, 10% Owner | 3 | $2.00M | $0 | 2020-10-05 |
| Marks Joseph | Director | 1 | $0 | $0 | 2020-10-05 |
| Carter Jennifer M. | Director, 10% Owner | 3 | $2.00M | $0 | 2020-10-05 |
| Krikorian Jason | Director, 10% Owner | 4 | $2.00M | $0 | 2020-10-05 |
| A-Fund, L.P. | Director, 10% Owner | 4 | $2.00M | $0 | 2020-10-05 |
| Owl Rock Feeder FIC BDC III LLC | 10% Owner | 2 | $4.34M | $0 | 2020-09-30 |
| Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC | Director, 10% Owner | 1 | $0 | $0 | 2020-09-30 |
| Grunewald Robert | Chief Executive Officer | 3 | $2.20M | $1.59M | 2020-09-30 |
| DOZOIS TIMOTHY M | Director | 5 | $46.0K | $0 | 2020-09-17 |
| Kaplan Brett | Director | 1 | $0 | $0 | 2020-09-10 |
| Saltzman Steven R. | See Remarks | 1 | $0 | $0 | 2020-09-08 |
| Weisbaum Michele R. | See Remarks | 1 | $0 | $0 | 2020-09-08 |
| FELDMAN ALAN F | See Remarks | 1 | $0 | $0 | 2020-09-08 |
| Frame Thomas | Director | 7 | $55.0K | $0 | 2020-09-02 |
| Kass Steven M. | Director | 2 | $50.0K | $0 | 2020-09-01 |
| Page William C. | Other | 2 | $100.0K | $0 | 2020-09-01 |
| Vaughn Mark J | VP/GM Eastern Utility Services | 112 | $0 | $1.11M | 2020-08-18 |
| Brown Steve Louis | Chairman and CEO | 4 | $0 | $0 | 2020-08-07 |
| Bisker-Leib Vered | Chief Operating Officer | 1 | $0 | $0 | 2020-08-06 |
| SQUINTO STEPHEN P | Director | 1 | $0 | $0 | 2020-08-06 |
| OCM Growth Holdings LLC | Director, 10% Owner | 3 | $25.96M | $0 | 2020-07-28 |
| Furness Bruce | Other | 54 | $885.9K | $0 | 2020-07-15 |
| Johnson Brett A. | Director | 5 | $96.5K | $0 | 2020-07-01 |
| Fagen Roland J | 10% Owner | 3 | $6.92M | $0 | 2020-07-01 |
| Feuerstein Leigh | Director | 5 | $0 | $0 | 2020-06-29 |
| Wittman Lori | Director | 5 | $0 | $0 | 2020-06-29 |
| Fishleder Andrew | Director | 5 | $0 | $0 | 2020-06-29 |
| Racy Michael M. | Director | 5 | $0 | $0 | 2020-06-29 |
| Mueller David J | Director | 2 | $0 | $0 | 2020-06-26 |
| Mathews Paula M. | Director | 2 | $0 | $0 | 2020-06-26 |
| Perry Harold | Director | 2 | $0 | $0 | 2020-06-26 |
| Morris Timothy S. | Director | 2 | $0 | $0 | 2020-06-26 |
| Ferneau Philip | Director | 2 | $1.57M | $0 | 2020-06-19 |
| Sunderland Julie | Director | 1 | $1.45M | $0 | 2020-06-19 |
| Smith Jack Fleming Jr. | Director | 13 | $0 | $0 | 2020-06-19 |
| ORBIMED ADVISORS LLC | Director, 10% Owner | 1 | $7.28M | $0 | 2020-06-19 |
| Kistner Jeff | Interim CFO | 1 | $19.6K | $0 | 2020-06-03 |
| RIEGEL WILLIAM M | Director | 1 | $100.0K | $0 | 2020-06-01 |
| STEIN NACHUM | Director | 2 | $0 | $0 | 2020-05-29 |
| Taylor Jeff William | Chairman | 9 | $266.1K | $0 | 2020-05-28 |
| Elman Lee M | Director | 9 | $0 | $0 | 2020-05-22 |
| KNOPIK STEPHEN M | Director | 12 | $1.09M | $0 | 2020-05-15 |
| Greaner Ivy Zoe | Chief Operating Officer | 7 | $0 | $0 | 2020-05-07 |
| C.K. Ltd | 10% Owner | 1 | $14.00M | $0 | 2020-05-05 |
| Terra International Fund 3 REIT, LLC | 10% Owner | 1 | $0 | $0 | 2020-04-29 |
| Robinson Joseph H | Chief Operations Officer | 3 | $0 | $0 | 2020-04-22 |
| Look Nicholas | General Counsel and Secretary | 2 | $0 | $0 | 2020-04-22 |
| Barry James R. | CFO and Treasurer | 2 | $0 | $0 | 2020-04-22 |
| Valle Gerald | SVP, Self-Storage Operations | 2 | $0 | $0 | 2020-04-22 |
| Terjung Michael O | Chief Accounting Officer | 2 | $0 | $0 | 2020-04-22 |
| Schwartz H. Michael | Executive Chairman | 2 | $0 | $0 | 2020-04-22 |
| McClure Michael | Chief Executive Officer | 2 | $0 | $0 | 2020-04-22 |
| Johnson Wayne | President and CIO | 2 | $0 | $0 | 2020-04-22 |
| Munoz John R | 10% Owner | 1 | $250 | $0 | 2020-04-15 |
| JOELSON JESSICA C | Chief Accounting Officer | 1 | $0 | $0 | 2020-04-14 |
| Murillo Gilbert | Chief Investment Officer | 2 | $0 | $0 | 2020-04-14 |
| Retterath Steve J | Other | 1 | $0 | $0 | 2020-04-13 |
| JOYCE THOMAS M | Other | 4 | $160.0K | $0 | 2020-04-07 |
| Fehrs Don | Other | 2 | $100.0K | $112.5K | 2020-03-31 |
| Brookfield US Holdings Inc. | Director, 10% Owner | 2 | $0 | $0 | 2020-03-31 |
| OMENN GILBERT S | Director | 2 | $0 | $0 | 2020-03-31 |
| McAulay Cameron | Chief Financial Officer | 2 | $0 | $0 | 2020-03-26 |
| Parikh Primit | Chief Operating Officer | 2 | $0 | $0 | 2020-03-26 |
| Mishra Umesh | Chief Technology Officer | 2 | $0 | $0 | 2020-03-26 |
| RIVAS MARIO | Chief Executive Officer | 2 | $0 | $0 | 2020-03-26 |
| Brewer Barbie | Director | 5 | $0 | $0 | 2020-03-20 |
| Barkett Anthony M. | Director | 4 | $60.0K | $0 | 2020-03-20 |
| LOSH J MICHAEL | Director | 4 | $50.0K | $0 | 2020-03-20 |
| Muzinich & Co., Inc. | 10% Owner | 5 | $4.19M | $2.72M | 2020-03-18 |
| SEABOARD CORP /DE/ | 10% Owner | 1 | $15.00M | $0 | 2020-03-17 |
| Excelsior Holdings D LLC | 10% Owner | 1 | $25.00M | $0 | 2020-03-17 |
| Alaris Master Fund LP | 10% Owner | 1 | $12.50M | $0 | 2020-03-17 |
| Long Angie Knighton | Chief Investment Officer | 1 | $250.0K | $0 | 2020-03-17 |
| Betz Scott Andrew | Chief Compliance Officer | 1 | $37.5K | $0 | 2020-03-17 |
| Fox Jeffrey Doerr | Chief Financial Officer | 1 | $75.0K | $0 | 2020-03-17 |
| LONG CHRISTOPHER DALE | CEO & President | 1 | $250.0K | $0 | 2020-03-17 |
| BATINOVICH ANDREW | CEO, Secretary | 21 | $1.78M | $0 | 2020-03-17 |
| Nicholson Brian T. | See Remarks | 8 | $502.5K | $0 | 2020-03-13 |
| Alderman James G | See Remarks | 10 | $0 | $0 | 2020-03-13 |
| Munemitsu Janice M. | Director | 9 | $0 | $0 | 2020-03-06 |
| Saulic Don B. | Director | 5 | $0 | $0 | 2020-03-06 |
| Barker Scot B | Director | 10 | $0 | $0 | 2020-03-06 |
| Keating Kevin J | Treasurer | 4 | $20.0K | $0 | 2020-03-06 |
| Crapple George E | Other | 41 | $646.9K | $2.30M | 2020-03-02 |
| Turtz Evan M | President and Secretary | 2 | $0 | $0 | 2020-02-29 |
| Trane Technologies plc | 10% Owner | 2 | $0 | $0 | 2020-02-29 |
| LAMACH MICHAEL W | Director | 3 | $0 | $0 | 2020-02-29 |
| CARTER SUSAN K | Director | 1 | $0 | $0 | 2020-02-29 |
| BARNES JENNIFER A | Director | 1 | $0 | $0 | 2020-02-28 |
| STEFANSKY DAVID | Director | 1 | $0 | $0 | 2020-02-17 |
| Santos Victor Peixoto Dos | CEO | 12 | $0 | $0 | 2020-02-14 |
| Melkus Paul A. | EVP, Chief Financial Officer | 6 | $0 | $0 | 2020-02-12 |
| Burke Michael J Jr | President | 2 | $39.0K | $0 | 2020-02-10 |
| KINCAID RICHARD D | Chairman & Director | 7 | $649.7K | $0 | 2020-01-31 |
| Universities Superannuation Scheme Ltd as sole corporate trustee for Universities Superannuation Scheme | Other | 3 | $144.00M | $0 | 2020-01-30 |
| Machado Christian | 10% Owner | 15 | $0 | $736.1K | 2020-01-23 |
| Bray Adrian A | Chief Financial Officer | 17 | $0 | $738.1K | 2020-01-23 |
| Brophy Keith D. | Director | 44 | $182.3K | $0 | 2020-01-22 |
| Nyblad Nels W | Director | 30 | $5.8K | $0 | 2020-01-22 |
| HENDON JACK | Director | 40 | $81.6K | $0 | 2020-01-22 |
| Chong Alexander C. | Chief Executive Officer | 13 | $0 | $0 | 2020-01-17 |
| Wu Yu | Other | 1 | $0 | $0 | 2020-01-15 |
| DURFEY JAMES ROBERT | Director | 1 | $0 | $0 | 2020-01-02 |
| KATZ GARY MORRIS | SVP, Asset Management | 2 | $0 | $0 | 2020-01-02 |
| DAO-HADDOCK QUYEN THI | Chief Accounting Officer | 1 | $0 | $0 | 2020-01-02 |
| Sragovicz Adam | Chief Financial Officer | 5 | $0 | $0 | 2020-01-02 |
| Ong Laureen | Director | 2 | $0 | $0 | 2020-01-02 |
| Bullard Shirley Y | Director | 7 | $0 | $0 | 2020-01-02 |
| Johnson Chris A | Director | 6 | $60.3K | $0 | 2020-01-02 |
| Allen William | Director | 19 | $312.9K | $460.7K | 2020-01-02 |
| Bruen David | Director | 8 | $0 | $0 | 2020-01-02 |
| Dubose Larry Gene | Director | 12 | $0 | $0 | 2020-01-02 |
| Rollings Sumner James | Director | 11 | $0 | $0 | 2020-01-02 |
| Heilbron Jack Kendrick | Chief Executive Officer | 25 | $59.5K | $0 | 2020-01-02 |
| Elsberry Kenneth Wayne | Director | 18 | $26.1K | $0 | 2020-01-02 |
| Burns Harold J | Director | 2 | $0 | $0 | 2020-01-01 |
| Burrough Eric E | Director | 2 | $0 | $0 | 2020-01-01 |
| Addy Robert Mark | President and COO | 29 | $0 | $0 | 2020-01-01 |
| Pyle Nicolas A | Director | 2 | $18.0K | $0 | 2020-01-01 |
| BUSH DAVID | Director | 3 | $0 | $0 | 2020-01-01 |
| Perduk David | CIO | 47 | $5.6K | $0 | 2019-12-31 |
| Jaworski Adam M | SVP/Chief Accounting Officer | 12 | $0 | $0 | 2019-12-31 |
| FEINLEIB DAVID | Other | 90 | $33.3K | $0 | 2019-12-31 |
| DESAI VIPE | Other | 96 | $7.0K | $0 | 2019-12-31 |
| PLATT JONATHAN | Other | 59 | $2.6K | $0 | 2019-12-31 |
| Ho Jean Chi En | COO | 39 | $12.1K | $0 | 2019-12-31 |
| Nielsen Roger J. | Vice President/Secretary | 5 | $0 | $0 | 2019-12-31 |
| Bartkowski William | President/COO | 4 | $0 | $0 | 2019-12-31 |
| Markes Daniel | Vice President/CFO | 4 | $0 | $0 | 2019-12-31 |
| Blitz Adam | Other | 5 | $2.50M | $2.40M | 2019-12-31 |
| BLAISDELL JOHN A | Trustee | 43 | $1.00M | $1.00M | 2019-12-31 |
| GREEN ERIC | CEO and President | 4 | $106.6K | $0 | 2019-12-30 |
| Kohout Gerald John | Director | 1 | $4.0K | $0 | 2019-12-26 |
| Oaktree Capital Group Holdings GP, LLC | Director, 10% Owner | 4 | $44.56M | $0 | 2019-12-20 |
| Duffey Brendan P | Chief Operating Officer, UCC | 19 | $0 | $5.1K | 2019-12-20 |
| Hopkins Jerel A | Director | 2 | $0 | $0 | 2019-12-18 |
| Adams Barbara | Director | 3 | $25.0K | $0 | 2019-12-18 |
| Goebel William Balke | Chief Financial Officer | 4 | $45.0K | $0 | 2019-12-18 |
| Ford Brian R. | Director | 4 | $55.0K | $0 | 2019-12-18 |
| Goldstein Richard I | Director | 17 | $257.6K | $0 | 2019-12-18 |
| HARROW JEFFREY | Director | 3 | $100.0K | $0 | 2019-12-18 |
| Klein Wilmer Wayne | Director | 1 | $40.0K | $0 | 2019-12-17 |
| Goodman Bennett J | Other | 6 | $4.80M | $0 | 2019-12-16 |
| Fraser Stuart | Chief Accounting Officer | 6 | $0 | $0 | 2019-12-13 |
| Ibrahim Christina M | EVP, GC, CCO & Secretary | 6 | $0 | $0 | 2019-12-13 |
| Hart Michael Anthony | President | 16 | $157.2K | $0 | 2019-12-13 |
| Blanchard Karl | EVP and COO | 7 | $0 | $0 | 2019-12-13 |
| MCCOLLUM MARK A | President and CEO | 6 | $0 | $0 | 2019-12-13 |
| RIOUX PATRICE | Other | 5 | $0 | $0 | 2019-11-26 |
| Gentzel Kevin | President, USAT Net. Mar. Sol. | 6 | $0 | $0 | 2019-11-19 |
| Meza Alex | VP of Corporate Development | 7 | $0 | $0 | 2019-11-19 |
| Coll Stephen W. | Director | 5 | $0 | $0 | 2019-11-19 |
| WALL BARBARA W. | SVP and Chief Legal Officer | 7 | $0 | $0 | 2019-11-19 |
| Yost Andrew T. | Chief Marketing Officer | 7 | $0 | $0 | 2019-11-19 |
| Wadsworth Maribel P. | President, USAT Network | 7 | $0 | $0 | 2019-11-19 |
| Sladden Chloe R. | Director | 4 | $0 | $0 | 2019-11-19 |
| Sandler Debra A. | Director | 4 | $0 | $0 | 2019-11-19 |
| Ibrahim Lila | Director | 4 | $0 | $0 | 2019-11-19 |
| Faure Walker Henry K. | CEO of Newsquest Media Group | 5 | $0 | $0 | 2019-11-19 |
| Barton Kristopher | Chief Product Officer | 8 | $0 | $0 | 2019-11-19 |
| Cody John E | Director | 5 | $0 | $0 | 2019-11-19 |
| Harmon David John | Chief People Officer | 7 | $0 | $0 | 2019-11-19 |
| ENGEL ALISON K | SVP, CFO and Treasurer | 7 | $0 | $0 | 2019-11-19 |
| Louis John Jeffry | Director | 10 | $0 | $0 | 2019-11-19 |
| BASCOBERT PAUL J | President and CEO | 1 | $0 | $0 | 2019-11-19 |
| Felsinger Donald E | Director | 4 | $0 | $0 | 2019-11-19 |
| KRAMER LAWRENCE S | Director | 5 | $0 | $0 | 2019-11-19 |
| JPMorgan Chase Funding Inc. | 10% Owner | 4 | $0 | $0 | 2019-10-24 |
| Winslow Robert M | Director | 1 | $0 | $0 | 2019-10-04 |
| Garcia Mario JR | Director | 1 | $0 | $0 | 2019-10-04 |
| Carter John E | Chairman of the Board | 2 | $0 | $0 | 2019-10-04 |
| Childers Shelly M | S.V.P. - ChoiceOne Bank (Sub.) | 1 | $0 | $0 | 2019-10-01 |
| Batistoni Peter | S.V.P. - ChoiceOne Bank (Sub.) | 1 | $0 | $0 | 2019-10-01 |
| McConnell Gregory A | Director | 1 | $0 | $0 | 2019-10-01 |
| Henion Bradley | S.V.P. - ChoiceOne Bank (Sub.) | 21 | $0 | $0 | 2019-10-01 |
| CRONIN PATRICK | Director | 3 | $0 | $0 | 2019-10-01 |
| CADY BRUCE | Director | 3 | $0 | $0 | 2019-10-01 |
| JOHNSON MARY J | Secretary | 63 | $119.9K | $26.1K | 2019-10-01 |
| LAMPEN THOMAS L | Treasurer | 43 | $0 | $0 | 2019-10-01 |
| BRAFORD LEE A | Sr V.P. - ChoiceOne Bank (Sub) | 45 | $0 | $0 | 2019-10-01 |
| Brookfield Property Group LLC | Director, 10% Owner | 3 | $0 | $0 | 2019-09-30 |
| Northern Ifurniture Inc | 10% Owner | 1 | $203.6K | $0 | 2019-09-10 |
| Jin Xiaowei | President | 1 | $203.6K | $0 | 2019-09-10 |
| Dazhong 368 Inc | 10% Owner | 2 | $100.1K | $0 | 2019-09-06 |
| Zhang Dingshan | President | 2 | $200.1K | $0 | 2019-09-06 |
| TAGLICH ROBERT | Director, 10% Owner | 7 | $7.9K | $0 | 2019-08-26 |
| TAGLICH MICHAEL N | Director, 10% Owner | 50 | $7.9K | $0 | 2019-08-26 |
| Sastry Ann Marie | Chief Executive Officer | 2 | $540.0K | $0 | 2019-08-15 |
| Halkyard Jonathan S | See Remarks. | 27 | $284.6K | $0 | 2019-08-12 |
| Armock Greg L. | Director | 9 | $59.3K | $0 | 2019-08-02 |
| McGinnis Bradley F. | Director | 5 | $0 | $0 | 2019-07-24 |
| Larison Inc | 10% Owner | 5 | $0 | $0 | 2019-07-24 |
| Wanjun Xie | President | 6 | $0 | $0 | 2019-07-24 |
| PAPPAJOHN JOHN | President | 3 | $0 | $0 | 2019-07-16 |
| Unanue Peter | Director | 2 | $0 | $0 | 2019-07-16 |
| D'Ambrosio Donald Eric | Chief Financial Officer | 1 | $0 | $0 | 2019-07-16 |
| Harris Geoffrey E. | Director | 1 | $0 | $0 | 2019-07-16 |
| ZEN Wei Peu | Director | 3 | $4.00M | $0 | 2019-07-09 |
| Niihara Yutaka | President and CEO | 19 | $145.0K | $0 | 2019-07-09 |
| Baron Lowell Grant | Director | 3 | $0 | $0 | 2019-07-01 |
| Lansdale Inc | 10% Owner | 2 | $0 | $0 | 2019-07-01 |
| Liuyan Li | Vice-president | 2 | $0 | $0 | 2019-07-01 |
| WILES BRUCE G | Director | 3 | $0 | $0 | 2019-07-01 |
| FRONCZEK JODI | Vice President & COO | 2 | $0 | $0 | 2019-06-27 |
| Poulos Ronald L | Vice Chairman of the BOD | 2 | $0 | $0 | 2019-06-27 |
| Foley James T III | Director | 3 | $0 | $0 | 2019-06-27 |
| Schuler Stephen T | Director | 29 | $48.4K | $0 | 2019-06-27 |
| Peck Fred H | Director | 8 | $0 | $0 | 2019-06-27 |
| Kreyling David A | Secretary | 8 | $0 | $0 | 2019-06-27 |
| Rogers Molly Meakin | Director | 21 | $9.9K | $0 | 2019-06-27 |
| Carl Michael | Treasurer | 11 | $0 | $0 | 2019-06-27 |
| Peak Donald J | Director | 7 | $0 | $0 | 2019-06-27 |
| Kroeger James E | Director | 7 | $0 | $0 | 2019-06-27 |
| Hodgkins Robert C | Vice President and CFO | 38 | $23.8K | $0 | 2019-06-27 |
| COOK JACK M | Director | 7 | $0 | $0 | 2019-06-27 |
| WANG JOHN C | Other | 51 | $66.3K | $0 | 2019-06-25 |
| Altobello Daniel Joseph | Director | 7 | $5.1K | $0 | 2019-06-21 |
| Sherwood Joseph Charles III | Chief Financial Officer | 1 | $0 | $0 | 2019-06-19 |
| FINN BRIAN D | Director | 10 | $408.6K | $0 | 2019-06-17 |
| Warfel John E. | Director | 48 | $0 | $0 | 2019-06-05 |
| Green Mark D. | Director | 1 | $0 | $0 | 2019-06-04 |
| FEINSOD MICHAEL | Interim CEO | 1 | $0 | $0 | 2019-06-04 |
| McGuire Robert Sr | Chief Executive Officer | 10 | $0 | $48.5K | 2019-05-31 |
| MEEHAN PATRICK J | Other | 2 | $0 | $187.8K | 2019-05-31 |
| Valles US Treasuries ltd | Other | 2 | $0 | $0 | 2019-05-17 |
| Page Roxanne M | Director | 13 | $81.6K | $0 | 2019-05-16 |
| Retirement Plan of Carilion Clinic | 10% Owner | 7 | $24.40M | $0 | 2019-05-10 |
| Solimene Lewis | Director | 6 | $150.0K | $0 | 2019-05-10 |
| Kovacs Gary | Director | 8 | $500.0K | $0 | 2019-05-10 |
| Persily Julie | Director | 7 | $150.0K | $0 | 2019-05-10 |
| Carilion Clinic | 10% Owner | 7 | $24.40M | $0 | 2019-05-10 |
| Greenland Adom | S.V.P. - ChoiceOne Bank (Sub.) | 19 | $34.3K | $0 | 2019-04-30 |
| POTES KELLY | Senior Vice President | 53 | $5.5K | $0 | 2019-04-30 |
| Krafte Douglas | Chief Scientific Officer | 3 | $0 | $0 | 2019-04-29 |
| Cunningham, Richard Anthony | President and CEO | 6 | $7.9K | $0 | 2019-04-29 |
| KIMMEL JOSHUA M | President | 4 | $102.2K | $0 | 2019-04-19 |
| Stock Angela Dawn | Chief Accounting Officer | 45 | $21.0K | $0 | 2019-04-15 |
| BOSSERD JAMES A | President and C.E.O. | 56 | $19.9K | $29.0K | 2019-04-04 |
| Herian Nubar | Director | 3 | $960.0K | $0 | 2019-03-29 |
| Partners Ltd | Director, 10% Owner | 2 | $0 | $0 | 2019-03-29 |
| Simons Jennifer Fremont | See Remarks | 7 | $0 | $0 | 2019-03-26 |
| Dockray Nathaniel C | Chief Accounting Officer | 7 | $0 | $0 | 2019-03-26 |
| Sumruld Michael W | Sr. VP and CFO | 7 | $0 | $0 | 2019-03-26 |
| Collins Bryan Ray | President, Drilling Operations | 9 | $0 | $0 | 2019-03-26 |
| Duplantier Jon-Al | See Remarks | 9 | $0 | $0 | 2019-03-26 |
| Rich Gary G | President & CEO | 9 | $0 | $0 | 2019-03-26 |
| Koenig Suzanne A | Director | 3 | $0 | $0 | 2019-03-20 |
| ROUSH JACK STEVEN | Director | 3 | $0 | $0 | 2019-03-20 |
| PAGLIARINI ELIZABETH A. | Chief Financial Officer | 7 | $0 | $0 | 2019-03-20 |
| Eikanas Kent | President | 6 | $0 | $0 | 2019-03-20 |
| MONROE CAPITAL MANAGEMENT ADVISORS LLC | 10% Owner | 1 | $0 | $0 | 2019-03-15 |
| JENKINS CHARLES H JR | Director | 17 | $0 | $57.53M | 2019-03-11 |
| BROADWOOD CAPITAL INC | Other | 2 | $0 | $0 | 2019-03-08 |
| Western Gas Equity Holdings, LLC | 10% Owner | 5 | $0 | $0 | 2019-02-28 |
| AMERICAN SECURITIES LLC | 10% Owner | 2 | $757796.29B | $0 | 2019-02-28 |
| Tudor David J | Director | 2 | $0 | $0 | 2019-02-28 |
| Arnold Steven D | Director | 2 | $0 | $0 | 2019-02-28 |
| Fink Benjamin Matthew | Chairman of the Board | 1 | $0 | $0 | 2019-02-28 |
| GWIN ROBERT G | Director | 1 | $0 | $0 | 2019-02-28 |
| CARROLL MILTON | Director | 2 | $0 | $0 | 2019-02-28 |
| CRANE JAMES R | Director | 2 | $0 | $0 | 2019-02-28 |
| GENERAL ELECTRIC CO | Director, 10% Owner | 4 | $0 | $0 | 2019-02-25 |
| Bailey Nathan | Chief Human Resources Officer | 1 | $0 | $0 | 2019-02-25 |
| LaFrance Thomas P. | General Counsel | 1 | $0 | $0 | 2019-02-25 |
| Schweitzer Pascal | VP, Global Services | 1 | $0 | $0 | 2019-02-25 |
| Singh Yuvbir | VP, Equipment | 1 | $0 | $0 | 2019-02-25 |
| Giannini Joseph M. | See Remarks | 5 | $0 | $0 | 2019-02-21 |
| Moneda Carlyle XI Fondo de Inversion | 10% Owner | 1 | $3.11M | $0 | 2019-02-15 |
| Lentini, Salvatore | Executive Vice President | 25 | $36.8K | $0 | 2019-02-14 |
| Hoganson Edward T. | CFO and Treasurer | 6 | $0 | $0 | 2019-02-14 |
| Lanning Raymond A. | Director | 27 | $466.8K | $0 | 2019-01-23 |
| Bratton James A | SVP and Chief Credit Officer | 11 | $40.2K | $0 | 2019-01-19 |
| HAMRICK STEPHEN H | President | 1 | $60.0K | $0 | 2019-01-17 |
| Sawaya Pierre A | PRESIDENT, CFO, SECRETARY | 1 | $0 | $0 | 2019-01-14 |
| NLGI US Private Debt Fund I | 10% Owner | 1 | $49.00M | $0 | 2019-01-14 |
| OAKTREE FUND GP I, L.P. | Director, 10% Owner | 2 | $48.43M | $0 | 2019-01-02 |
| Clark Sheila R | S.V.P. - ChoiceOne Bank (Sub.) | 19 | $0 | $0 | 2019-01-02 |
| SCHWARTZ THOMAS E | Director | 8 | $0 | $0 | 2019-01-01 |
| ACMC, LLC | 10% Owner | 3 | $0 | $0 | 2018-12-31 |
| Meister Kenneth A. | Pres. & Princ. Exec. Officer | 2 | $500.0K | $430.1K | 2018-12-31 |
| Cahill Ryan | Treas. & Princ. Finan. Officer | 2 | $200.0K | $175.0K | 2018-12-31 |
| AXA EQUITABLE FINANCIAL SERVICES LLC | 10% Owner | 3 | $0 | $0 | 2018-12-31 |
| Ascribe III Investments LLC | 10% Owner | 3 | $1.12M | $0 | 2018-12-28 |
| Ascribe Opportunities Fund II, LP | 10% Owner | 3 | $1.12M | $0 | 2018-12-28 |
| Radcliffe Mark | Director | 2 | $50.0K | $56.4K | 2018-12-27 |
| Boulware Robert J | Director | 7 | $400.0K | $511.7K | 2018-12-27 |
| Leder Samuel M | Director | 9 | $0 | $0 | 2018-12-14 |
| Cranford Raymond R Jr | Director | 10 | $0 | $0 | 2018-12-14 |
| GARRISON DAVID W | Director | 1 | $0 | $0 | 2018-11-16 |
| KORB MARK JOHN | Chief Financial Officer | 1 | $0 | $0 | 2018-11-14 |
| Palmieri Vincent | Director | 30 | $7.9K | $0 | 2018-11-14 |
| Roffman Edward | Director | 6 | $0 | $0 | 2018-11-14 |
| TYSON TIMOTHY | Director, 10% Owner | 16 | $7.9K | $0 | 2018-11-14 |
| KABATZNIK CLIVE | Director | 9 | $0 | $0 | 2018-11-14 |
| Blackstone Holdings I/II GP Inc | 10% Owner | 1 | $4.80M | $0 | 2018-11-06 |
| MCDADE MARK | Director | 1 | $0 | $0 | 2018-11-02 |
| Baglien Jerome S. | CFO and Treasurer | 2 | $45.0K | $0 | 2018-10-31 |
| Blume Marshall E | Director | 18 | $0 | $0 | 2018-10-31 |
| Hofer Harold C. | CEO | 5 | $13.0K | $0 | 2018-10-25 |
| WILSON WINSTON W. | Director | 5 | $0 | $0 | 2018-10-22 |
| Waldman Lawrence | Director | 1 | $0 | $0 | 2018-10-22 |
| RECHLER SCOTT H | EXECUTIVE CHAIRMAN | 1 | $0 | $0 | 2018-10-22 |
| NIPPON LIFE INSURANCE CO | 10% Owner | 1 | $294.00M | $0 | 2018-10-18 |
| Lowe James Robert | Director | 1 | $0 | $0 | 2018-10-17 |
| Kotas Tomasz | 10% Owner | 13 | $114.4K | $0 | 2018-10-16 |
| CUNNINGHAM J DAWSON | Director | 22 | $0 | $0 | 2018-10-11 |
| Telcon RF Pharmaceutical Inc. | 10% Owner | 1 | $0 | $0 | 2018-10-03 |
| Bot Richard Francis | Director | 2 | $16.1K | $0 | 2018-10-01 |
| Evanston Capital Management, LLC | Other | 4 | $0 | $16.91M | 2018-09-30 |
| Osborn Keith D. | Director, 10% Owner | 3 | $3.5K | $0 | 2018-09-18 |
| McKillop James K | frmer dir.,off.,sh | 116 | $0 | $1058.41B | 2018-09-05 |
| CASSIDY JAMES M | frm.office and director | 121 | $19.01B | $1135.15B | 2018-09-05 |
| Tsuchimoto Kim R | Chief Financial Officer | 2 | $0 | $0 | 2018-08-28 |
| CLO HOLDCO, LTD. | 10% Owner | 1 | $0 | $4.55M | 2018-08-24 |
| DONDERO JAMES D | president | 11 | $16.71M | $911 | 2018-08-24 |
| Brohard Jonathan | Executive VP and Gen. Counsel | 2 | $0 | $0 | 2018-08-17 |
| Bain Lawrence D | CEO | 3 | $0 | $0 | 2018-08-17 |
| Kruger Kurt H | Chief Financial Officer | 1 | $0 | $0 | 2018-08-16 |
| PULLAR GEORGE R | Cheif Financial Officer | 1 | $0 | $0 | 2018-08-13 |
| Mazar Andrew Paul | Chief Scientific Officer | 1 | $0 | $0 | 2018-08-09 |
| Robinson Chandler | Chief Executive Officer | 1 | $0 | $0 | 2018-08-09 |
| Anderson Raymond | Director | 1 | $0 | $0 | 2018-08-09 |
| STARR CHRISTOPHER M | Director | 1 | $0 | $0 | 2018-08-09 |
| KLAUSNER ARTHUR J | Director | 1 | $0 | $0 | 2018-08-09 |
| Brown Michael J | Director, 10% Owner | 1 | $0 | $0 | 2018-08-09 |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | 10% Owner | 6 | $279.16M | $0 | 2018-08-06 |
| Boyle Michael John | Vice President and Treasurer | 1 | $1.52B | $0 | 2018-07-17 |
| Hough Thomas A. | Director | 6 | $711.26M | $0 | 2018-07-17 |
| Hawkins Jeffrey B. | Director | 1 | $1.52B | $0 | 2018-07-17 |
| Ewald Michael A | President and CEO | 1 | $1.52B | $0 | 2018-07-17 |
| BAIN CAPITAL CREDIT MEMBER, LLC | 10% Owner | 2 | $304147.65B | $0 | 2018-07-17 |
| MARGOLIS JAY | Director | 5 | $4.75B | $0 | 2018-07-17 |
| Segal Michael Scott | Director | 7 | $23.1K | $0 | 2018-07-16 |
| Strandberg Steven F. | Director | 7 | $461.9K | $0 | 2018-07-16 |
| Strong George G. Jr. | Director | 14 | $161.7K | $0 | 2018-07-16 |
| Brookfield US Corp | Director, 10% Owner | 2 | $0 | $0 | 2018-07-02 |
| Gans Frederick | Other | 9 | $13.2K | $200.0K | 2018-06-30 |
| Abernathy Lawrence S | VP & GM, Davey Tree Surgery Co | 60 | $34.2K | $519.6K | 2018-06-30 |
| RADCLIFFE JEREMY L | Secretary | 12 | $0 | $0 | 2018-06-29 |
| KING DAVID GARY | CEO, CFO | 16 | $0 | $38.00B | 2018-06-08 |
| JPMORGAN CHASE & CO | 10% Owner | 1 | $22.00M | $0 | 2018-05-31 |
| Podboy Michael E. | See Remarks | 8 | $0 | $0 | 2018-05-10 |
| FARRER ROBERT | VP Risk and Compliance* | 7 | $0 | $0 | 2018-05-09 |
| Berkley Neil | Director | 1 | $0 | $0 | 2018-05-08 |
| Nixon J Scott | Director | 1 | $0 | $0 | 2018-05-08 |
| Ruckdeschel John C | Director | 1 | $0 | $0 | 2018-05-08 |
| Morgan Todd M | Director | 1 | $0 | $0 | 2018-05-08 |
| RAYBOULD ROBERT W | Director | 1 | $0 | $0 | 2018-05-08 |
| EROR STEVEN C | Chief Executive Officer | 2 | $0 | $0 | 2018-05-08 |
| Smith Robin L | Director | 1 | $0 | $0 | 2018-05-08 |
| Ra Keewon | CEO, CFO & Corporate Secretary | 1 | $0 | $0 | 2018-04-30 |
| Frank Edward H. | Director | 1 | $50.0K | $0 | 2018-04-27 |
| CLARK JANET F | Director | 9 | $26.5K | $0 | 2018-04-20 |
| Blumberg John A | Director | 14 | $2.28M | $7.50M | 2018-04-05 |
| Evans Tamara A | Other | 5 | $0 | $0 | 2018-03-31 |
| Hill James Delmar | Director | 1 | $40.5K | $0 | 2018-03-31 |
| WYCOFF TERRILL L | Treasurer | 3 | $147.3K | $0 | 2018-03-31 |
| Conner Marjorie L. | VP, Asst Secretary & Counsel | 107 | $56.7K | $0 | 2018-03-29 |
| Fortune Way Capital Corp (BVI) | 10% Owner | 6 | $2.50M | $0 | 2018-03-19 |
| Gilbert Danny A | Vice President | 1 | $6.5K | $0 | 2018-03-15 |
| Dent John | See Remarks | 13 | $0 | $0 | 2018-03-15 |
| LONDON DANIEL T | Group Chief Exec - Health & PS | 2 | $0 | $0 | 2018-03-12 |
| Ollagnier Jean-Marc | Group Chief Exec-Resources | 2 | $0 | $0 | 2018-03-12 |
| Nanterme Pierre | CEO and Director | 1 | $0 | $0 | 2018-03-12 |
| Kuwahara Jon | Director | 3 | $0 | $0 | 2018-02-27 |
| Osato Masaharu | Director | 3 | $0 | $0 | 2018-02-27 |
| Zwicker Ian Harvey | Director | 3 | $0 | $0 | 2018-02-27 |
| BROOKFIELD ASSET MANAGEMENT INC. | Director, 10% Owner | 4 | $0 | $0 | 2018-02-27 |
| BELL CHARLES A | Director | 9 | $132.9K | $50.0K | 2018-02-13 |
| JOHNSON PAUL L | Director | 9 | $147.0K | $0 | 2018-02-13 |
| Milde Simon J. | Chairman of the Board | 2 | $275.0K | $0 | 2018-02-08 |
| Batkin Bruce D | Chief Executive Officer | 2 | $275.0K | $0 | 2018-02-08 |
| Cooperman Daniel J. | Chief Originations Officer | 2 | $275.0K | $0 | 2018-02-08 |
| FREEMAN JOHN B | Director | 33 | $14.0K | $370.1K | 2018-02-06 |
| Walling Andrew | Other | 3 | $0 | $0 | 2018-02-01 |
| Makler Howard | President | 2 | $10.7K | $0 | 2018-01-25 |
| Bain Capital Distressed & Special Situations 2016 (F), L.P. | 10% Owner | 2 | $142667.38B | $0 | 2018-01-17 |
| Vest Ruskin Alexander | Director, 10% Owner | 8 | $1.24M | $0 | 2018-01-01 |
| Penrod Michael David | Director | 13 | $287.6K | $0 | 2018-01-01 |
| Daniel Robert Eslick | Director | 8 | $1.06M | $0 | 2018-01-01 |
| Maguire Martin | Director | 5 | $23.0K | $0 | 2018-01-01 |
| Thompson Jon M | President and CFO | 11 | $46.0K | $0 | 2018-01-01 |
| CHAFFIN JANICE ELAINE | SVP and Chief Risk Manager | 10 | $16.5K | $0 | 2018-01-01 |
| Nieman F. Kyle III | PRESIDENT, CEO OF SUBSIDIARY | 1 | $0 | $0 | 2018-01-01 |
| Holloway Louis | Chief Executive Officer | 14 | $53.5K | $0 | 2018-01-01 |
| CHILDRESS BERNARD | Director | 1 | $0 | $0 | 2018-01-01 |
| DANIEL ESLICK E | Director, 10% Owner | 8 | $1.39M | $100.2K | 2018-01-01 |
| MAXWELL RANDY A | Director | 5 | $89.2K | $0 | 2018-01-01 |
| WALKER STEPHEN F | Director | 4 | $4.8K | $8.0K | 2018-01-01 |
| WITHEROW ROGER | Director | 7 | $94.8K | $0 | 2018-01-01 |
| VIRE DINAH C | Director | 7 | $112.2K | $0 | 2018-01-01 |
| HARI VASANT G | Director | 7 | $50.0K | $0 | 2018-01-01 |
| Aetos Alternatives Management, LLC | Other | 1 | $0 | $0 | 2017-12-29 |
| Collins David F | See Remarks | 7 | $0 | $0 | 2017-12-29 |
| Swanson Robert E | Other | 10 | $40.2K | $0 | 2017-12-29 |
| OLSEN WARREN | Director | 69 | $0 | $0 | 2017-12-29 |
| Bowers Nadine B | Director | 16 | $11.5K | $0 | 2017-12-27 |
| Aldridge W Stephen III | Director | 21 | $0 | $1.6K | 2017-12-27 |
| BURNSIDE BILL C | Director | 12 | $0 | $0 | 2017-12-27 |
| Portia Sue Perrotty | Director | 2 | $0 | $0 | 2017-12-21 |
| BROYHILL PAUL H | Director | 8 | $138.6K | $0 | 2017-12-19 |
| McGuire Sheila | 10% Owner | 6 | $0 | $48.5K | 2017-12-15 |
| Orsenigo Carlo | Executive Vice President | 5 | $0 | $0 | 2017-12-15 |
| Sutton Matthew | Executive Vice President | 7 | $0 | $0 | 2017-12-15 |
| Jeffcoat W Blakely | Director | 13 | $0 | $0 | 2017-12-15 |
| Walstrom Janet | Director | 7 | $0 | $0 | 2017-12-15 |
| Gustafson Shelette M | Chief Human Resources Officer | 12 | $0 | $0 | 2017-12-15 |
| Pennella Thomas | Director | 15 | $0 | $0 | 2017-12-15 |
| Ruhl Terry A | Director | 20 | $0 | $18.9K | 2017-12-15 |
| Beckman Ryan | Principal Accounting Officer, | 14 | $0 | $0 | 2017-12-15 |
| Brinded Malcolm | Director | 13 | $546.7K | $0 | 2017-12-15 |
| Rast Jacqueline C. | President & CEO | 50 | $100.1K | $0 | 2017-12-15 |
| Glatch Lisa | Executive Vice President | 16 | $0 | $0 | 2017-12-15 |
| MCARTHUR GARY L | Chief Financial Officer | 16 | $0 | $0 | 2017-12-15 |
| MCCOY THOMAS M | Executive Vice President, | 16 | $0 | $0 | 2017-12-15 |
| MCINTYRE GREGORY T | President Global Bus Groups | 50 | $0 | $435.8K | 2017-12-15 |
| NELSON GEORGIA R | Director | 7 | $0 | $0 | 2017-12-15 |
| HOLLIDAY CHARLES O JR | Director | 9 | $46.1K | $0 | 2017-12-15 |
| WILLIAMS BARRY L | Director | 7 | $0 | $0 | 2017-12-15 |
| Oaktree Capital I, L.P. | Director, 10% Owner | 2 | $43.96M | $0 | 2017-12-08 |
| Gabal Igor | President, CFO, Secretary | 1 | $0 | $0 | 2017-12-01 |
| Hakmiller Eric | CEO | 4 | $128.8K | $0 | 2017-11-30 |
| Anderson Mark V | Chief Financial Officer | 1 | $0 | $0 | 2017-11-10 |
| Garff Michael | Chief Operating Officer | 1 | $0 | $0 | 2017-11-10 |
| Borden J Michael | Director | 11 | $0 | $0 | 2017-11-09 |
| Rost Gregory S. | Director | 5 | $54.5K | $0 | 2017-11-01 |
| Nix Robert N.C. III | Director | 15 | $120.6K | $0 | 2017-11-01 |
| Heller Michael | Director | 40 | $1.32M | $0 | 2017-11-01 |
| BAKHRU ASHOK N | Director | 5 | $24.0K | $0 | 2017-10-23 |
| Olson Kurt Douglas | Director | 1 | $0 | $0 | 2017-10-18 |
| BROADWOOD PARTNERS, L.P. | Other | 4 | $4.14M | $0 | 2017-10-16 |
| CAESARS ENTERTAINMENT OPERATING COMPANY, INC. | 10% Owner | 1 | $0 | $0 | 2017-10-06 |
| Colony NorthStar, Inc. | 10% Owner | 2 | $641.9K | $0 | 2017-10-05 |
| Colony NorthStar FV Holdings, LLC | 10% Owner | 1 | $29.7K | $0 | 2017-10-05 |
| OZ Corporate Investors, LLC | 10% Owner | 3 | $0 | $671.6K | 2017-10-05 |
| Alton & Xiang Mei Lin Perkins Family Trust | 10% Owner | 4 | $125.0K | $0 | 2017-09-29 |
| PERKINS ALTON | Chair., CEO, CFO | 11 | $45.5K | $0 | 2017-09-29 |
| Tamasco Michael | President | 1 | $55.4K | $0 | 2017-09-21 |
| MONTOYA ARTHUR B JR | Director | 11 | $16.4K | $1.0K | 2017-09-19 |
| LOPEZ GERARDO I | See Remarks | 6 | $0 | $0 | 2017-09-18 |
| Yurowitz Aaron | Director | 2 | $0 | $0 | 2017-09-01 |
| Linford Michael | CFO | 2 | $0 | $0 | 2017-09-01 |
| Evans Eileen | Secretary | 2 | $0 | $0 | 2017-09-01 |
| Nicolosi Sean | Chief Op Officer of the Issuer | 2 | $30.04M | $0 | 2017-09-01 |
| HSU CHRISTOPHER P | President | 2 | $0 | $0 | 2017-09-01 |
| Sentinel RE Investment Holdings GP LLC | 10% Owner | 3 | $5.69M | $0 | 2017-08-31 |
| KKR Group Holdings L.P. | 10% Owner | 4 | $20.90M | $0 | 2017-08-31 |
| Townsend John | Other | 3 | $0 | $0 | 2017-08-30 |
| Heshmatpour Amir F | President and Secretary | 3 | $0 | $125.0K | 2017-08-30 |
| Oaktree Fund GP, LLC | Director, 10% Owner | 2 | $20.32M | $0 | 2017-08-28 |
| Hewlett Packard Enterprise Co | 10% Owner | 1 | $0 | $0 | 2017-08-21 |
| Goodwin James E. Jr. | Director | 10 | $1.0K | $0 | 2017-08-18 |
| McDaniel Clifford P. | Director | 1 | $0 | $0 | 2017-08-10 |
| HORN CHARLES L | Director | 1 | $0 | $0 | 2017-08-10 |
| Hilbert Christopher M. | Chief Executive Officer | 1 | $100.0K | $0 | 2017-08-08 |
| Gann Richard D. | Executive Vice-President | 1 | $25.0K | $0 | 2017-08-08 |
| Yang John F. | Director | 1 | $100.0K | $0 | 2017-08-08 |
| Hilgendorf Stacy W. | Other | 1 | $0 | $0 | 2017-08-07 |
| Crabb Joseph M | EVP AND CHIEF LEGAL OFFICER | 2 | $0 | $0 | 2017-08-07 |
| Nelson Ralph Daniel | Director | 1 | $0 | $0 | 2017-08-07 |
| JOHNSRUD MARK D | SEE REMARKS | 4 | $0 | $0 | 2017-08-07 |
| Simonds Robert | Director | 2 | $0 | $0 | 2017-08-07 |
| Barkett Edward A | Director | 2 | $0 | $0 | 2017-08-07 |
| QUAYLE DAN | Director | 3 | $0 | $0 | 2017-08-07 |
| OSBORNE ALFRED E JR | Director | 3 | $0 | $0 | 2017-08-07 |
| HOLMES TOD C | Director | 1 | $0 | $0 | 2017-08-07 |
| AUSTIN WILLIAM M | Director | 1 | $0 | $0 | 2017-08-07 |
| Montes Samuel | CFO | 3 | $0 | $0 | 2017-08-01 |
| STEBEN & COMPANY, INC. | Other | 3 | $0 | $386.1K | 2017-07-27 |
| CUTLER WILLIAM F JR | Director | 16 | $0 | $0 | 2017-07-26 |
| Kabnick Lisa | Director | 2 | $0 | $0 | 2017-07-21 |
| GONG DAVID | Director | 13 | $0 | $0 | 2017-07-21 |
| Petrocelli Richard A | CFO & COO | 3 | $505.0K | $0 | 2017-07-20 |
| Fearing Clifford P | Other | 37 | $134.5K | $1.8K | 2017-07-17 |
| Price James David | Director | 15 | $0 | $0 | 2017-07-03 |
| MARSHALL STEVEN A | Executive VP Operations | 84 | $7.6K | $1.10M | 2017-06-30 |
| Westfahl Chris S | Director | 3 | $0 | $0 | 2017-06-23 |
| Thomas James J. | Director | 3 | $0 | $0 | 2017-06-23 |
| McDougall G. Robert | Director | 3 | $0 | $0 | 2017-06-23 |
| Saar Gregory A | Director | 3 | $0 | $0 | 2017-06-23 |
| Fermanian Vache | Director | 3 | $0 | $0 | 2017-06-23 |
| Meagher Justin | Director | 2 | $0 | $0 | 2017-06-23 |
| Albro Jonathan Thomas | Director | 10 | $0 | $0 | 2017-06-23 |
| Kapioski Paul E | Director | 4 | $280 | $0 | 2017-06-23 |
| Trask Michael S | Director | 3 | $0 | $0 | 2017-06-23 |
| Gonzalez Oscar | Director | 5 | $0 | $0 | 2017-06-23 |
| Najjar John | Director | 4 | $0 | $0 | 2017-06-23 |
| Kidd Mark H | Director | 5 | $0 | $0 | 2017-06-23 |
| Khaledi Darioush | Director | 9 | $0 | $0 | 2017-06-23 |
| McCormack Jay T | Director | 21 | $200.7K | $0 | 2017-06-23 |
| Tucker Kenneth Ray | Director | 4 | $0 | $0 | 2017-06-23 |
| Berberian John | Director | 5 | $0 | $0 | 2017-06-23 |
| Amen Louis A | Director | 5 | $0 | $0 | 2017-06-23 |
| Song Mimi R | Director | 7 | $0 | $0 | 2017-06-23 |
| SCHWARTZ VERNON B | Director | 3 | $0 | $0 | 2017-06-23 |
| Antonsen Gregory | Director | 5 | $0 | $0 | 2017-06-20 |
| SLOCOMB CHARLES A | Director | 5 | $0 | $0 | 2017-06-20 |
| WORCESTER ROBERT P | Director | 5 | $10.0K | $0 | 2017-06-20 |
| Mo Michael | Chief Executive Officer | 7 | $0 | $0 | 2017-06-19 |
| Allegheny Technologies Inc Master Pension Trust | 10% Owner | 15 | $22.33M | $0 | 2017-06-09 |
| AFA Sjukfoersaekringsaktiebolag | 10% Owner | 16 | $51.94M | $0 | 2017-06-09 |
| State of Connecticut Retirement Plans & Trust Funds | 10% Owner | 16 | $51.24M | $0 | 2017-06-09 |
| NRF Holdco, LLC | 10% Owner | 1 | $0 | $0 | 2017-05-30 |
| Merrill Eliot P.S. | Director | 22 | $194.1K | $0 | 2017-05-25 |
| ANDREWS NIGEL T | Director | 22 | $194.1K | $0 | 2017-05-25 |
| WELLS FARGO INVESTMENT INSTITUTE, INC. | Other | 2 | $0 | $5.84M | 2017-05-23 |
| LYNCH J MICHAEL | President | 7 | $924.7K | $0 | 2017-05-18 |
| BREP VI Side-by-Side GP L.L.C. | 10% Owner | 32 | $0 | $400.60M | 2017-05-03 |
| Blackstone Real Estate Partners VI.A-ESH L.P. | 10% Owner | 8 | $0 | $176.61M | 2017-05-03 |
| PAULSON & CO. INC. | 10% Owner | 12 | $0 | $613.81M | 2017-05-03 |
| FINLEY JANE B. | Director | 6 | $70.1K | $0 | 2017-05-02 |
| VASINKEVICH MICHAEL | 10% Owner | 1 | $85.0K | $0 | 2017-04-28 |
| Ho Yin | Chief Information Officer | 1 | $0 | $0 | 2017-04-26 |
| Sluder Stanley | Chief Lending Officer | 1 | $0 | $0 | 2017-04-26 |
| Martony Joseph | Chief Risk Officer | 1 | $0 | $0 | 2017-04-26 |
| Gulas John S | President and CEO | 5 | $0 | $0 | 2017-04-26 |
| LILLY THOMAS M | Chief Credit Officer | 1 | $0 | $0 | 2017-04-26 |
| Axelrod Andrew | Director | 1 | $0 | $0 | 2017-04-20 |
| Minmier James | President - Nomac Drilling | 1 | $0 | $0 | 2017-04-20 |
| Stanger William | See Remarks | 1 | $0 | $0 | 2017-04-20 |
| King David S | Director | 1 | $0 | $0 | 2017-04-20 |
| Baetz Cary D | CFO and Treasurer | 1 | $0 | $0 | 2017-04-20 |
| DiPaolo Edward John | Director | 1 | $0 | $0 | 2017-04-20 |
| WINCHESTER JERRY L | Chief Executive Officer | 1 | $0 | $0 | 2017-04-20 |
| HINCHMAN STEVEN B | Director | 1 | $0 | $0 | 2017-04-20 |
| WALL DOUGLAS JAMES | Director | 1 | $0 | $0 | 2017-04-20 |
| Oaktree Capital Group, LLC | Director, 10% Owner | 1 | $8.31M | $0 | 2017-04-19 |
| SOROS ROBERT | 10% Owner | 2 | $14.45M | $78.85M | 2017-04-17 |
| Fortress Biotech, Inc. | 10% Owner | 8 | $0 | $0 | 2017-03-31 |
| SUCIC NICHOLAS R | VP and Controller | 74 | $49.9K | $580.3K | 2017-03-31 |
| KINDSFATHER JERRY P | Director | 6 | $535.5K | $0 | 2017-03-31 |
| Blackstone Real Estate Partners VI.C-ESH L.P. | 10% Owner | 5 | $0 | $0 | 2017-03-17 |
| Gardner Joseph H. | See Remarks | 1 | $500.0K | $0 | 2017-03-15 |
| PETERS KEVIN G. | Chief Scientific Officer | 1 | $18.2K | $0 | 2017-03-15 |
| Khuong Chau Quang | Director, 10% Owner | 1 | $3.81M | $0 | 2017-03-15 |
| Centerbridge Capital Partners AIV VI-B, L.P. | 10% Owner | 7 | $0 | $0 | 2017-03-15 |
| Castelein Caley | Director | 1 | $2.00M | $0 | 2017-03-15 |
| Satter Muneer A | Director, 10% Owner | 1 | $5.60M | $0 | 2017-03-15 |
| Novartis Bioventures Ltd | 10% Owner | 1 | $2.80M | $0 | 2017-03-15 |
| WEISS PAUL M | Director | 1 | $1.36M | $0 | 2017-03-15 |
| ISALY SAMUEL D | Director, 10% Owner | 1 | $3.81M | $0 | 2017-03-15 |
| CCP SBS GP, LLC | 10% Owner | 7 | $0 | $142.65M | 2017-03-10 |
| Blackstone Real Estate Partners VI.TE.2-ESH L.P. | 10% Owner | 16 | $0 | $225.85M | 2017-03-10 |
| Centerbridge Credit Partners General Partner, L.P. | 10% Owner | 22 | $17.35M | $281.78M | 2017-03-10 |
| Blackstone Holdings III GP L.P. | 10% Owner | 8 | $0 | $142.65M | 2017-03-10 |
| SBI Holdings, Inc. | 10% Owner | 9 | $362.35B | $0 | 2017-02-28 |
| BCSF Holdings, L.P. | 10% Owner | 2 | $502686.15B | $0 | 2017-02-15 |
| Petronio Nicholas | President of Well Services | 3 | $0 | $0 | 2017-02-05 |
| Hunter Danielle E. | See Remarks | 3 | $0 | $0 | 2017-02-05 |
| Wallace Tim | See Remarks | 3 | $0 | $0 | 2017-02-05 |
| Hobbs Everett Michael | Chief Operating Officer | 3 | $0 | $0 | 2017-02-05 |
| Keppler Ed | See Remarks | 3 | $0 | $0 | 2017-02-05 |
| Bixenman Patrick | See Remarks | 3 | $0 | $0 | 2017-02-05 |
| Gawick Donald Jeffrey | See Remarks | 3 | $0 | $0 | 2017-02-05 |
| CASHIOLA MARK C. | See Remarks | 3 | $0 | $0 | 2017-02-05 |
| HECK SCOTT M | Chief Operating Officer | 2 | $0 | $0 | 2017-02-02 |
| BROYHILL MARKHAM HUNT | President | 7 | $55.0K | $0 | 2017-02-02 |
| CITRIX SYSTEMS INC | 10% Owner | 1 | $0 | $0 | 2017-01-31 |
| Gomes Antonio G. | Director | 1 | $0 | $0 | 2017-01-31 |
| Bogumil Walter | Chief Financial Officer | 8 | $0 | $0 | 2017-01-31 |
| Silberling Michael | Chief Executive Officer | 8 | $0 | $0 | 2017-01-31 |
| Hylen Christopher | President | 1 | $0 | $0 | 2017-01-31 |
| Tanjeloff Eric | Director | 5 | $0 | $0 | 2017-01-31 |
| Z Capital Special Situations Fund UGP LLC | 10% Owner | 2 | $0 | $0 | 2017-01-31 |
| DOHENY MATTHEW A. | Director | 5 | $0 | $0 | 2017-01-31 |
| ROEMER MICHAEL | Director | 1 | $0 | $0 | 2017-01-31 |
| SPH Manager, LLC | Director, 10% Owner | 9 | $5.86M | $0 | 2017-01-31 |
| Cacioppo James | Director | 4 | $0 | $0 | 2017-01-31 |
| Brightman Stuart M | Director | 1 | $0 | $0 | 2017-01-31 |
| SOLOMON JEFFREY M | Senior VP and COO | 2 | $0 | $0 | 2017-01-31 |
| MURRAY PATRICK M | Director | 1 | $0 | $0 | 2017-01-31 |
| JURIS LESLIE NATHANSON | Director | 3 | $0 | $0 | 2017-01-31 |
| MUELLER STEVEN L | Director | 1 | $0 | $0 | 2017-01-31 |
| HOWELL JEFFREY F | Director | 4 | $0 | $0 | 2017-01-31 |
| RUBINSTEIN MARC H | Sr. VP, General Counsel & Sec. | 5 | $0 | $0 | 2017-01-31 |
| KENNEDY JOHN J | Director | 1 | $0 | $0 | 2017-01-31 |
| HENSHALL DAVID J | Chief Finacial Officer | 1 | $0 | $0 | 2017-01-31 |
| Scavuzzo Tony | Director | 2 | $0 | $0 | 2017-01-30 |
| Deutsch James F. | Director | 2 | $0 | $0 | 2017-01-30 |
| Wright Richard L. | Director | 2 | $0 | $0 | 2017-01-24 |
| Ban Toh Kean | Other | 1 | $0 | $2.25B | 2017-01-20 |
| Swenson Brad | President | 28 | $186.1K | $0 | 2017-01-17 |
| Clifford Scott S | Sr. VP-Supply Chain Management | 4 | $0 | $0 | 2017-01-13 |
| MANSFIELD WILLIAM P | Sr. VP-Sales & Marketing | 6 | $0 | $0 | 2017-01-13 |
| Maxwell David G. | Director | 10 | $0 | $0 | 2017-01-13 |
| HARWOOD RANDALL R | Sr. VP & CFO | 12 | $0 | $0 | 2017-01-13 |
| PROPST BEVERLY L | Sr. VP-Human Resources | 12 | $0 | $0 | 2017-01-13 |
| GEEKIE MATTHEW W | Sr.VP, Secy. & General Counsel | 12 | $0 | $0 | 2017-01-13 |
| LYONS ROBERT C | Sr. VP-North America Business | 12 | $0 | $0 | 2017-01-13 |
| MAZZARELLA KATHLEEN M | President & CEO | 12 | $0 | $0 | 2017-01-13 |
| REED JON N | VP & Treasurer | 12 | $0 | $0 | 2017-01-13 |
| Mallicoat Ralph | SRVP | 7 | $0 | $65.4K | 2017-01-12 |
| SQUIRES LARRY | srvp | 13 | $2.6K | $0 | 2017-01-10 |
| Pittman Scott M. | Director, 10% Owner | 9 | $825.0K | $0 | 2017-01-09 |
| Atinsky Lawrence | Director | 1 | $0 | $0 | 2017-01-09 |
| CLAUSEN PETER | Chief Scientific Officer | 3 | $0 | $0 | 2017-01-09 |
| DEL GUERCIO JOSEPH | Director | 4 | $250.0K | $0 | 2017-01-09 |
| JORDEN DAVID EMERSON | CEO, CFO | 6 | $137.5K | $0 | 2017-01-09 |
| WINZER C ERIC | Director | 2 | $25.0K | $0 | 2017-01-09 |
| Kollitides George | Director | 2 | $0 | $0 | 2017-01-06 |
| WAMPLER CHARLES W | Director | 4 | $0 | $0 | 2017-01-06 |
| Reddin Michael | Director | 2 | $0 | $0 | 2017-01-06 |
| PULLY STEVEN J | Director | 2 | $0 | $0 | 2017-01-06 |
| BAHORICH MICHAEL S | Director | 2 | $0 | $0 | 2017-01-06 |
| SWENT JAMES W III | Director | 2 | $0 | $0 | 2017-01-06 |
| Harbert Grant | Chief Financial Officer | 1 | $0 | $0 | 2017-01-03 |
| Pittard Heather L | Principal Accounting Officer | 2 | $0 | $0 | 2017-01-03 |
| GOODMAN JOHN | SVP | 26 | $94.1K | $0 | 2017-01-03 |
| Cohen Michael D | Executive Vice President | 6 | $75.0K | $0 | 2017-01-02 |
| AISNER ROBERT S | Director | 5 | $0 | $0 | 2017-01-02 |
| Koehl Byron | Director | 2 | $0 | $0 | 2017-01-01 |
| Goldstone Mark | Director | 2 | $0 | $0 | 2016-12-31 |
| Bethwaite Gordon | Vice Pres, Sales and Marketing | 2 | $0 | $0 | 2016-12-31 |
| FAVISH MICHAEL | Chair, Chief Executive Officer | 6 | $821.9K | $0 | 2016-12-31 |
| ROTH VINCENT J | General Counsel and Secretary | 2 | $0 | $0 | 2016-12-31 |
| WEINGARTEN ROBERT N | Director | 2 | $0 | $0 | 2016-12-31 |
| Griffin Mac | SRVP | 1 | $0 | $0 | 2016-12-30 |
| Wierzbicki William J | Director | 6 | $0 | $0 | 2016-12-30 |
| Jakes Andrew | SRVP | 2 | $0 | $0 | 2016-12-29 |
| Jasper Scott | SRVP | 3 | $0 | $0 | 2016-12-29 |
| Vance Amelia | SRVP | 5 | $1.2K | $0 | 2016-12-22 |
| NORTON CHRISTY | srvp | 25 | $3.6K | $0 | 2016-12-22 |
| MILLER CHRISTOPHER R. | Chief Financial Officer | 1 | $0 | $0 | 2016-12-21 |
| Gallogly Mark T | 10% Owner | 8 | $5.88M | $0 | 2016-12-19 |
| Blackstone Real Estate Partners VI.TE.1-ESH L.P. | 10% Owner | 16 | $0 | $142.36M | 2016-12-16 |
| Centerbridge Capital Partners AIV VI-A, L.P. | 10% Owner | 14 | $0 | $71.79M | 2016-12-16 |
| GREIFELD ROBERT | Director | 1 | $119.1K | $0 | 2016-12-16 |
| Rosellini William | CHIEF EXECUTIVE OFFICER | 6 | $0 | $0 | 2016-12-15 |
| WALLMAN RICHARD F | Director | 18 | $1.45M | $784.0K | 2016-12-14 |
| West Dusty W | Director | 12 | $0 | $0 | 2016-11-23 |
| Burleson Ronald T | Director | 6 | $0 | $0 | 2016-11-23 |
| Chandler Gregory P | Director | 8 | $83.0K | $0 | 2016-11-23 |
| Aronson Jeffrey | 10% Owner | 24 | $37.59M | $0 | 2016-11-21 |
| Blackstone Real Estate Partners (AIV) VI-ESH L.P. | 10% Owner | 8 | $0 | $69.00M | 2016-11-18 |
| Centerbridge Capital Partners Strategic AIV I, L.P. | 10% Owner | 21 | $0 | $69.00M | 2016-11-18 |
| STRUBEL RICHARD P | Director | 1 | $21.0K | $0 | 2016-11-17 |
| GRAVINA THOMAS | Director | 6 | $534.5K | $0 | 2016-11-16 |
| Bull K Timothy | Director | 4 | $16.4K | $0 | 2016-11-14 |
| BERRIS FRANK G | Director | 8 | $785.5K | $0 | 2016-11-04 |
| BROWN SIDNEY R | Director | 19 | $243.7K | $0 | 2016-10-19 |
| VAGUE RICHARD | Director | 20 | $711.9K | $0 | 2016-10-19 |
| BARKER ROBERT T | VP, Controller & Interim CFO | 6 | $0 | $0 | 2016-10-12 |
| FERCHAU MARK E | Executive Vice President | 6 | $0 | $0 | 2016-10-12 |
| Killelea Michael J | SVP, Gen. Counsel, Corp. Sec'y | 6 | $0 | $0 | 2016-10-12 |
| TURNHAM ROBERT C JR | President & COO | 6 | $0 | $0 | 2016-10-12 |
| GOODRICH WALTER G | Chairman and CEO | 6 | $0 | $0 | 2016-10-12 |
| Bates Jason A | EVP & CIO | 7 | $0 | $0 | 2016-10-06 |
| Rahm William D. | Director | 2 | $0 | $0 | 2016-10-06 |
| Francis Scott E | EVP & CHIEF ACCOUNTING OFFICER | 7 | $0 | $0 | 2016-10-06 |
| Dorsett Jeremy R | EVP & General Counsel | 7 | $0 | $0 | 2016-10-06 |
| Lipsey M. Jayson | EVP, CHIEF OPERATING OFFICER | 9 | $0 | $0 | 2016-10-06 |
| O'Reilly David R. | EVP & CHIEF FINANCIAL OFFICER | 7 | $0 | $0 | 2016-10-06 |
| Heistand James R | President & CEO | 11 | $0 | $0 | 2016-10-06 |
| Dotter Laurie L. | Director | 1 | $0 | $0 | 2016-10-06 |
| Mixson Brenda J | Director | 1 | $0 | $0 | 2016-10-06 |
| Casal Edward Manuel | Director | 1 | $0 | $0 | 2016-10-06 |
| Thomas James A | Director | 23 | $0 | $0 | 2016-10-06 |
| KNOOIHUIZEN LOUIS D | Vice President | 36 | $0 | $0 | 2016-10-03 |
| Gersten Mark D. | Other | 2 | $60.0K | $0 | 2016-10-01 |
| LINBECK ANDREW B | Trustee | 14 | $0 | $4.00M | 2016-09-30 |
| Centerbridge Associates, L.P. | 10% Owner | 7 | $0 | $0 | 2016-09-29 |
| Centerbridge Credit Partners, L.P. | 10% Owner | 8 | $1.41M | $0 | 2016-09-29 |
| FRANKLIN JERRY L | Director | 3 | $0 | $551.1K | 2016-09-26 |
| ROSELLINI SCIENTIFIC LLC | 10% Owner | 2 | $0 | $0 | 2016-09-15 |
| Speranza Elisa M | Senior Vice President | 22 | $0 | $46.0K | 2016-09-07 |
| Shackelford Steven D | President, CFO & Treasurer | 6 | $350.0K | $0 | 2016-09-07 |
| Campbell Robert M. | SVP of Investments | 1 | $0 | $0 | 2016-09-02 |
| CNL Fund Advisors II, LLC | 10% Owner | 2 | $2.30M | $0 | 2016-09-02 |
| MONTGOMERY KIRK | Gen. Counsel, CCO, SVP & Secy | 1 | $0 | $0 | 2016-09-02 |
| Adams David J. | Director | 11 | $0 | $0 | 2016-09-01 |
| Buckley David P | EVP, Chief Legal Counsel | 11 | $0 | $0 | 2016-09-01 |
| Hall R. Garnett Jr. | Director | 12 | $0 | $0 | 2016-09-01 |
| Keating Anthony F. III | Director | 12 | $0 | $0 | 2016-09-01 |
| KNIGHT JUSTIN G | President | 22 | $8.8K | $0 | 2016-09-01 |
| GATHRIGHT KRISTIAN M | Executive Vice President, COO | 11 | $0 | $0 | 2016-09-01 |
| PEERY BRYAN | Executive Vice President & CFO | 11 | $0 | $0 | 2016-09-01 |
| MCKENNEY DAVID S | President of Capital Markets | 11 | $0 | $0 | 2016-09-01 |
| COLTON KENT W | Director | 34 | $0 | $0 | 2016-09-01 |
| KNIGHT GLADE M | Chairman and CEO | 18 | $1.40M | $0 | 2016-09-01 |
| HRABUSA JOHN T | Senior Vice President | 3 | $209.5K | $0 | 2016-08-30 |
| JOHNSON JEFFREY L | Chief Executive Officer | 5 | $3.05M | $0 | 2016-08-22 |
| Burns Robert | Director | 19 | $0 | $0 | 2016-07-28 |
| READ RANDOLPH C | Director | 2 | $0 | $0 | 2016-07-28 |
| French Cornell | Chief Executive Officer | 12 | $0 | $0 | 2016-07-22 |
| Fantex Holdings, Inc. | Director, 10% Owner | 13 | $0 | $0 | 2016-07-22 |
| BEIRNE DAVID M | Director | 15 | $0 | $0 | 2016-07-22 |
| HARTMAN ALLEN R | Director | 8 | $0 | $0 | 2016-07-16 |
| Kollender Richard S | Director | 19 | $0 | $0 | 2016-07-12 |
| VITULLO NICOLE | Director | 16 | $0 | $0 | 2016-07-12 |
| Brown University | 10% Owner | 2 | $38.53M | $0 | 2016-06-29 |
| Yiliame Corp | 10% Owner | 2 | $17.1K | $0 | 2016-06-28 |
| SBI Investment Co., Ltd. | 10% Owner | 16 | $96.94M | $0 | 2016-06-27 |
| Schoenherr Charles W | Director | 7 | $0 | $0 | 2016-06-24 |
| Sean O'Sullivan Revocable Living Trust | Other | 1 | $0 | $0 | 2016-06-23 |
| SOSVENTURES LLC | 10% Owner | 1 | $0 | $0 | 2016-06-23 |
| Vo Ngan Kim | Principal Accounting Officer | 2 | $0 | $0 | 2016-06-23 |
| Pawelek Michael J | Chief Executive Officer | 3 | $0 | $0 | 2016-06-23 |
| Shaw Edward Brett | Chief Operating Officer | 3 | $0 | $0 | 2016-06-23 |
| BENZ PETER | Director | 1 | $0 | $0 | 2016-06-23 |
| SHEEDY CHARLES E | 10% Owner | 1 | $0 | $0 | 2016-06-20 |
| SOROS GEORGE | 10% Owner | 1 | $57.80M | $0 | 2016-06-10 |
| MSD Owl Rock Investments, LLC | 10% Owner | 1 | $30.82M | $0 | 2016-06-10 |
| SIMS RYAN T. | CFO and Secretary | 2 | $70.0K | $0 | 2016-06-09 |
| ELLISOR GABRIEL L | Director | 2 | $0 | $0 | 2016-06-08 |
| Banks Robert J. | EVP AND COO | 11 | $0 | $0 | 2016-06-08 |
| Buckley Barry | SrVP | 13 | $5.8K | $0 | 2016-06-08 |
| STANLEY PETER G | Director | 1 | $40.3K | $0 | 2016-06-08 |
| HECKAMAN ALTON D JR | EVP and CFO | 5 | $0 | $0 | 2016-06-08 |
| SWIFT TERRY E | CEO | 8 | $0 | $0 | 2016-06-08 |
| DUGINSKI MICHAEL | Director | 2 | $0 | $0 | 2016-06-08 |
| Collins Robert Martin | President | 5 | $90.0K | $0 | 2016-06-01 |
| Covington David Matthew | Chief Accounting Officer | 1 | $25.0K | $0 | 2016-05-12 |
| STARWOOD HOTEL & RESORTS WORLDWIDE, INC | 10% Owner | 2 | $0 | $0 | 2016-05-11 |
| Williams Stephen G. | Chief Operating Officer | 1 | $0 | $0 | 2016-05-11 |
| McGill Heather | Chief Financial Officer | 1 | $0 | $0 | 2016-05-11 |
| Rivera Sergio | President, CEO | 1 | $0 | $0 | 2016-05-11 |
| Mangas Thomas B | Director | 1 | $0 | $0 | 2016-05-11 |
| SIEGEL KENNETH S | Director | 1 | $0 | $0 | 2016-05-11 |
| Tran Lan T. | Chief Administrative Officer | 6 | $0 | $0 | 2016-05-10 |
| Fisher James A. | President, COO | 1 | $0 | $0 | 2016-05-09 |
| Fitzgerald Anna N | See Remarks | 4 | $0 | $0 | 2016-05-06 |
| WILTON SCOTT W | See Remarks | 4 | $0 | $0 | 2016-05-06 |
| HOUGH G. THOMAS | Director | 2 | $432.1K | $0 | 2016-05-03 |
| FERTITTA LORENZO J | Director | 1 | $0 | $0 | 2016-05-02 |
| FERTITTA FRANK J III | Director | 1 | $0 | $0 | 2016-05-02 |
| Cashell Robert A. JR | Director | 1 | $0 | $0 | 2016-05-02 |
| Schugart Sherri W | Chairman, CEO and President | 2 | $200.0K | $0 | 2016-04-28 |
| Tomberlin Steven L. | SR. VP - RESOURCE DEV | 12 | $0 | $0 | 2016-04-22 |
| Petrick Michael J. | Director | 31 | $1.33M | $0 | 2016-04-22 |
| KAHANE WILLIAM M | Director | 1 | $0 | $0 | 2016-04-22 |
| InvenTrust Properties Corp. | 10% Owner | 1 | $0 | $0 | 2016-04-14 |
| Z Capital Partners, L.L.C. | Director | 3 | $0 | $0 | 2016-04-07 |
| PATTERSON CHARLES E. II | General Counsel/Secretary | 4 | $31.3K | $0 | 2016-04-01 |
| Simpson Christine Elizabeth | Chief Portfolio Manager | 2 | $1.7K | $0 | 2016-04-01 |
| Bluth Jeri Ruth | Chief Compliance Officer | 3 | $870 | $0 | 2016-04-01 |
| Koslosky Paul Francis | CFO and Treasurer | 2 | $2.0K | $0 | 2016-04-01 |
| DIXON ROBERT E | CEO/President | 4 | $31.8K | $0 | 2016-04-01 |
| PATTERSON C E | Director | 3 | $15.2K | $0 | 2016-04-01 |
| FULLER GLEN W | Chief Operating Officer | 3 | $31.3K | $0 | 2016-04-01 |
| Scott Michael Kirk | CFO, Treasurer & VP | 6 | $624.8K | $0 | 2016-03-28 |
| Solomon Jeffrey | Senior VP and COO | 4 | $0 | $0 | 2016-03-16 |
| Volk James Francis | Chief Compliance Officer | 1 | $10.0K | $0 | 2016-03-16 |
| Klehr Zachary | Executive Vice President | 6 | $330.0K | $0 | 2016-03-16 |
| Coleman Sean K | Other | 3 | $200.1K | $0 | 2016-03-16 |
| Stahlecker Gerald | Executive Vice President | 6 | $443.0K | $0 | 2016-03-16 |
| Boeve Todd | VP, COO, Corporate Secretary | 1 | $0 | $0 | 2016-03-15 |
| OLIVER MARK A | Secretary/Treasurer | 5 | $0 | $0 | 2016-03-15 |
| SASTRE MARIA | Director | 5 | $493.9K | $0 | 2016-03-09 |
| NorthStar Asset Management Group Inc. | 10% Owner | 4 | $0 | $0 | 2016-03-07 |
| NORTHSTAR REALTY FINANCE CORP. | 10% Owner | 2 | $0 | $0 | 2016-03-07 |
| Fallon Mark D | Director | 18 | $0 | $0 | 2016-03-04 |
| GROSS FRANK C JR | Executive Vice President | 5 | $0 | $0 | 2016-03-04 |
| KKR Credit Advisors (US) LLC | 10% Owner | 1 | $2.50M | $0 | 2016-03-01 |
| Thompson Daniel W | Chief Financial Officer | 1 | $0 | $0 | 2016-02-23 |
| Pittman Rodney L | Chief Administrative Officer | 1 | $0 | $0 | 2016-02-23 |
| AFH Holding & Advisory, LLC | 10% Owner | 14 | $0 | $65.7K | 2016-02-09 |
| Day R. Martel | Director | 1 | $0 | $0 | 2016-02-05 |
| Breen Virginia G | Director | 1 | $0 | $0 | 2016-02-05 |
| BULKELEY JONATHAN | Director | 1 | $0 | $0 | 2016-02-05 |
| THURBER LYNN C | Director | 1 | $0 | $0 | 2016-02-05 |
| Moran Gregory M. | Executive Vice President | 1 | $50.0K | $0 | 2016-02-04 |
| BENTLEY MACKEY | Director | 8 | $38.9K | $251.5K | 2016-02-04 |
| VanGelder Kristen | Other | 1 | $50.0K | $0 | 2016-02-01 |
| Berens James R | President, Wexford | 1 | $0 | $0 | 2016-01-27 |
| Frey Karl | Director | 3 | $0 | $0 | 2016-01-27 |
| Nash Michael B. | Director | 5 | $0 | $0 | 2016-01-27 |
| Salkind Michael | Director, 10% Owner | 81 | $6.33M | $0 | 2016-01-27 |
| Kobel Edward M | Director | 28 | $10.00M | $0 | 2016-01-27 |
| Lafon Betty Mechelle | See Remarks | 4 | $0 | $0 | 2016-01-27 |
| Gaither Ronald | Director | 4 | $0 | $0 | 2016-01-27 |
| Peterson Richard | CEO, President and CFO | 9 | $0 | $0 | 2016-01-27 |
| Sztraicher Karen A | EVP Asset Management | 1 | $0 | $0 | 2016-01-27 |
| Gold Alan D | Chairman, President and CEO | 22 | $0 | $0 | 2016-01-27 |
| Kreitzer Gary A | Exec VP and Assistant Sec | 6 | $0 | $0 | 2016-01-27 |
| REMPPIES GUSTAV G | See Remarks | 18 | $0 | $0 | 2016-01-27 |
| Olander Stanley J Jr | See Remarks | 18 | $0 | $0 | 2016-01-27 |
| Bunting Glenn W Jr | Director | 27 | $0 | $0 | 2016-01-27 |
| BROOKS GREG E | Chief Financial Officer | 2 | $0 | $0 | 2016-01-27 |
| Begley Grant A | Chief Executive Officer | 4 | $0 | $0 | 2016-01-22 |
| Sherrer, Gary, Lew | Director | 1 | $2.8K | $0 | 2016-01-21 |
| WIEBORT ROBERT | CEO and President | 2 | $0 | $0 | 2016-01-21 |
| LIVING TRUST THE WIEBORT | 10% Owner | 2 | $0 | $0 | 2016-01-21 |
| Hill Bill Houston | Director | 1 | $2.8K | $0 | 2016-01-21 |
| Peintner George Edward | Director | 2 | $9.3K | $0 | 2016-01-21 |
| Bender David A | Director | 6 | $0 | $0 | 2016-01-08 |
| Lederman Marc | Director | 1 | $75.0K | $0 | 2016-01-06 |
| Gallivan Edward T JR | Chief Financial Officer | 3 | $10.0K | $0 | 2016-01-06 |
| STUART JOHN E | Director | 3 | $650.1K | $0 | 2016-01-06 |
| DALESSIO WALTER | Director | 1 | $10.0K | $0 | 2016-01-06 |
| Stofferahn Scott | Exec. VP, CEO and CFO | 4 | $0 | $0 | 2016-01-01 |
| AXA-IM Rose Inc | 10% Owner | 1 | $0 | $0 | 2016-01-01 |
| Booth John J | Director | 4 | $0 | $0 | 2015-12-31 |
| WARNECKE STEVE B | Director | 4 | $0 | $0 | 2015-12-31 |
| Treat William Jay | Chief Technology Officer | 1 | $0 | $0 | 2015-12-28 |
| WU BENJAMIN | Director | 3 | $0 | $41.7K | 2015-12-28 |
| ORAM GEORGE A | Director | 2 | $0 | $0 | 2015-12-28 |
| COFFIN WILLIAM F | Director | 3 | $0 | $0 | 2015-12-28 |
| SOO B CHIA | Director | 9 | $0 | $83.3K | 2015-12-28 |
| Walsh Deina H | Chief Financial Officer | 4 | $0 | $0 | 2015-12-28 |
| Frelick Jeff | Chief Operating Officer | 3 | $0 | $0 | 2015-12-28 |
| La Neve Stephen R. | CEO and President | 3 | $0 | $0 | 2015-12-28 |
| Delshad Jim | Director | 3 | $0 | $0 | 2015-12-28 |
| Z Capital Special Situations Fund GP LP | 10% Owner | 3 | $6.03M | $0 | 2015-12-21 |
| RAMSEY RICHARD A | VP/GM Canadian Operations | 38 | $0 | $1.18M | 2015-12-18 |
| ELWELL PETER A. | Chief Investment Officer | 2 | $0 | $0 | 2015-12-17 |
| Belk Claudia W | 10% Owner | 31 | $37.38M | $37.38M | 2015-12-10 |
| John M. Belk Educational Endowment | 10% Owner | 8 | $0 | $0 | 2015-12-10 |
| Samples Rodney F | Controller | 8 | $0 | $0 | 2015-12-10 |
| Orvos Adam M | EVP & CFO | 8 | $0 | $0 | 2015-12-10 |
| Townsend John L III | Director | 5 | $0 | $0 | 2015-12-10 |
| Zant David B | President & CMO | 4 | $0 | $0 | 2015-12-10 |
| DEVARD JERRI | Director | 5 | $0 | $0 | 2015-12-10 |
| BOWLES ERSKINE B | Director | 5 | $0 | $0 | 2015-12-10 |
| MORRIS KATHERINE BELK | 10% Owner | 118 | $0 | $0 | 2015-12-10 |
| NELSON THOMAS C | Director | 5 | $0 | $0 | 2015-12-10 |
| BELK KATHERINE MCKAY | 10% Owner | 84 | $0 | $0 | 2015-12-10 |
| BELK THOMAS M JR | Chairman & CEO | 113 | $0 | $0 | 2015-12-10 |
| PITTS RALPH A | EVP & General Counsel | 16 | $0 | $45.0K | 2015-12-10 |
| BELK H W MCKAY | Vice Chairman | 89 | $0 | $0 | 2015-12-10 |
| THOMPSON JOHN R | Director | 5 | $0 | $0 | 2015-12-10 |
| LONG ELIZABETH VALK | Director | 5 | $0 | $0 | 2015-12-10 |
| BELK JOHN R | President & COO | 120 | $0 | $0 | 2015-12-10 |
| GAMBRELL SARAH BELK | 10% Owner | 13 | $144.1K | $0 | 2015-12-10 |
| Madia John | Sr. V.P., Chief Human | 35 | $0 | $0 | 2015-12-01 |
| Cassidy Patricia K. | SVP-Human Resources & CHRO | 49 | $0 | $0 | 2015-11-30 |
| ELCO NORTH AMERICA INC. | 10% Owner | 2 | $0 | $0 | 2015-11-30 |
| Park John Ihn | Director | 6 | $0 | $0 | 2015-11-30 |
| Brown Marianne | COO - Financial Systems | 40 | $0 | $0 | 2015-11-30 |
| McCurry Kevin | SVP, Corporate Dev. & Strategy | 40 | $0 | $0 | 2015-11-30 |
| Traquair Brian A | President, Capital Markets | 182 | $0 | $0 | 2015-11-30 |
| Neral Charles J | SVP - Finance & CFO | 66 | $0 | $0 | 2015-11-30 |
| Noell Robert Davis | Director | 4 | $0 | $0 | 2015-11-30 |
| Breakiron Christopher P | VP & Chief Accounting Officer | 34 | $0 | $0 | 2015-11-30 |
| Coppola Vincent R | SVP, Global Business Serv&Tech | 69 | $0 | $0 | 2015-11-30 |
| Silbey Victoria E | SVP & Chief Legal Officer | 158 | $0 | $0 | 2015-11-30 |
| LORING IAN K | Director | 3 | $0 | $0 | 2015-11-30 |
| FRADIN RUSSELL P | President & CEO | 58 | $0 | $0 | 2015-11-30 |
| MEHRA SANJEEV K | Director | 4 | $0 | $0 | 2015-11-30 |
| HUTCHINS GLENN H | Director | 4 | $0 | $0 | 2015-11-30 |
| Horne Charles D | Director | 2 | $0 | $0 | 2015-11-19 |
| Geschickter Charles F III | Director | 2 | $0 | $0 | 2015-11-19 |
| Centerbridge Credit Offshore GP Investors, L.L.C. | 10% Owner | 7 | $0 | $83.20M | 2015-11-12 |
| Centerbridge Capital Partners SBS, L.P. | 10% Owner | 7 | $0 | $83.20M | 2015-11-12 |
| GABELLI MARIO J | Chairman & CEO | 2 | $0 | $0 | 2015-11-12 |
| Sundt Jon Christian | Director | 2 | $0 | $672.0K | 2015-10-31 |
| Meyer Les | Director | 2 | $0 | $0 | 2015-10-27 |
| MUSCULOSKELETAL TRANSPLANT FOUNDATION, INC. | Director | 2 | $0 | $41.7K | 2015-10-09 |
| ASHMAN JAMES P | Vice President of Finance | 3 | $0 | $0 | 2015-09-30 |
| Wu Xiaobin | president,secretary,treasurer | 4 | $0 | $4.46B | 2015-09-28 |
| Lewis Alton B Jr | Chief Executive Officer | 16 | $142.3K | $0 | 2015-09-15 |
| Heshmatpour Amir F | Former President | 7 | $0 | $132.8K | 2015-09-09 |
| Hood William K | Director, 10% Owner | 10 | $10.59M | $0 | 2015-09-04 |
| Smith Edgar R. III | Director, 10% Owner | 5 | $9.74M | $0 | 2015-09-04 |
| Conrad Brian Leslie | Vice Chairman | 3 | $37.9K | $0 | 2015-08-31 |
| Krause Larry E. | Director | 2 | $0 | $0 | 2015-08-25 |
| Ribero Michael A | Director | 1 | $0 | $0 | 2015-08-25 |
| Trilliant Gaming Nevada Inc. | 10% Owner | 5 | $0 | $0 | 2015-08-25 |
| Duncanson Timothy A.R. | Director, 10% Owner | 17 | $40.58M | $0 | 2015-08-25 |
| SCHWARTZ GERALD W | 10% Owner | 17 | $40.58M | $0 | 2015-08-25 |
| MENCHER JUDY K | Director | 1 | $0 | $0 | 2015-08-25 |
| YEMENIDJIAN ALEX | CEO and President | 17 | $40.58M | $0 | 2015-08-25 |
| Chiang Richard | Other | 25 | $0 | $0 | 2015-08-12 |
| Dale Larry H | Director | 3 | $0 | $0 | 2015-08-10 |
| Davis Steven James | 10% Owner | 2 | $0 | $0 | 2015-08-04 |
| BURTON MARK T | CIO, SVP - Acquisitions | 1 | $0 | $0 | 2015-07-31 |
| NAKAGAWA JAMES Y | CFO and Treasurer | 1 | $0 | $0 | 2015-07-31 |
| OTTESEN S ERIC | SVP, GC and Secretary | 1 | $0 | $0 | 2015-07-31 |
| SABIN GARY B | Chairman of the Board / CEO | 1 | $0 | $0 | 2015-07-31 |
| Vederman Herbert | Director | 1 | $0 | $0 | 2015-07-13 |
| Froehlich Robert J | Director | 4 | $0 | $0 | 2015-07-13 |
| Schaffer Jeffrey A | Other | 2 | $270.6K | $0 | 2015-07-09 |
| Beauclair Shaun | Director | 4 | $0 | $271.1K | 2015-07-01 |
| RAVICH JESS M | Director | 4 | $6.00M | $1.50M | 2015-07-01 |
| GREENLAW HOLLIS M | President & CEO of Gen Partner | 30 | $878.6K | $0 | 2015-06-30 |
| WILSON MICHAEL KENNETH | See Remarks | 13 | $150.2K | $0 | 2015-06-30 |
| ETTER THEODORE FOREST JR | Exec. VP of General Partner | 16 | $371.9K | $0 | 2015-06-30 |
| Lawson Michael Patrick | Chief Financial Officer | 1 | $5.1K | $0 | 2015-06-26 |
| POHLMAN RANDOLPH A | Director | 1 | $20.0K | $0 | 2015-06-25 |
| Grandon Jonathan M. | See Remarks | 4 | $0 | $0 | 2015-06-24 |
| Kleopfer Stuart G. | See Remarks | 4 | $0 | $0 | 2015-06-24 |
| Williamson Daniel E. | See Remarks | 7 | $0 | $0 | 2015-06-24 |
| Boren Wil C. | See Remarks | 5 | $0 | $0 | 2015-06-24 |
| Saleh Hadi | See Remarks | 5 | $0 | $0 | 2015-06-24 |
| Johnson Adam Rudolph | See Remarks | 5 | $0 | $0 | 2015-06-24 |
| GS BMET ADVISORS, LLC | 10% Owner | 1 | $0 | $0 | 2015-06-24 |
| BCP V CO-INVESTORS L.P. | 10% Owner | 7 | $0 | $0 | 2015-06-24 |
| GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT ADVISORS, LLC | 10% Owner | 1 | $0 | $0 | 2015-06-24 |
| LVB Acquisition Holding, LLC | 10% Owner | 1 | $0 | $0 | 2015-06-24 |
| Barney Robin Tavares | Sr VP - World Wide Operations | 7 | $0 | $0 | 2015-06-24 |
| Vermeulen Renaat Hubert Irene | Sr VP & Pres of Biomet EMEA | 7 | $0 | $0 | 2015-06-24 |
| Rhee Andrew Y | Director | 1 | $0 | $0 | 2015-06-24 |
| KKR 8 NA Ltd | 10% Owner | 1 | $0 | $0 | 2015-06-24 |
| KKR 2006 Fund L.P. | 10% Owner | 1 | $0 | $0 | 2015-06-24 |
| Florin Daniel P | Senior VP & CFO | 7 | $0 | $0 | 2015-06-24 |
| GS Capital Partners VI GmbH & Co KG | 10% Owner | 1 | $0 | $0 | 2015-06-24 |
| BMA V L.L.C. | 10% Owner | 7 | $0 | $0 | 2015-06-24 |
| Jones Adrian M | Director | 1 | $0 | $0 | 2015-06-24 |
| Binder Jeffrey R | See Remarks | 7 | $0 | $0 | 2015-06-24 |
| DOEDENS BART J | See Remarks | 2 | $0 | $0 | 2015-06-24 |
| COULTER JAMES G | Other | 1 | $0 | $0 | 2015-06-24 |
| Potts Jack | See Remarks | 1 | $0 | $0 | 2015-06-19 |
| Hilferty Daniel J III | Director | 1 | $200.1K | $0 | 2015-06-17 |
| Warner Benjamin | Director | 7 | $0 | $0 | 2015-06-17 |
| Dosch Eric | SVP and CFO | 17 | $193 | $0 | 2015-06-12 |
| GEIST JERRY D | Director | 13 | $0 | $1.67M | 2015-06-05 |
| REYNOLDS MARSHALL T | Chairman of the Board | 5 | $238.2K | $0 | 2015-06-04 |
| LaSalle U.S. Holdings, Inc. | Other | 2 | $6.26M | $6.26M | 2015-05-19 |
| Zenni Holdings LLC | 10% Owner | 4 | $11.12M | $0 | 2015-05-11 |
| Szomjassy Michael A | Executive Vice President | 27 | $0 | $0 | 2015-05-11 |
| KKR REPA AIV-1 L.P. | 10% Owner | 5 | $83.70M | $0 | 2015-05-01 |
| KKR Fund Holdings GP Ltd | 10% Owner | 2 | $82.61M | $0 | 2015-05-01 |
| Ferguson Michael | Director | 1 | $0 | $0 | 2015-04-27 |
| MIKA THOMAS | Director | 1 | $0 | $0 | 2015-04-27 |
| Hasnain Faheem | Director | 1 | $0 | $0 | 2015-04-23 |
| North Annette | SVP, General Counsel | 1 | $0 | $0 | 2015-04-23 |
| HOFFMAN ROBERT | Director | 1 | $0 | $0 | 2015-04-23 |
| OBER GORDON L | VP Recruiting/Development | 71 | $19.6K | $1.04M | 2015-04-07 |
| Steben Kenneth E | CEO and Trustee | 1 | $100.0K | $0 | 2015-04-01 |
| ADYNS GEORGE | Chief Financial Officer | 1 | $0 | $0 | 2015-03-24 |
| Jackson Meredith S | Chief Compliance Officer | 1 | $250.0K | $0 | 2015-03-19 |
| Irwin Steven D | Director | 2 | $40.0K | $0 | 2015-03-18 |
| Glover Glenda Baskin | Director | 3 | $28.2K | $0 | 2015-03-17 |
| Extended Stay America, Inc. | Director, 10% Owner | 2 | $1.66M | $0 | 2015-03-13 |
| DOUGLAS LAURIE Z | Vice President | 7 | $4.6K | $0 | 2015-03-13 |
| HELLER ANDREW M. | 10% Owner | 4 | $0 | $0 | 2015-03-10 |
| BAUER EUGENE A | Director | 10 | $10.0K | $0 | 2015-03-10 |
| BURLESON GENE E | Director | 33 | $28.75B | $0 | 2015-03-10 |
| KANTER JOEL S | Director | 14 | $781.25M | $0 | 2015-03-10 |
| VASSILIOU ARGYRIS | 10% Owner | 2 | $0 | $0 | 2015-03-06 |
| KINLEY MATTHEW P | Secretary, CFO | 1 | $0 | $0 | 2015-03-06 |
| Berra J Robert | Director | 2 | $0 | $0 | 2015-03-05 |
| Smith James M. | Chief Technology Officer | 11 | $0 | $0 | 2015-03-03 |
| Weber Sven | President | 3 | $250.0K | $0 | 2015-03-02 |
| Lehmann Donna | Sr. VP, CFO, Treasurer | 3 | $0 | $47.6K | 2015-02-17 |
| Reister William J | EVP & Chief Investment Officer | 5 | $0 | $0 | 2015-02-14 |
| Webb Schelin Telisa | Sr VP-Legal,Gen Counsel, & Sec | 5 | $0 | $0 | 2015-02-14 |
| Sharp James E | Chief Accounting Officer | 5 | $0 | $0 | 2015-02-14 |
| Fordham Scott W | President and CEO | 5 | $0 | $0 | 2015-02-14 |
| SHEFTS WANDA D | 10% Owner | 1 | $38.5K | $0 | 2015-02-03 |
| NexPoint Advisors GP, LLC | 10% Owner | 1 | $3.10M | $0 | 2015-01-30 |
| Pace Randy J | Director | 3 | $200.0K | $0 | 2015-01-29 |
| Misselbrook Simon | See Remarks | 4 | $60.0K | $0 | 2015-01-29 |
| LUCAS DALLAS E | CFO and Treasurer | 1 | $0 | $0 | 2015-01-27 |
| Ireland William R Jr | NBC - EVP and CRMO | 2 | $0 | $0 | 2015-01-22 |
| ROSA MICHAEL R. | Chief Executive Officer | 4 | $0 | $0 | 2015-01-21 |
| SHEFTS MARK | 10% Owner | 2 | $0 | $0 | 2015-01-21 |
| Shea JoAnn | Principal Accounting Officer | 31 | $0 | $554.8K | 2015-01-19 |
| Sentinel RE Investment Holdings LP | 10% Owner | 2 | $49.64M | $0 | 2015-01-16 |
| Adler David | Director | 1 | $200.0K | $0 | 2015-01-15 |
| Lubeck Joseph | See remarks | 107 | $1.65M | $7.00M | 2015-01-15 |
| Meyer Rick D | Chairman | 3 | $0 | $14.8K | 2015-01-15 |
| Tenopir Milton G | Director | 2 | $0 | $0 | 2015-01-15 |
| GIGLIO LAWRENCE R | Sr. VP-Operations | 8 | $0 | $0 | 2015-01-09 |
| PAPERCO HOLDINGS II, L.P. | 10% Owner | 1 | $0 | $0 | 2015-01-07 |
| Grill Glenn R | VP, Human Resources | 7 | $0 | $0 | 2015-01-07 |
| Santez David L | See Remarks | 7 | $0 | $0 | 2015-01-07 |
| Epstein Jay A | See Remarks | 10 | $0 | $0 | 2015-01-07 |
| Lukacs Laszlo M | See Remarks | 10 | $0 | $0 | 2015-01-07 |
| Donahue Lisa Joan | Director | 6 | $0 | $0 | 2015-01-07 |
| GSCP VI Advisors, L.L.C. | 10% Owner | 1 | $0 | $0 | 2015-01-07 |
| TYRONE JAMES C | EVP, Commercial Ops. Bus. Dev | 10 | $0 | $0 | 2015-01-07 |
| CLARK DANIEL A | See Remarks | 10 | $0 | $0 | 2015-01-07 |
| MARTIN GEORGE F | See Remarks | 10 | $0 | $0 | 2015-01-07 |
| Muller Eric D. | Director | 1 | $0 | $0 | 2015-01-07 |
| HUCK PAUL E | Director | 6 | $0 | $0 | 2015-01-07 |
| AMEN ROBERT M | Director | 6 | $0 | $0 | 2015-01-07 |
| MCGOVERN JOHN F | Director | 6 | $0 | $0 | 2015-01-07 |
| Zenni James Joseph JR | Director, 10% Owner | 4 | $3.28M | $0 | 2015-01-06 |
| Johnson Glenn Harold | Director | 1 | $0 | $22.7K | 2015-01-01 |
| Aland Robert B | NBC - Birmingham President | 1 | $0 | $0 | 2014-12-31 |
| Tutwiler Temple W III | Director | 1 | $0 | $0 | 2014-12-31 |
| Goodson M Davis Jr | NBC - EVP and Senior Lender | 2 | $0 | $0 | 2014-12-31 |
| Charles Investment Group, LLC | 10% Owner | 1 | $0 | $0 | 2014-12-31 |
| Bradley Bobby A | Director | 1 | $0 | $0 | 2014-12-31 |
| Thompson James R III | Corporate Billing, LLC - CEO | 1 | $0 | $0 | 2014-12-31 |
| PAGE G RUFFNER JR | Director | 7 | $0 | $0 | 2014-12-31 |
| BRAGG JOHN R | EVP - Bank Operations | 2 | $0 | $0 | 2014-12-31 |
| MCWANE C PHILLIP | Director | 3 | $0 | $0 | 2014-12-31 |
| STARNES WILLIAM STANCIL | Director | 1 | $0 | $0 | 2014-12-31 |
| HOLCOMB JOHN H III | Chief Executive Officer | 1 | $0 | $0 | 2014-12-31 |
| MURRAY RICHARD IV | President and COO | 3 | $0 | $0 | 2014-12-31 |
| Blackstone Real Estate Partners VI.B-ESH L.P. | 10% Owner | 5 | $0 | $0 | 2014-12-22 |
| BREA VI-ESH L.L.C. | 10% Owner | 5 | $0 | $0 | 2014-12-22 |
| Scrivens Andrei | Director | 2 | $0 | $0 | 2014-12-17 |
| ANDREW M. HELLER 2009 GRAT | 10% Owner | 1 | $0 | $0 | 2014-12-15 |
| Theeler Jack | Director | 1 | $0 | $0 | 2014-12-15 |
| MYKRANTZ DONALD M | Director | 1 | $500.0K | $0 | 2014-12-12 |
| EARLEY KATHLEEN | Director | 13 | $0 | $0 | 2014-12-12 |
| Talley Jeffrey M | Pres Strategic Investment Adv | 9 | $0 | $0 | 2014-12-11 |
| Leardo Patrick R. | Director | 7 | $200.0K | $0 | 2014-12-03 |
| Stark Gary E. | Director | 5 | $0 | $0 | 2014-12-03 |
| Johnson Shannon Kathleen S | Chief Financial Officer | 45 | $334.0K | $0 | 2014-12-03 |
| CARON DAVID | Senior Vice President | 12 | $0 | $0 | 2014-12-03 |
| YOUNG WILLIAM F. | Other | 3 | $0 | $0 | 2014-11-27 |
| POLLARD CHARLES WILLIAM | President & COO | 3 | $0 | $0 | 2014-11-27 |
| Nichols W. Edward | Other | 3 | $0 | $0 | 2014-11-27 |
| NexPoint Advisors, L.P. | 10% Owner | 3 | $12.50M | $0 | 2014-11-14 |
| DONALD JAMES | See Remarks | 1 | $250.0K | $0 | 2014-11-12 |
| Noorkayhani Reza | CEO/CFO/President | 1 | $0 | $2.5K | 2014-11-11 |
| SCHWARTZ MARK ELLIOT | Other | 2 | $50.0K | $0 | 2014-11-01 |
| CABINETS ACQUISITION CORP. | 10% Owner | 1 | $0 | $0 | 2014-10-31 |
| SULLIVAN THOMAS D | Director | 1 | $0 | $0 | 2014-10-31 |
| COWAN R DOUGLAS | Director | 23 | $0 | $2.82M | 2014-10-22 |
| Cobb William L Jr | Director | 1 | $250.0K | $0 | 2014-10-20 |
| RYAN JOSEPH ALVIN | Director | 1 | $0 | $0 | 2014-10-09 |
| ROBERSON ROY LAYNE | Director | 1 | $0 | $0 | 2014-10-09 |
| LAMB MARK | Director | 1 | $0 | $0 | 2014-10-09 |
| MICHAEL J. RAPPORT TRUST | 10% Owner | 3 | $0 | $0 | 2014-10-09 |
| RAPPORT EVAN | Vice President | 1 | $0 | $0 | 2014-10-09 |
| RAPPORT MICHAEL | Pres, CEO, CFO & Chairman | 3 | $0 | $0 | 2014-10-09 |
| LEE WILLIS C | Director | 10 | $0 | $0 | 2014-10-02 |
| Stanley William G | Director | 15 | $0 | $0 | 2014-09-23 |
| PARISI RICHARD S | Director | 2 | $0 | $0 | 2014-09-23 |
| TAY WILLIAM | Other | 11 | $0 | $0 | 2014-09-23 |
| Tominus Shawn R | Director | 3 | $0 | $0 | 2014-09-22 |
| de Vinck Bruno | COO, Senior VP, Secretary | 1 | $0 | $0 | 2014-09-22 |
| GLICKMAN EDWIN J | Director | 3 | $0 | $0 | 2014-09-22 |
| WHITTEMORE GEORGE R | Director | 3 | $0 | $0 | 2014-09-22 |
| Shah Sujal | Chief Financial Officer | 4 | $74.4K | $0 | 2014-09-16 |
| Starr John F. | See Remarks | 4 | $0 | $0 | 2014-08-26 |
| HYLTIN ANDREW ASHTON | CHIEF EXECUTIVE OFFICER | 7 | $0 | $0 | 2014-08-26 |
| Greer Holly | See Remarks | 8 | $0 | $0 | 2014-08-26 |
| Johnson Joseph T | SVP, CFO and Treasurer | 5 | $0 | $0 | 2014-08-25 |
| OBERT CARA DELIN | CFO of General Partner | 2 | $7.0K | $0 | 2014-08-19 |
| Lookabill Lee Roy Jr | Director | 6 | $0 | $0 | 2014-08-15 |
| Huntley W Kenneth | Director | 3 | $10.4K | $0 | 2014-08-15 |
| Tyson Edward B | Director | 2 | $0 | $0 | 2014-08-15 |
| Moose Barry S | Director | 1 | $0 | $0 | 2014-08-15 |
| Kluttz Joseph R Jr | Director | 2 | $0 | $0 | 2014-08-15 |
| Peabody Robert | Chief Financial Officer | 1 | $0 | $0 | 2014-08-15 |
| SAINT-PIERRE PAUL S | See Remarks | 5 | $62.92M | $0 | 2014-08-13 |
| Blackstone Real Estate Holdings VI L.P. | 10% Owner | 8 | $0 | $169.85M | 2014-08-12 |
| Zerbst Robert H | Director | 4 | $0 | $0 | 2014-07-22 |
| LAPERCH WILLIAM G | Director | 4 | $0 | $0 | 2014-07-22 |
| ERNST RUANN FAYE | Director | 4 | $0 | $0 | 2014-07-22 |
| KENNEDY KEVIN | Director | 4 | $0 | $0 | 2014-07-22 |
| SINGLETON DENNIS E | Director | 4 | $0 | $0 | 2014-07-22 |
| CHAPMAN LAURENCE A | Director | 7 | $0 | $0 | 2014-07-22 |
| Sris Mayu | Director | 1 | $0 | $0 | 2014-07-17 |
| Miller James Gregory | See Remarks | 3 | $0 | $0 | 2014-07-16 |
| Truong Elizabeth | Chief Investment Officer | 2 | $0 | $0 | 2014-07-16 |
| McCabe Murray J. | Director | 1 | $0 | $0 | 2014-07-01 |
| ROWSELL JOHN B | Other | 2 | $200.0K | $0 | 2014-07-01 |
| JOHNSON FRED W | VP Ops Support Srvcs - Retired | 30 | $0 | $0 | 2014-07-01 |
| FITCH DAVID | Director | 1 | $0 | $0 | 2014-07-01 |
| Devaraj Deepak | Director, 10% Owner | 2 | $0 | $0 | 2014-06-30 |
| Hoffman Robert I | Other | 2 | $0 | $0 | 2014-06-30 |
| Bowman Scott J. | Director | 7 | $0 | $0 | 2014-06-25 |
| VII Peaks Capital, LLC | Other | 1 | $0 | $204.1K | 2014-06-24 |
| LICHTINGER PEDRO | Chief Executive Officer | 5 | $0 | $0 | 2014-06-12 |
| BROOKSIDE CAPITAL INVESTORS L P | 10% Owner | 1 | $4.00M | $0 | 2014-06-05 |
| RAY JOHN ROBERT | Director | 1 | $0 | $0 | 2014-06-03 |
| MALONE JAMES HEATH | Director | 2 | $25.0K | $0 | 2014-06-03 |
| FINKLE STEVEN JOSEPH | Director | 3 | $270.0K | $0 | 2014-06-03 |
| Marshall Phillip Kent | Director | 1 | $0 | $0 | 2014-06-03 |
| Barden James C. Jr. | Director | 5 | $0 | $0 | 2014-06-02 |
| WILY ROBERT M | Director | 19 | $0 | $0 | 2014-06-02 |
| WATERS MICHAEL S | Director | 19 | $0 | $0 | 2014-06-02 |
| MATSON BRUCE H | Director | 21 | $0 | $0 | 2014-06-02 |
| Brab Regina | SVP & Chief HR Officer | 28 | $0 | $0 | 2014-06-01 |
| BAUER THEODORE | Director | 1 | $0 | $0 | 2014-05-31 |
| KING KAROL | Director | 2 | $48.0K | $0 | 2014-05-31 |
| Danhi David | Chief Creative Officer | 2 | $0 | $0 | 2014-05-29 |
| GOLDSTEIN PETER | See Remarks | 5 | $0 | $0 | 2014-05-29 |
| LEE ROBERT Y | Exec. Chairman, Interim CEO | 3 | $0 | $0 | 2014-05-29 |
| GERON CORP | 10% Owner | 1 | $0 | $0 | 2014-05-28 |
| BUFANO KATHRYN | President & CMO | 11 | $0 | $0 | 2014-05-22 |
| SCHORSCH NICHOLAS S | Chairman, President & CEO | 3 | $0 | $0 | 2014-05-19 |
| Dermody Craig | Director | 1 | $0 | $47.5K | 2014-05-16 |
| Henry Charles S. III | Director | 2 | $0 | $47.5K | 2014-05-16 |
| Biller Andrea R | Director | 4 | $0 | $0 | 2014-05-13 |
| Miyashita Akiko Moni | Director | 1 | $0 | $0 | 2014-05-08 |
| KURISU DUANE K | Director | 1 | $0 | $0 | 2014-05-08 |
| SATOW PHILLIP M | Director | 1 | $0 | $0 | 2014-05-08 |
| MCINTIRE LEE A | Executive Chairman | 37 | $0 | $0 | 2014-05-07 |
| Bailey Robert W | Executive Officer | 34 | $0 | $200.0K | 2014-05-05 |
| GORDON JAN E | Director | 1 | $0 | $0 | 2014-05-02 |
| Cook Anthony A | President and CEO | 37 | $48.1K | $0 | 2014-04-30 |
| Tanis Tod | Other | 9 | $211.5K | $4.70M | 2014-04-30 |
| Lehr Austin Windsor | Chief Operating Officer | 3 | $409.7K | $0 | 2014-04-28 |
| Kattos Andrew N | EVP, Huntsville Pres. of Bank | 8 | $0 | $0 | 2014-04-23 |
| Moss Kevin | COO | 1 | $15.0K | $0 | 2014-04-22 |
| LeBuhn Richard T. | Director | 1 | $0 | $0 | 2014-04-10 |
| KKR REPA GP LLC | 10% Owner | 1 | $5.40M | $0 | 2014-04-04 |
| AUSTIN JOSIAH T | Director, 10% Owner | 12 | $260.62B | $0 | 2014-04-02 |
| ANTOLINE STEVE | Director, 10% Owner | 63 | $7164.12B | $0 | 2014-04-02 |
| STALLER BRUCE A | Director | 4 | $0 | $0 | 2014-04-02 |
| VON ESCHENBACH ANDREW C. | Director | 1 | $0 | $0 | 2014-04-01 |
| KKR PEI GP LTD | 10% Owner | 1 | $0 | $0 | 2014-04-01 |
| PRICE JOHN E | Principal Financial Officer | 4 | $247.2K | $247.2K | 2014-04-01 |
| NORDHOFF HENRY L | Director | 1 | $0 | $0 | 2014-04-01 |
| KINGSLEY ALFRED D | Director | 1 | $0 | $0 | 2014-04-01 |
| Barker G. Carlton | EVP, Montgomery Pres. of Bank | 2 | $0 | $0 | 2014-03-31 |
| SHERMAN A HAAG | Trustee | 9 | $0 | $5.99M | 2014-03-31 |
| BROOKSIDE CAPITAL PARTNERS FUND LP | 10% Owner | 4 | $8.30M | $0 | 2014-03-28 |
| Bailey Brian D. | Director | 5 | $0 | $0 | 2014-03-26 |
| Majumder I. Bobby | Director | 5 | $0 | $0 | 2014-03-26 |
| Tio Romano | Director | 5 | $0 | $0 | 2014-03-26 |
| Lehman Gail E | General Counsel/Sec/CAO | 11 | $0 | $0 | 2014-03-26 |
| Brooks William H JR | Director | 1 | $0 | $0 | 2014-03-26 |
| Croft Scott M | Pres-Downstream | 11 | $0 | $0 | 2014-03-26 |
| Smith Layle Kiplind | CEO | 11 | $0 | $0 | 2014-03-26 |
| Boyles Dale W | Chief Financial Officer | 1 | $0 | $0 | 2014-03-26 |
| EVANS RICHARD B | Director | 1 | $0 | $0 | 2014-03-26 |
| SCHUMACHER ALAN H | Director | 2 | $0 | $0 | 2014-03-26 |
| HUDSON SHERRILL W | Director | 1 | $150.8K | $0 | 2014-03-26 |
| MIKLICH THOMAS R | Director | 1 | $0 | $0 | 2014-03-26 |
| KAMFAR RAMIN | Director | 4 | $0 | $0 | 2014-03-26 |
| Sotoloff Peter | Director | 1 | $0 | $0 | 2014-03-20 |
| Centerbridge Special Credit Partners General Partner II, L.P. | 10% Owner | 1 | $1.12M | $0 | 2014-03-19 |
| Stein A William | Interim CEO, CFO & CIO | 25 | $0 | $0 | 2014-03-17 |
| McKelvy Michael E | Executive Vice President | 37 | $0 | $1.08M | 2014-03-14 |
| BENYAMEEN ALHAM | Director, 10% Owner | 1 | $0 | $0 | 2014-03-10 |
| IBRAHIM ANDY MICHAEL | CEO, Pres, CFO and Secretary | 1 | $0 | $0 | 2014-03-10 |
| Namer Jack | President | 1 | $0 | $0 | 2014-03-03 |
| Skaff Raymond | Vice President | 1 | $0 | $0 | 2014-02-27 |
| Haig David James | President | 2 | $0 | $0 | 2014-02-27 |
| Doi Tracey | Director | 8 | $0 | $0 | 2014-02-26 |
| SHEFFIELD LINDA M | Controller | 3 | $0 | $0 | 2014-02-26 |
| MCKINNELL HENRY A | Director | 4 | $0 | $0 | 2014-02-26 |
| DEWALD MAURICE J | Director | 8 | $0 | $0 | 2014-02-26 |
| Ross David D | Director and CEO | 4 | $0 | $0 | 2014-02-25 |
| Rolfe Ronald S | Director | 1 | $19.1K | $0 | 2014-02-20 |
| Hale Wayne | President-Upstream | 2 | $0 | $0 | 2014-02-20 |
| ZIMMERMAN HARRY L | Executive Vice President - COO | 7 | $0 | $0 | 2014-02-20 |
| BIOTECH GROWTH N V | 10% Owner | 4 | $10.00M | $0 | 2014-02-19 |
| Shewer Kenneth A | Dir & Chair of Managing Member | 2 | $0 | $0 | 2014-02-18 |
| Goodman Marc S | Dir & Pres of Managing Member | 1 | $0 | $0 | 2014-02-18 |
| Williams Gregory C. | Chief Development Officer | 1 | $0 | $0 | 2014-02-16 |
| Ward Robert | President & CEO | 2 | $0 | $0 | 2014-02-16 |
| Yates John | Chief Medical Officer | 1 | $0 | $0 | 2014-02-16 |
| Priestley Katherine | 10% Owner | 4 | $20.80M | $0 | 2014-02-14 |
| Jovan-Embiricos Morana | Director | 4 | $0 | $0 | 2014-02-14 |
| Nixon Gregory S. | Sr. V.P. & Chief Legal Officer | 4 | $0 | $0 | 2014-02-14 |
| Muenchbach Martin | Director | 4 | $0 | $0 | 2014-02-14 |
| Simon Thomas P | Senior Vice President/Finance | 1 | $0 | $0 | 2014-02-14 |
| LOW NATHAN A | 10% Owner | 3 | $0 | $0 | 2014-02-12 |
| Miszewski Matthew J. | SVP, Sales | 3 | $0 | $0 | 2014-02-11 |
| JACOBS ELLEN A | Sr. VP, Human Resources | 9 | $0 | $0 | 2014-02-11 |
| Peterson Scott E | Senior VP, Acquisitions | 21 | $0 | $0 | 2014-02-11 |
| Foust Michael F | CEO and Director | 18 | $0 | $0 | 2014-02-11 |
| SHAM EDWARD F | Sr. Vice President, Controller | 9 | $0 | $0 | 2014-02-11 |
| SBI Capital Management Co., Ltd. | 10% Owner | 30 | $0 | $0 | 2014-02-10 |
| HOSTLER STANLEY | Vice President and Secretary | 70 | $4347.11B | $0 | 2014-01-31 |
| Carey REIT II, Inc. | 10% Owner | 15 | $0 | $0 | 2014-01-31 |
| Bond Trevor P | CEO | 2 | $0 | $0 | 2014-01-31 |
| ZACHARIAS THOMAS E | Chief Operating Officer | 2 | $0 | $0 | 2014-01-31 |
| BROUGHTON THOMAS A | President and CEO | 20 | $14.5K | $0 | 2014-01-31 |
| BROWN MIKE | Senior VP | 1 | $0 | $0 | 2014-01-29 |
| SPEARS ROBERT R JR | Executive Vice President | 1 | $0 | $0 | 2014-01-29 |
| JACOBS ANDREW F | CEO & President | 1 | $0 | $0 | 2014-01-29 |
| REINSCH PHILLIP A | CFO & EVP | 1 | $0 | $0 | 2014-01-29 |
| Block Timothy M. | Director | 1 | $0 | $0 | 2014-01-24 |
| McGuigan Christopher | Director | 1 | $0 | $0 | 2014-01-24 |
| Denoyer Bernard | Director | 2 | $0 | $0 | 2014-01-24 |
| BRANCACCIO JOHN P | Director | 1 | $0 | $0 | 2014-01-24 |
| JACOB GARY S | CEO and President | 1 | $0 | $0 | 2014-01-24 |
| ABN Bridge Corp | Other | 5 | $0 | $47.93B | 2014-01-23 |
| Tiber Creek CORP | Other | 26 | $0 | $248.54B | 2014-01-23 |
| Centerbridge Credit Partners TE Intermediate I, L.P. | 10% Owner | 1 | $17.50M | $0 | 2014-01-21 |
| FOSHEE WILLIAM M | EVP and CFO | 6 | $0 | $0 | 2014-01-21 |
| KEITH ROBERT E JR | Director | 5 | $215.0K | $0 | 2014-01-15 |
| Winger Peter | Chief Financial Officer | 10 | $289 | $1.9K | 2014-01-15 |
| HARBINGER GROUP INC. | 10% Owner | 13 | $7.68M | $0 | 2014-01-15 |
| Odland Ross P | SVP - Portfolio Management | 1 | $0 | $0 | 2014-01-13 |
| Daly Margaret M | SVP - Property Management | 1 | $0 | $0 | 2014-01-13 |
| Rosenberg Daniel J | GC-Securities & R.M. & Secty. | 1 | $0 | $0 | 2014-01-13 |
| Garfield Howard Steven | CFO, CAO, Treasurer, Asst Sec | 1 | $0 | $0 | 2014-01-13 |
| Kempner Jonathan L. | Director | 1 | $0 | $0 | 2014-01-13 |
| Bowler Roger D | Director | 1 | $0 | $0 | 2014-01-13 |
| Patton E Alan | Director | 1 | $0 | $0 | 2014-01-13 |
| Alfieri Mark T. | President & COO | 1 | $0 | $0 | 2014-01-13 |
| ABBASI SAMI S | Director | 1 | $0 | $0 | 2014-01-13 |
| Sandler Ian J. | COO & General Counsel | 8 | $240.5K | $0 | 2014-01-10 |
| COLE RICHARD A | Director | 6 | $0 | $0 | 2014-01-10 |
| MACKAY GREGORY S | Treasurer | 4 | $6.0K | $77.6K | 2014-01-09 |
| Kumar Hari | Director | 3 | $0 | $0 | 2014-01-06 |
| McWherter Charles | Sr. Vice President | 7 | $0 | $0 | 2014-01-06 |
| von Emster Kurt | Director | 5 | $0 | $0 | 2014-01-06 |
| Van Wart Harold | President and CEO | 17 | $0 | $0 | 2014-01-06 |
| LANGE LOUIS G | Director | 9 | $0 | $0 | 2014-01-06 |
| PENHOET EDWARD | Director | 3 | $0 | $0 | 2014-01-06 |
| GOLDFISCHER CARL | Director | 3 | $0 | $0 | 2014-01-06 |
| Budko Peter M | Executive Vice President | 3 | $325.0K | $0 | 2014-01-03 |
| BLOCK BRIAN S | EVP and CFO | 2 | $0 | $0 | 2014-01-03 |
| Helmerich Foundation | 10% Owner | 1 | $10.00M | $0 | 2014-01-02 |
| BRONSON MARK E | Director | 2 | $0 | $0 | 2014-01-02 |
| Hamilton Robert E | Director | 2 | $0 | $0 | 2014-01-02 |
| Newton Dennis | Other | 6 | $1.58M | $0 | 2014-01-02 |
| Higley Roger M | Director | 5 | $0 | $0 | 2014-01-02 |
| Hanson John Bradford | Principal Accounting Officer | 3 | $0 | $0 | 2014-01-02 |
| Nordic Bioscience Clinical Development VII A/S | 10% Owner | 1 | $0 | $0 | 2013-12-31 |
| Fevold Timothy Erick | Director | 1 | $11.3K | $0 | 2013-12-31 |
| El Coronado Holdings, LLC | 10% Owner | 57 | $2986.08B | $0 | 2013-12-30 |
| HAMLIN GEORGE W IV | Director | 8 | $6.7K | $144.7K | 2013-12-24 |
| Glacial Lakes Energy, LLC | 10% Owner | 1 | $0 | $0 | 2013-12-18 |
| KEISER GARY | Director | 1 | $0 | $0 | 2013-12-18 |
| Wennogle Lawrence P. | Vice President, Drug Discovery | 2 | $0 | $0 | 2013-12-16 |
| HAWKS RICHARD H JR | Other | 6 | $0 | $381.3K | 2013-12-11 |
| LAMAR W BIBB JR | EVP - Regional CEO | 3 | $290.5K | $0 | 2013-12-02 |
| NLBDIT 2010 SERVICES, LLC | 10% Owner | 3 | $0 | $0 | 2013-11-25 |
| HALL LINDA S | Vice President | 8 | $164.2K | $0 | 2013-11-25 |
| SPEYER W KIP | CEO/President/Chairman | 1 | $100.0K | $0 | 2013-11-22 |
| STEPHENS JEFFREY D | Vice President | 4 | $15.0K | $79.7K | 2013-11-21 |
| Boudreau Kevin P | Director | 1 | $12.6K | $0 | 2013-11-19 |
| DIGRAZIA GINO G | Vice President | 4 | $290.0K | $15.0K | 2013-11-15 |
| Lucki Michael A. | Sr. V.P. & CFO | 5 | $0 | $0 | 2013-11-14 |
| Fromkin Andrew J. | President & CEO | 1 | $0 | $0 | 2013-11-14 |
| GOOLSBY MICHELLE P | Director | 2 | $0 | $0 | 2013-11-13 |
| MCLAUGHLIN THOMAS M | Vice President | 11 | $0 | $35.0K | 2013-11-07 |
| Mayer Lawrence David | President and Head of Research | 3 | $0 | $0 | 2013-11-06 |
| Barag Jerry | PRESIDENT & CEO | 2 | $0 | $0 | 2013-11-04 |
| Davis Brian M | SENIOR VP & CFO | 2 | $0 | $0 | 2013-11-04 |
| RASOR JOHN F | COO & SECRETARY | 2 | $0 | $0 | 2013-11-04 |
| BROTT ALAN | Director | 1 | $0 | $0 | 2013-11-01 |
| Jiang Jun | President | 2 | $0 | $0 | 2013-10-30 |
| WU XIONG | Former Executive V.P. | 1 | $0 | $0 | 2013-10-30 |
| GOODFELLOW STUART | Director | 1 | $0 | $0 | 2013-10-23 |
| Burrill Capital Fund IV, L.P. | Director, 10% Owner | 2 | $2.63M | $0 | 2013-10-22 |
| Cashio J. Richard | Director | 12 | $0 | $0 | 2013-10-17 |
| SWARTOUT STEVEN H | Executive Vice President | 9 | $0 | $563.8K | 2013-10-15 |
| PATTON HAROLD R | Director | 3 | $4.4K | $27.1K | 2013-10-04 |
| BIOTIME INC | 10% Owner | 2 | $0 | $0 | 2013-10-01 |
| FERRIS HOLDING INC. | 10% Owner | 1 | $5.0K | $0 | 2013-10-01 |
| EPLING BARRY | Director, 10% Owner | 1 | $5.0K | $0 | 2013-10-01 |
| EDWARDS MARK A | Chief Financial Officer | 7 | $11.5K | $0 | 2013-10-01 |
| KIRBY WILLIAM TERENCE | Director | 5 | $15.0K | $0 | 2013-10-01 |
| KEEFE JOHN | Chief Executive Officer | 9 | $33.9K | $0 | 2013-10-01 |
| MB Americus LLC | Other | 33 | $0 | $276.11B | 2013-09-30 |
| W. P. Carey Inc. | 10% Owner | 12 | $0 | $0 | 2013-09-26 |
| AXA RE Arizona Co (f/k/a Financial (BERMUDA) Ltd.) | 10% Owner | 1 | $0 | $321.89M | 2013-09-23 |
| MONY LIFE INSURANCE CO | 10% Owner | 1 | $0 | $0 | 2013-09-23 |
| Mills Rosemary Q, | CFO/Treasurer | 1 | $5.0K | $0 | 2013-09-16 |
| Santilli Carla | Director | 1 | $0 | $0 | 2013-09-12 |
| Santilli Ruggero M | Chief Executive Officer | 1 | $0 | $0 | 2013-09-12 |
| ADANTE DAVID E | Former Exec VP, CFO & Secy | 37 | $13.6K | $2.84M | 2013-09-10 |
| Carlson Clint Duane | Director, 10% Owner | 1 | $0 | $0 | 2013-09-06 |
| Hall Scott C. | SVP of Operations | 1 | $5.0K | $0 | 2013-09-04 |
| Smith Hatton C.V. | Director | 9 | $0 | $0 | 2013-09-04 |
| MIDILI-SMITH ALISON | VICE PRESIDENT | 3 | $177.0K | $268.4K | 2013-08-28 |
| LARSON THOMAS G | VICE PRESIDENT | 4 | $152.3K | $48.3K | 2013-08-28 |
| CHAMBERLAIN JEFFREY G. | Vice President | 10 | $84.8K | $0 | 2013-08-28 |
| DUNCAN DAVID S | Vice President | 4 | $50.3K | $0 | 2013-08-20 |
| BRIDGES DAVID E | Vice President | 3 | $14.0K | $0 | 2013-08-20 |
| LAWHON WILLIE D JR | Pres/CEO Bank of Stanly | 5 | $1.5K | $0 | 2013-08-16 |
| KELLY LISA RENEE | VICE PRESIDENT | 5 | $23.2K | $514.0K | 2013-08-08 |
| FARIS MICHAEL G | COO/CFO | 2 | $0 | $0 | 2013-07-31 |
| Faggen Craig J. | CEO, President and Chairman | 1 | $98.8K | $0 | 2013-07-31 |
| Project Viking, LLC | 10% Owner | 3 | $6.92M | $0 | 2013-07-31 |
| Fagen Diane Kathleen | 10% Owner | 2 | $6.92M | $0 | 2013-07-31 |
| TURNER STEPHEN C | See Remarks | 12 | $154.07B | $0 | 2013-07-30 |
| ASH IBRAHIM | VICE PRES, BUSINESS DEVELOP | 3 | $0 | $0 | 2013-07-26 |
| HARRIS LEONARD P | Director | 9 | $229.51B | $0 | 2013-07-23 |
| ROBERSON ED | Director | 4 | $18.61B | $0 | 2013-07-23 |
| SEGAL SCOTT | Director | 7 | $294.0K | $0 | 2013-07-23 |
| DOUGHERTY MICHAEL R | Director | 1 | $0 | $0 | 2013-07-23 |
| STIFEL FINANCIAL CORP | 10% Owner | 2 | $4.33M | $0 | 2013-07-17 |
| Sheff Dale R. | Assistant Controller | 4 | $0 | $0 | 2013-07-17 |
| Sakow Todd | Chief Financial Officer | 1 | $0 | $0 | 2013-07-13 |
| Santos Carlos | CHIEF EXECUTIVE OFFICER | 1 | $0 | $0 | 2013-07-09 |
| DUFFEY SAMUEL S | FORMER CEO/PRESIDENT/GC | 1 | $0 | $0 | 2013-07-09 |
| PAPPAS PETER J | Director | 1 | $0 | $0 | 2013-07-09 |
| YOUNGBLOOD MELISSA HELEN | COO of General Partner | 1 | $5.0K | $0 | 2013-07-01 |
| Douglas Robert A. S. | Director | 7 | $65.00M | $0 | 2013-07-01 |
| Peabody Mark Baker | VP - Human Resources | 3 | $0 | $0 | 2013-07-01 |
| Kohutek Kevin | VP & Controller | 4 | $0 | $55.9K | 2013-07-01 |
| HARGIS KATHERINE I | VP, General Counsel, Corp Sec | 20 | $0 | $89.0K | 2013-07-01 |
| ROSSI THEODORE P | Director | 5 | $0 | $0 | 2013-07-01 |
| Sutherland Colin McGill | Director | 5 | $0 | $0 | 2013-07-01 |
| Rayner Robert Martin | Director | 5 | $0 | $0 | 2013-07-01 |
| Cellar Kurt Matthew | Director | 5 | $0 | $0 | 2013-07-01 |
| ROBERTS JEFFREY W | VP & GM - Ingram Concrete, LLC | 15 | $0 | $0 | 2013-07-01 |
| DAVIS JEFF L | VP/GM- Central Concrete Sup Co | 15 | $0 | $0 | 2013-07-01 |
| GENTOSO MICHAEL | RVP - Atlantic Region | 15 | $0 | $0 | 2013-07-01 |
| Johnson Wallace H | VP - Marketing & Sales | 15 | $0 | $0 | 2013-07-01 |
| LUNDIN MICHAEL D | Director | 5 | $0 | $0 | 2013-07-01 |
| DAVIS EUGENE I | Director | 9 | $0 | $0 | 2013-07-01 |
| Gaumer George M | VP/GM Commerc'l Landscape Srv | 29 | $455 | $184.5K | 2013-06-30 |
| Brock Stanley M. | Director | 16 | $0 | $107.3K | 2013-06-28 |
| LOMAX WALTER P JR MD | Director | 6 | $0 | $0 | 2013-06-28 |
| SHERIDAN ROBERT G | Director | 13 | $0 | $1.81M | 2013-06-26 |
| APARTMENT INVESTMENT & MANAGEMENT CO | 10% Owner | 3 | $21.24M | $0 | 2013-06-18 |
| Spoor Johan M. | Director | 2 | $0 | $0 | 2013-06-18 |
| Calenda Anthony | SVP, Corp. Develop. & Strategy | 18 | $0 | $0 | 2013-06-17 |
| Finders Harold C | CEO, Financial Systems | 14 | $0 | $0 | 2013-06-17 |
| FOX DICK C | Director | 4 | $21.7K | $0 | 2013-06-14 |
| Maness Dana A | President-Anson Bank & Trust | 2 | $0 | $0 | 2013-06-12 |
| Horton Patricia K | Chief Executive Officer - CB&T | 2 | $0 | $0 | 2013-06-12 |
| GILBERT DANIEL | Director, 10% Owner | 12 | $1.21M | $0 | 2013-06-11 |
| Pepper-Miller Kathryn Lynn | Chief Marketing Officer | 3 | $0 | $0 | 2013-06-11 |
| Lavelle Michael P. | President & CEO | 4 | $0 | $0 | 2013-06-11 |
| Vander Ploeg David | EVP/CFO | 7 | $0 | $0 | 2013-06-11 |
| COLLINS PATRICK TIMOTHY | Senior Vice President, Sales | 3 | $0 | $0 | 2013-06-11 |
| HOLDEN RICHMOND Y JR | EVP for Educational Resources | 7 | $0 | $0 | 2013-06-11 |
| HANSON DAVID A | COO & Chief Accounting Officer | 2 | $10.8K | $0 | 2013-06-05 |
| Shell William | CEO/Chief Scientific Officer | 104 | $1.49M | $0 | 2013-06-04 |
| Morenstein Scott D | Director | 1 | $0 | $0 | 2013-06-03 |
| Galbraith Kenneth | Director | 1 | $0 | $0 | 2013-06-03 |
| Jackson Scott Thomas | Chief Executive Officer | 1 | $0 | $0 | 2013-06-03 |
| Zisson Alex | Director | 1 | $0 | $0 | 2013-06-03 |
| Powell Fred M | V P & Chief Financial Officer | 1 | $0 | $0 | 2013-06-03 |
| MOLLICA JOSEPH A | Director | 1 | $0 | $0 | 2013-06-03 |
| Mullane Karen M | Vice President & Controller | 22 | $0 | $0 | 2013-06-01 |
| RIDLEY MARY ANN M | Other | 7 | $0 | $0 | 2013-05-31 |
| Fine Randall Adam | Director | 1 | $0 | $0 | 2013-05-29 |
| Dill Kenneth E | SRVP | 2 | $0 | $0 | 2013-05-24 |
| BRUBAKER SCOTT | Vice President | 2 | $5.4K | $0 | 2013-05-23 |
| Woestehoff David J | Director | 1 | $0 | $0 | 2013-05-17 |
| Schmitz Doug | Director | 2 | $0 | $0 | 2013-05-17 |
| Kunerth Michael | Director | 2 | $0 | $0 | 2013-05-17 |
| Ferguson Robert J | Chief Executive Officer | 1 | $0 | $0 | 2013-05-17 |
| Athens Acquisition LLC | 10% Owner | 3 | $0 | $0 | 2013-05-16 |
| ROBERTS SANDRA U | Other | 1 | $0 | $0 | 2013-05-16 |
| Trumbower Scott B | Other | 1 | $0 | $0 | 2013-05-16 |
| HAMLIN FRANK H III | President and CEO | 1 | $2.0K | $0 | 2013-05-14 |
| STEWART SUE S | Director | 2 | $15.7K | $0 | 2013-05-14 |
| SHIPLEY CAROLINE C | Director | 1 | $5.0K | $0 | 2013-05-14 |
| FULLER DANIEL P | Director | 2 | $19.8K | $0 | 2013-05-14 |
| Parker Lee | EVP | 1 | $0 | $0 | 2013-05-10 |
| Moll William Leo Jr | VP, GC and Corp. Sec. | 1 | $0 | $0 | 2013-05-10 |
| Cabes Robert L Jr | Director | 1 | $0 | $0 | 2013-05-10 |
| PITTMAN GARY L | EVP and CFO | 1 | $0 | $0 | 2013-05-10 |
| CROWLEY DAVID | President and CEO | 1 | $0 | $0 | 2013-05-10 |
| PITTMAN GARY M | Director | 1 | $0 | $0 | 2013-05-10 |
| HARTE CHRISTOPHER M | Director | 3 | $0 | $0 | 2013-05-10 |
| TRIPODO ANTHONY | Director | 1 | $0 | $0 | 2013-05-10 |
| STRONG CHRISTOPHER D | Director | 1 | $0 | $0 | 2013-05-10 |
| ZIEGLER WILLIAM R | Director | 1 | $0 | $0 | 2013-05-10 |
| WEBSTER STEVEN A | Director | 3 | $0 | $0 | 2013-05-10 |
| FRYE CAROL | Secretary and Treasurer | 1 | $1.8K | $0 | 2013-05-02 |
| WILSON BOYD C JR | Vice President and CFO | 1 | $3.6K | $0 | 2013-05-02 |
| MOWITT PETER M | Vice President | 1 | $0 | $285.2K | 2013-05-01 |
| HOLLIS MARK CLAYTON | Vice President | 11 | $0 | $0 | 2013-05-01 |
| QUAKER BIO VENTURES LP | 10% Owner | 4 | $0 | $0 | 2013-04-29 |
| VENTURES WEST CAPITAL LTD | 10% Owner | 3 | $0 | $0 | 2013-04-29 |
| SCAN SYS INC. | 10% Owner | 1 | $0 | $0 | 2013-04-25 |
| GADICKE ANSBERT | Director, 10% Owner | 12 | $0 | $0 | 2013-04-23 |
| Kirk Ronald | Director | 3 | $507.5K | $0 | 2013-04-22 |
| Munsell James F. | Director | 1 | $50.0K | $0 | 2013-04-19 |
| OCallaghan Lawrence R | Other | 12 | $0 | $0 | 2013-04-15 |
| O'BRIEN SCOT WALTER | Director | 1 | $75.6K | $0 | 2013-04-12 |
| NEELY GREGORY J. | See Remarks | 2 | $56.15B | $0 | 2013-04-08 |
| Nemer Marc T. | CEO and President | 4 | $0 | $0 | 2013-04-05 |
| McAllaster D Kirk JR | EVP, CFO & Treasurer | 5 | $30.0K | $0 | 2013-04-05 |
| Cole Christopher H | See Remarks | 4 | $0 | $0 | 2013-04-05 |
| Brown William Matthew | SVP & Chief Financial Officer | 1 | $0 | $0 | 2013-04-01 |
| Kala Louis | VP, Planning & Development | 1 | $0 | $0 | 2013-04-01 |
| Phillips Michael | Co-Chairman of the Board | 2 | $600.0K | $0 | 2013-04-01 |
| POULSEN NIEL L | VP & GM - Redi-Mix, LLC | 1 | $0 | $0 | 2013-04-01 |
| SALM MARC H | Vice President | 2 | $6.7K | $0 | 2013-03-29 |
| MARLEY BRIAN T | EVP & CFO | 7 | $0 | $0 | 2013-03-29 |
| KANE LINDA S | Vice President | 3 | $60.0K | $0 | 2013-03-29 |
| MYERS DALE S | Vice President | 2 | $580 | $0 | 2013-03-28 |
| ATTAWAY JOHN A JR | Snr VP/General Counsel/Secr. | 4 | $410.8K | $0 | 2013-03-28 |
| Fuller Michael D. | Director | 6 | $0 | $0 | 2013-03-15 |
| Pouncey Clarence C. III | Executive VP and COO | 2 | $0 | $0 | 2013-03-15 |
| FILLER JAMES J | Director | 6 | $0 | $0 | 2013-03-15 |
| TRICE JOHN R | Director | 4 | $471.1K | $136.0K | 2013-03-13 |
| Fruehling William S | Chairman, Board of Directors | 2 | $0 | $0 | 2013-03-11 |
| DUGAN JOSEPH L | Executive Vice President | 6 | $0 | $266.0K | 2013-03-11 |
| McLean Margaret B | Sr Vice President & Secretary | 26 | $250.0K | $953.0K | 2013-03-08 |
| KIRBY IAN | Chief Marketing Officer | 2 | $0 | $0 | 2013-03-05 |
| Spinner Diane M | Secretary, EVP & CAO | 1 | $0 | $0 | 2013-03-05 |
| WELLSLAGER STEVEN B. | VICE PRESIDENT | 1 | $0 | $67.6K | 2013-03-01 |
| KATENKAMP ERIK | VICE PRESIDENT | 1 | $0 | $117.9K | 2013-03-01 |
| ROSKOVICH CHARLES B | Senior Vice President | 1 | $0 | $0 | 2013-03-01 |
| OTTOLINO ALFRED JOSEPH | Vice President | 3 | $236.0K | $0 | 2013-03-01 |
| ESTEP SANDY J | Vice President | 1 | $0 | $0 | 2013-03-01 |
| SCHULER RICHARD J II | Vice President | 1 | $0 | $0 | 2013-03-01 |
| FAUERBACH WILLIAM V | Vice President | 2 | $0 | $30.6K | 2013-03-01 |
| Ludlum Peter | EVP and CFO | 2 | $10.8K | $0 | 2013-02-28 |
| NAGASAKI YASUSHI | Senior Vice President, Finance | 3 | $0 | $0 | 2013-02-28 |
| Johnson Richard Dean | Secretary | 1 | $2.3K | $0 | 2013-02-28 |
| BAGLEY DAVID E | Director | 1 | $11.0K | $0 | 2013-02-28 |
| Martin Albine | Chief Operating Officer | 1 | $0 | $0 | 2013-02-13 |
| Arlen Philip | President and CEO | 1 | $0 | $0 | 2013-02-13 |
| Arlen Myron | 10% Owner | 1 | $0 | $0 | 2013-02-13 |
| VERHEY JAMES F | Exec VP/CFO | 4 | $0 | $0 | 2013-02-05 |
| Meyer Travis | Vice Chairman | 3 | $0 | $380.0K | 2013-02-04 |
| YANCEY BILL | Director | 1 | $31.2K | $0 | 2013-02-01 |
| Kluesener John W. | Other | 2 | $0 | $0 | 2013-01-15 |
| Anderson Sarah J | Other | 2 | $0 | $0 | 2013-01-15 |
| FAWCETT GERALD A | Other | 2 | $0 | $0 | 2013-01-15 |
| BITONTI RONALD E | Other | 2 | $0 | $0 | 2013-01-15 |
| McDevitt Matthew G | Executive VP, Real Estate | 6 | $0 | $0 | 2013-01-14 |
| GURGANOUS THOMAS S | Director | 4 | $0 | $0 | 2013-01-11 |
| Lubushkin Greg | Chief Financial Officer | 6 | $0 | $0 | 2013-01-07 |
| Zigoris Mark | Director | 4 | $0 | $0 | 2013-01-02 |
| Bronson Fred J | Director | 6 | $0 | $0 | 2013-01-02 |
| MILLER DANE A | Director | 4 | $0 | $0 | 2013-01-02 |
| Cohen Barry F | President | 8 | $0 | $0 | 2012-12-31 |
| COOK TERRY L | Exec VP/Gen Counsel | 2 | $0 | $0 | 2012-12-31 |
| STODDARD RICHARD E | Chairman of the Board/Pres | 2 | $0 | $0 | 2012-12-31 |
| Benninger Thomas M | Director | 2 | $0 | $0 | 2012-12-27 |
| Rumbolz Michael D | Director | 2 | $0 | $0 | 2012-12-27 |
| Henry Scott D | Director | 2 | $0 | $0 | 2012-12-27 |
| KORNSTEIN DON R | Director | 2 | $0 | $0 | 2012-12-27 |
| Haney Donald A | President | 5 | $41.2K | $0 | 2012-12-18 |
| ICON Investment Group, LLC | 10% Owner | 1 | $1000.0K | $0 | 2012-12-17 |
| Reisner Michael A | Co-CEO and Co-President | 1 | $1000.0K | $0 | 2012-12-17 |
| Gatto Mark | Co-CEO and Co-President | 1 | $1000.0K | $0 | 2012-12-17 |
| Wang Zhiguo | President & CEO | 1 | $0 | $0 | 2012-12-13 |
| Qi Guifang | Treasurer | 1 | $0 | $0 | 2012-12-13 |
| Han Xingming | Director | 1 | $0 | $0 | 2012-12-13 |
| Zack Benjamin | Other | 2 | $1.4K | $0 | 2012-12-01 |
| Dunn Richard M | Director | 3 | $100.0K | $0 | 2012-11-30 |
| Salmans Todd | President, CEO of PrimeLending | 3 | $0 | $0 | 2012-11-30 |
| Huffines James R | President and COO | 7 | $0 | $0 | 2012-11-30 |
| McGuire Michael T | Director | 2 | $0 | $0 | 2012-11-30 |
| Anderson Charlotte Jones | Director | 2 | $0 | $0 | 2012-11-30 |
| Bolt Tracy Allan | Director | 2 | $0 | $0 | 2012-11-30 |
| Taylor Robert JR | Director | 2 | $0 | $0 | 2012-11-30 |
| Lewis Lee | Director | 3 | $0 | $0 | 2012-11-30 |
| White Alan B | Chairman and CEO | 11 | $0 | $0 | 2012-11-30 |
| Schaffner Jerry | See Remarks | 11 | $0 | $0 | 2012-11-30 |
| Isom Jeff | EVP of Finance and Accounting | 7 | $0 | $0 | 2012-11-30 |
| Littlefair Andrew J | Director | 2 | $0 | $0 | 2012-11-30 |
| Feinberg Hill A | See Remarks | 5 | $0 | $0 | 2012-11-30 |
| Martin John A | EVP, CFO | 3 | $0 | $0 | 2012-11-30 |
| DARGAN THOMAS H JR | Chief Executive Officer | 2 | $100.0K | $0 | 2012-11-30 |
| Mond James | CSO/CMO | 1 | $0 | $0 | 2012-11-19 |
| HEILBRONNER LAWRENCE A | Executive Vice President | 6 | $0 | $0 | 2012-11-19 |
| Blachman Amir | See Remarks | 5 | $0 | $0 | 2012-11-12 |
| MANN JAMES L | Director | 5 | $0 | $1.12M | 2012-11-09 |
| BOGGS WADE | Director | 1 | $4.1K | $0 | 2012-11-02 |
| Peterson Terril Hedden | Pres., Secretary & Treasurer | 4 | $0 | $0 | 2012-10-10 |
| LYONS SEAN MICHAEL | Director | 1 | $0 | $0 | 2012-10-04 |
| WINSTON WILLIAM S | CHIEF EXECUTIVE OFFICER | 5 | $134.3K | $0 | 2012-10-02 |
| Forsyth Richard T | CFO and Secretary | 1 | $407 | $0 | 2012-10-01 |
| HOUSER HUBERT | Director | 1 | $0 | $0 | 2012-10-01 |
| Anselmo Anthony J | Other | 1 | $0 | $107.0K | 2012-09-30 |
| McHale Stuart Tracy | Other | 1 | $0 | $2.18M | 2012-09-30 |
| Bergstrom Craig G. | Other | 3 | $0 | $3.18M | 2012-09-30 |
| BOWLES HOWARD D | Sr VP & GM-Davey Tree Surgery | 8 | $0 | $124.8K | 2012-09-11 |
| KHERA, NICK | 10% Owner | 13 | $111.3K | $0 | 2012-09-10 |
| Delle Foundation | 10% Owner | 2 | $0 | $360.0K | 2012-08-31 |
| Jones Bradley R | President, CFO and Secretary | 1 | $0 | $0 | 2012-08-30 |
| Moore Charles M. | Director | 2 | $0 | $0 | 2012-08-28 |
| Burks Darrell | Director | 2 | $0 | $0 | 2012-08-28 |
| BARRETT JAMES A JR | Director | 2 | $0 | $0 | 2012-08-28 |
| Wu Chi | Director, 10% Owner | 2 | $0 | $112.5K | 2012-08-24 |
| Su Yousan | 10% Owner | 3 | $37.5K | $222.8K | 2012-08-24 |
| Plato Star Group Ltd | 10% Owner | 1 | $0 | $110.3K | 2012-08-24 |
| Farmer Robert Donald | Director | 2 | $162.0K | $0 | 2012-08-22 |
| Iverson Darla J | Secretary | 2 | $0 | $3.7K | 2012-08-20 |
| KITTAY DAVID M | 10% Owner | 1 | $0 | $0 | 2012-08-14 |
| BRANTMAN ROBERT J | 10% Owner | 1 | $0 | $0 | 2012-08-14 |
| SIMON JOHN G | Director | 2 | $0 | $0 | 2012-08-13 |
| BVP VII SPECIAL OPPORTUNITY FUND LP | Director, 10% Owner | 4 | $0 | $0 | 2012-08-13 |
| General Catalyst Group V LP | Director, 10% Owner | 4 | $0 | $0 | 2012-08-13 |
| Kraus Stephen | Director | 4 | $0 | $0 | 2012-08-13 |
| Weems Kerry Neil | Director | 2 | $0 | $0 | 2012-08-06 |
| Nemiroff Arthur R. | Director | 2 | $0 | $0 | 2012-08-06 |
| Webster Donald J. | Director | 2 | $0 | $0 | 2012-08-06 |
| Hipp H Neel JR | Director | 1 | $0 | $0 | 2012-08-06 |
| Carneal David L | See Remarks | 8 | $0 | $0 | 2012-08-03 |
| Halverson Terry | Director | 3 | $0 | $0 | 2012-08-01 |
| Dayal Sujata Tyagi | Corporate V.P. and CCO | 4 | $0 | $0 | 2012-07-31 |
| Durgin Robert Ellsworth | See Remarks | 4 | $0 | $0 | 2012-07-31 |
| Taylor Margaret Mary | Sr VP - HR | 4 | $0 | $0 | 2012-07-31 |
| Serbousek Jon Carl | See Remarks | 4 | $0 | $0 | 2012-07-31 |
| Anderson Margaret Louise | Sr VP & Pres of Biomet 3i | 4 | $0 | $0 | 2012-07-31 |
| Kashuba Glen A | See Remarks | 4 | $0 | $0 | 2012-07-31 |
| Tandy Bradley J | Sr VP, GC and Secretary | 4 | $0 | $0 | 2012-07-31 |
| Koenemann Christine | President | 8 | $0 | $0 | 2012-07-24 |
| Guiheen Lawrence P. | Director | 1 | $0 | $0 | 2012-07-17 |
| LANDAU ELLIS | President and Treasurer | 3 | $0 | $0 | 2012-07-13 |
| Johnson Richard Scott | Director | 2 | $0 | $0 | 2012-07-09 |
| Hume Michael M | President/CEO | 1 | $0 | $0 | 2012-07-09 |
| Dubin Glenn | Other | 3 | $0 | $10.95M | 2012-06-30 |
| ADELSTEIN STEVEN | CEO | 6 | $0 | $0 | 2012-06-30 |
| Williams Barbara S | EVP & Controller | 1 | $0 | $0 | 2012-06-28 |
| BRATTON ROBERT O | Chief Financial Officer | 1 | $0 | $0 | 2012-06-28 |
| Moore Paul H Jr | Director | 1 | $1.0K | $0 | 2012-06-26 |
| Smith Herman E | Exec VP & Chief Credit Officer | 1 | $2.0K | $0 | 2012-06-26 |
| Silver David Samuel | See Remarks | 8 | $0 | $0 | 2012-06-22 |
| Rudolph Ronald W | See Remarks | 1 | $0 | $0 | 2012-06-22 |
| Willis Julius A Jr | Director | 3 | $29.2K | $0 | 2012-06-21 |
| Asser Weslock Kathleen | SVP-HR & Chief HR Officer | 3 | $0 | $174.8K | 2012-06-20 |
| Partridge Steven Wayne | Director | 1 | $0 | $0 | 2012-06-20 |
| Witten George Ronald | Director | 1 | $0 | $0 | 2012-06-20 |
| DANNIS CHARLES G | Director | 1 | $0 | $0 | 2012-06-20 |
| Gerber Michael | Director | 1 | $5.0K | $0 | 2012-06-18 |
| Conley Ryan D. | VP, Treasurer and Secretary | 1 | $50.0K | $0 | 2012-06-18 |
| Mendelson Paul | Director | 1 | $90.0K | $0 | 2012-06-18 |
| TARTE SCOTT | Director | 1 | $270.0K | $0 | 2012-06-18 |
| WHITFIELD BELINDA | Director | 1 | $250 | $0 | 2012-06-15 |
| DAVIS HERMAN L | SVP, CFO, SEC, & TREAS | 1 | $250 | $0 | 2012-06-15 |
| Cushman Harold G III | Director | 2 | $11.2K | $0 | 2012-06-14 |
| PRATT LARRY J | Director | 2 | $133.3K | $0 | 2012-06-14 |
| Keating Donald F | Director | 3 | $0 | $0 | 2012-06-12 |
| STONE ALAN J | Director | 1 | $763 | $0 | 2012-06-12 |
| Melnick Paul Curtis | EVP & Chief Credit Officer | 5 | $9.7K | $0 | 2012-06-08 |
| Hickey John P Jr | Chairman | 1 | $650 | $0 | 2012-06-05 |
| Cox William Lyman | Executive Vice President | 1 | $0 | $0 | 2012-06-01 |
| Nesbitt Milton | Executive Vice President | 1 | $0 | $0 | 2012-06-01 |
| PORTERFIELD TRACY | Cashier and CFO | 2 | $0 | $0 | 2012-06-01 |
| KERN LISA B | Director | 2 | $0 | $0 | 2012-06-01 |
| HAYES MARK A | Chairman of the Board and CEO | 2 | $0 | $0 | 2012-06-01 |
| STERN ANDREW A | CEO, Availability Services | 2 | $0 | $0 | 2012-06-01 |
| Ponicki Charles J | President & CEO | 5 | $4.8K | $0 | 2012-05-30 |
| GLENN J KIRK JR | 10% Owner | 5 | $0 | $0 | 2012-05-22 |
| Goldstein Robert I | CEO & President | 1 | $0 | $0 | 2012-05-18 |
| DUGGER GREGORY G | Director | 1 | $276.3K | $0 | 2012-05-15 |
| Rooke Andrew K. | Director, 10% Owner | 2 | $0 | $0 | 2012-05-09 |
| Conway Bruce C. | Director | 2 | $0 | $0 | 2012-05-09 |
| BRIGHTLINE CAPITAL MANAGEMENT, LLC | 10% Owner | 1 | $1.12M | $0 | 2012-05-08 |
| Sands Lawrence M. | SR VICE PRESIDENT | 2 | $0 | $0 | 2012-05-07 |
| Vitali Richard L. | VP and General Counsel | 1 | $0 | $0 | 2012-05-01 |
| Buchenroth Patrick | CFO and Secretary | 1 | $0 | $0 | 2012-05-01 |
| Osborne John C | Director | 1 | $0 | $0 | 2012-05-01 |
| Clark Douglas R | Director | 1 | $0 | $0 | 2012-05-01 |
| Perkins John Robert | Director | 1 | $0 | $0 | 2012-05-01 |
| McLachlan Neil A | President and CEO | 1 | $0 | $0 | 2012-05-01 |
| LENZ BRIAN | Chief Financial Officer | 1 | $0 | $0 | 2012-05-01 |
| MEADWESTVACO Corp | 10% Owner | 1 | $0 | $0 | 2012-05-01 |
| Palmer Richard Keith | SVP & Chief Financial Officer | 19 | $0 | $0 | 2012-04-30 |
| Rae Nancy Ann | SVP - Human Resources | 19 | $0 | $0 | 2012-04-30 |
| Manley Michael Mark | SVP-Int. & Head of Jeep Brand | 19 | $0 | $0 | 2012-04-30 |
| Leese Holly Elisabeth | SVP, General Counsel & Sec. | 20 | $0 | $0 | 2012-04-30 |
| SIC Advisors LLC | 10% Owner | 1 | $10.01M | $0 | 2012-04-24 |
| Taube Brook | Director | 1 | $10.01M | $0 | 2012-04-24 |
| Shnider Tammi | 10% Owner | 2 | $0 | $0 | 2012-04-17 |
| FERNANDEZ ALFREDO | Chief Financial Officer | 1 | $0 | $0 | 2012-04-17 |
| Becker Peggy | Other | 10 | $0 | $0 | 2012-04-15 |
| Ryan Michael J. | Director | 1 | $0 | $0 | 2012-04-13 |
| Carlson David W. | Chief Financial Officer | 1 | $0 | $0 | 2012-04-13 |
| Piferi Peter G. | Chief Operating Officer | 1 | $0 | $0 | 2012-04-13 |
| Bottomley Paul A. | Director | 1 | $0 | $0 | 2012-04-13 |
| Jenkins Kimble L. | Pres., CEO & Chairman of Board | 1 | $0 | $0 | 2012-04-13 |
| Thomas Oscar L. | VP Business Affairs | 1 | $0 | $0 | 2012-04-13 |
| Malernee James K. Jr. | Director | 1 | $0 | $0 | 2012-04-13 |
| Barbre Carol J. | VP Product Management | 1 | $0 | $0 | 2012-04-13 |
| KOOB CHARLES E | Director | 1 | $0 | $0 | 2012-04-13 |
| Casati Gianfranco | Other | 2 | $0 | $906.3K | 2012-04-13 |
| SPENCER JOHN N JR | Director | 1 | $0 | $0 | 2012-04-13 |
| PIETRANGELO MICHAEL | Director | 2 | $0 | $0 | 2012-04-13 |
| Franken Michael | Sr. Vice President and CBO | 1 | $0 | $0 | 2012-04-11 |
| Tandon Amit | See footnote below | 1 | $0 | $10.0K | 2012-04-06 |
| Tandon Ajay | 10% Owner | 1 | $0 | $10.0K | 2012-04-06 |
| Grossman Jerrold B | Director | 3 | $0 | $0 | 2012-04-04 |
| Fong Bryant | Director | 1 | $0 | $0 | 2012-04-04 |
| RICHMAN ERIC I | Director | 3 | $0 | $0 | 2012-04-04 |
| ELMS STEVE | Director | 2 | $0 | $0 | 2012-04-04 |
| GOLDSTEIN DOV A MD | Director | 2 | $0 | $0 | 2012-04-04 |
| Behrman Brent | Senior Vice President, Sales | 18 | $0 | $0 | 2012-04-02 |
| Taback Adam | President and Trustee | 1 | $50.0K | $0 | 2012-04-01 |
| Bass Charles Edward | See Remarks | 2 | $0 | $0 | 2012-03-30 |
| Ochall William John | Chief Financial Officer | 3 | $0 | $0 | 2012-03-30 |
| Hartung Stephen Todd | VP of Promark Technology, Inc. | 3 | $0 | $0 | 2012-03-30 |
| Foster Dale Richard | See Remarks | 3 | $0 | $0 | 2012-03-30 |
| HEWITT DOUGLAS CARLTON SR | CEO and President | 5 | $0 | $105.0K | 2012-03-30 |
| Smith Edward B III | Director, 10% Owner | 2 | $1.12M | $0 | 2012-03-29 |
| Coughlan Anthony G | Other | 1 | $0 | $2.02M | 2012-03-27 |
| Craig Pamela J. | Other | 2 | $0 | $1.18M | 2012-03-27 |
| TUOR NANCY | Director | 11 | $1.8K | $553.8K | 2012-03-23 |
| RUMLER PAUL E | Secretary | 3 | $416 | $0 | 2012-03-22 |
| Payne Diann M | Director | 1 | $4.0K | $0 | 2012-03-19 |
| DEBS DUANE G | President and CFO | 1 | $0 | $0 | 2012-03-15 |
| ACKER KEITH W | Chief Operating Officer | 1 | $0 | $0 | 2012-03-15 |
| ACKER KEVIN J | Chairman | 1 | $0 | $0 | 2012-03-15 |
| Brune Frederick M | Executive Officer | 4 | $0 | $0 | 2012-03-09 |
| Aguirre Manuel E | Director | 3 | $0 | $192.0K | 2012-03-09 |
| CARD ROBERT G | Executive Officer | 4 | $0 | $0 | 2012-03-09 |
| John M. Belk 1999 Grantor Trust | Other | 3 | $0 | $0 | 2012-03-07 |
| Singer Nicholas J | See Footnote | 11 | $14.08M | $1.88M | 2012-03-05 |
| ENSZ STEVEN P | Vice Pres/CFO | 1 | $0 | $0 | 2012-03-05 |
| Gill John M | SVP, Corporate Dev. & Strategy | 5 | $0 | $0 | 2012-03-02 |
| MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC | 10% Owner | 1 | $0 | $2.78M | 2012-02-29 |
| Double Black Diamond Offshore Ltd | 10% Owner | 1 | $410.0K | $0 | 2012-02-28 |
| Krabiel John Christopher | CFO & Treasurer | 1 | $0 | $0 | 2012-02-24 |
| CALABRESE GERALD A. | Director | 4 | $33.3K | $0 | 2012-02-24 |
| SZONY FERENC B | President | 1 | $0 | $0 | 2012-02-24 |
| Gili Alessandro | VP Corp. Controller and CAO | 2 | $0 | $0 | 2012-02-23 |
| STEWART LARRY KEITH | Director | 4 | $24.2K | $0 | 2012-02-22 |
| AIMCO PROPERTIES LP | 10% Owner | 5 | $24.79M | $0 | 2012-02-21 |
| King John Lee JR | Director | 1 | $7.9K | $0 | 2012-02-21 |
| Arctic Eyes, LLC | 10% Owner | 1 | $0 | $0 | 2012-02-17 |
| Mullin Arthur W | Director | 1 | $22.0K | $0 | 2012-02-15 |
| Knox Thomas J | Director | 1 | $41.7K | $0 | 2012-02-15 |
| Gibbs Thomas E. | Director | 6 | $0 | $0 | 2012-02-14 |
| Grossman Adam S | President & CEO | 3 | $0 | $0 | 2012-02-13 |
| PHILLIPS RICHARD BENTON | Sr VP Reg Affairs & QA | 1 | $0 | $0 | 2012-02-13 |
| Malley Thomas | Director | 2 | $0 | $0 | 2012-02-13 |
| R & R INVESTMENTS VI LLC | 10% Owner | 1 | $0 | $0 | 2012-02-13 |
| AUERBACH ALAN H | PRESIDENT, CEO & SECRETARY | 1 | $0 | $0 | 2012-02-13 |
| EYLER CHARLES R | SR. VP-FINANCE & TREASURER | 1 | $0 | $0 | 2012-02-13 |
| WARSHAW KIRK M | CFO, Secretary | 1 | $0 | $0 | 2012-02-13 |
| KLING ARNOLD P | President | 1 | $0 | $0 | 2012-02-13 |
| ANDRUSKEVICH THOMAS A | Director | 1 | $250.0K | $0 | 2012-02-03 |
| CHAPMAN ROBERT J | President | 1 | $0 | $1.23B | 2012-02-02 |
| CAMPBELL & CO INC/MD | Other | 1 | $0 | $5.00M | 2012-01-31 |
| CONE GEORGE W | SECRETARY | 1 | $5.0K | $0 | 2012-01-26 |
| BARTHOLOMEW DANIEL R. | Chief Financial Officer | 1 | $0 | $0 | 2012-01-24 |
| WELLS STEVE W | Chief Operating Officer | 1 | $0 | $0 | 2012-01-24 |
| ENLOE WILLIAM C | Chief Executive Officer | 1 | $0 | $0 | 2012-01-24 |
| BEAGEN MARTIN J | Vice President & Controller | 2 | $0 | $0 | 2012-01-13 |
| DALESSANDRO D BEATTY | Senior VP & CFO | 2 | $0 | $0 | 2012-01-13 |
| REYNOLDS ROBERT A JR | President & CEO | 2 | $0 | $0 | 2012-01-13 |
| Ward Gary | EVP, Chief Financial Officer | 2 | $0 | $0 | 2012-01-11 |
| Geiger Ross A | Director | 3 | $0 | $0 | 2012-01-02 |
| Oh Daniel J | President and CEO | 3 | $0 | $0 | 2011-12-31 |
| SHANE KIRK | Director | 4 | $110.0K | $0 | 2011-12-31 |
| VOGEL EVERETT | Vice President and Chairman | 4 | $50.0K | $0 | 2011-12-31 |
| OSBORNE KENNETH | Director | 1 | $0 | $0 | 2011-12-31 |
| FAGERLAND JEROME | President and General Manager | 1 | $0 | $0 | 2011-12-31 |
| LIESWALD JEFF | Director | 1 | $0 | $0 | 2011-12-31 |
| OLSON ROBIN | Director | 6 | $130.0K | $0 | 2011-12-31 |
| SHANE TODD | Director | 4 | $110.0K | $0 | 2011-12-31 |
| SEGER PAUL | Director | 4 | $50.0K | $0 | 2011-12-31 |
| BORER TIMOTHY | Secretary and Treasurer | 6 | $40.0K | $0 | 2011-12-31 |
| CORKLE PAUL | Director | 4 | $150.0K | $0 | 2011-12-31 |
| DENNIS STEVE | Director | 6 | $100.0K | $0 | 2011-12-31 |
| BILSTEIN RICHARD | Vice Chairman of the Board | 4 | $40.0K | $0 | 2011-12-31 |
| WININGS GERALD | Director | 1 | $0 | $0 | 2011-12-31 |
| GOEKE CLAYTON | Director | 6 | $150.0K | $0 | 2011-12-31 |
| PNC INVESTMENT Co LLC | 10% Owner | 6 | $0 | $0 | 2011-12-30 |
| Pranskevicius Andrius | Director, 10% Owner | 1 | $0 | $0 | 2011-12-30 |
| Camardo Joseph S | Director | 1 | $0 | $0 | 2011-12-30 |
| Imperiale Michael | Director | 1 | $0 | $0 | 2011-12-30 |
| Anderson Brian W | Director | 1 | $0 | $0 | 2011-12-30 |
| Ettinger Brian | Director | 1 | $0 | $0 | 2011-12-30 |
| Clear Skies Solar, Inc | 10% Owner | 1 | $315.0K | $0 | 2011-12-30 |
| SCHNEIDERMAN ROBERT | Chief Executive Officer | 1 | $0 | $0 | 2011-12-30 |
| MATTHEWS L WHITE III | Director | 3 | $0 | $0 | 2011-12-29 |
| BRENNER LOUIS MD | Chief Medical Officer | 3 | $0 | $0 | 2011-12-15 |
| WYZGA MICHAEL S | Chief Executive Officer | 1 | $0 | $0 | 2011-12-15 |
| HAMBLYN PAUL | Managing Director | 1 | $0 | $0 | 2011-11-03 |
| MAHAFFEY JACK L | Director | 1 | $0 | $0 | 2011-10-06 |
| BALDI ALESSANDRO | VP; General Manager | 1 | $0 | $0 | 2011-10-01 |
| McCauley Jerome P | Director | 1 | $0 | $0 | 2011-09-01 |
| Parker Lawrence W | Vice President | 2 | $0 | $0 | 2010-12-29 |
| Black Jeffrey S | Director | 1 | $0 | $0 | 2010-12-18 |
| JACKSON ROD | Director | 1 | $0 | $0 | 2010-11-01 |
| HUGHES EDWARD JOSEPH | Chief Financial Officer | 1 | $0 | $0 | 2010-10-05 |
| POWELL MATTHEW | Dir. R&D; Chief Science Off. | 3 | $0 | $0 | 2009-12-31 |
Trade history
| Insider | Role | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|---|
| Kolodziej Paul | CFO and Treasurer | P Buy | 2026-11-02 | 2026-11-02 | 2,389 | $14.65 | $35.0K | 2,389 | SEC↗ |
| Invesco Advisers, Inc. | Director | A Award | 2026-11-02 | 2026-11-02 | 16,435 | $28.47 | $467.9K | 196,720 | SEC↗ |
| Invesco Advisers, Inc. | Director | D To issuer | 2026-10-30 | 2026-11-02 | 8,969 | $28.47 | $255.3K | 180,285 | SEC↗ |
| Apollo Principal Holdings B, L | 10% Owner | J Other | 2026-10-29 | 2026-11-02 | 5,108 | — | $0 | 2,048,412 | SEC↗ |
| Apollo Principal Holdings B, L | 10% Owner | J Other | 2026-10-29 | 2026-11-02 | 23,495 | — | $0 | 1,106,560 | SEC↗ |
| PRUDENTIAL INSURANCE CO OF AME | 10% Owner | S Sale | 2026-10-28 | 2026-10-30 | 382,803 | $24.21 | $9.27M | 7,784,052 | SEC↗ |
| ROONEY ROBERT GERALD | Director | D To issuer | 2026-10-28 | 2026-10-30 | 10,101 | $9.90 | $100.0K | 22,153 | SEC↗ |
| ADAMS STREET PARTNERS, L.P. | 10% Owner | J Other | 2026-10-27 | 2026-10-29 | 6,078 | — | — | 2,453,064 | SEC↗ |
| LIBERTY MUTUAL HOLDING Co INC. | 10% Owner | P Buy | 2026-10-26 | 2026-10-28 | 33,187 | $15.95 | $529.3K | 4,200,074 | SEC↗ |
| HERSHEY TRUST CO TRUSTEE IN TR | 10% Owner | P Buy | 2026-10-26 | 2026-10-27 | 76,982 | $15.95 | $1.23M | 3,071,756 | SEC↗ |
| Staloch Alison | Treasurer | P Buy | 2026-10-26 | 2026-10-27 | 42 | $11.94 | $500 | 4,247 | SEC↗ |
| Haught Thomas A | Director | A Award deriv | 2026-10-26 | 2026-10-26 | 1,261 | — | $0 | 8,649 | SEC↗ |
| HARRIS MATTHEW CHRISTOPHER | Director | A Award deriv | 2026-10-26 | 2026-10-26 | 1,267 | — | $0 | 13,586 | SEC↗ |
| Cameron Kevin J | President and CEO | A Award deriv | 2026-10-23 | 2026-10-27 | 1,025,600 | — | $0 | 1,025,600 | SEC↗ |
| Boothe Douglas | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 15,000 | — | $0 | 15,000 | SEC↗ |
| Boothe Douglas | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Martin Gregory Scott | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 15,000 | — | $0 | 15,000 | SEC↗ |
| Martin Gregory Scott | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Tarnok Michael P. | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 15,000 | — | $0 | 15,000 | SEC↗ |
| Tarnok Michael P. | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 100,000 | — | $0 | 100,000 | SEC↗ |
| Phun Phieu | Chief Financial Officer | A Award deriv | 2026-10-23 | 2026-10-27 | 854,700 | — | $0 | 854,700 | SEC↗ |
| Stewart Michael Paul | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 175,000 | — | $0 | 175,000 | SEC↗ |
| Stewart Michael Paul | Director | A Award deriv | 2026-10-23 | 2026-10-27 | 175,000 | — | $0 | 175,000 | SEC↗ |
| Smith Timothy Adair | Vice President | G Gift | 2026-10-22 | 2026-10-27 | 187,625 | — | $0 | 0 | SEC↗ |
| Abrahams Riad M | Chief Executive Officer, Dir | P Buy | 2026-10-22 | 2026-10-26 | 31,213 | $25.47 | $795.0K | 31,213 | SEC↗ |
| MCDEARMAN JOHN | PRESIDENT AND CEO, Director | P Buy | 2026-10-21 | 2026-10-21 | 20 | $85.00 | $1.7K | 22,446 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-10-21 | 2026-10-22 | 17 | $11.94 | $205 | 791 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-10-21 | 2026-10-22 | 79 | $10.11 | $795 | 3,744 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-10-21 | 2026-10-22 | 42 | $11.94 | $500 | 5,805 | SEC↗ |
| Naratil Thomas C. | Director | A Award | 2026-10-21 | 2026-10-23 | 953 | — | $0 | 12,090 | SEC↗ |
| Williams Kelly Marie | Director | A Award | 2026-10-21 | 2026-10-23 | 953 | — | $0 | 12,940 | SEC↗ |
| Schmitz Ronald D. | Director | A Award | 2026-10-21 | 2026-10-23 | 318 | — | $0 | 5,390 | SEC↗ |
| SCHNABEL SUSAN C | Director | A Award | 2026-10-21 | 2026-10-23 | 953 | — | $0 | 12,940 | SEC↗ |
| SOMERHALDER JOHN W II | Director | A Award | 2026-10-21 | 2026-10-23 | 1,127 | — | $0 | 14,786 | SEC↗ |
| Nolan Philip Michael Gerard | Director | A Award | 2026-10-21 | 2026-10-23 | 376 | — | $0 | 7,071 | SEC↗ |
| Mills Joshua A. | Director | A Award | 2026-10-21 | 2026-10-23 | 376 | — | $0 | 6,619 | SEC↗ |
| Steenberg Russell W | Director | A Award | 2026-10-21 | 2026-10-23 | 378 | — | $0 | 2,541 | SEC↗ |
| Willis Martha | Director | A Award | 2026-10-21 | 2026-10-23 | 378 | — | $0 | 3,338 | SEC↗ |
| KIESEL JEFFREY R | Director | A Award | 2026-10-21 | 2026-10-23 | 414 | — | $0 | 1,885 | SEC↗ |
| Glassford Patricia | Director | A Award | 2026-10-21 | 2026-10-23 | 414 | — | $0 | 2,951 | SEC↗ |
| ROBERTS GEOFFREY D | Director | A Award | 2026-10-21 | 2026-10-23 | 414 | — | $0 | 2,951 | SEC↗ |
| Curtis Barry | Director | A Award | 2026-10-21 | 2026-10-23 | 378 | — | $0 | 3,338 | SEC↗ |
| Blackstone Holdings IV L.P. | 10% Owner | P Buy | 2026-10-21 | 2026-10-23 | 27,719 | $26.20 | $726.2K | 57,118 | SEC↗ |
| Blackstone Holdings IV L.P. | 10% Owner | P Buy | 2026-10-21 | 2026-10-23 | 76,336 | $26.20 | $2.00M | 8,971,814 | SEC↗ |
| Blackstone Private Multi-Asset | 10% Owner | P Buy | 2026-10-21 | 2026-10-23 | 27,719 | $26.20 | $726.2K | 57,118 | SEC↗ |
| Blackstone Private Multi-Asset | 10% Owner | P Buy | 2026-10-21 | 2026-10-23 | 76,336 | $26.20 | $2.00M | 8,971,814 | SEC↗ |
| Williams Brian S | See Remarks | P Buy | 2026-10-19 | 2026-10-21 | 13,130 | $23.68 | $310.9K | 49,473 | SEC↗ |
| POMINSKI LISA | Director | G Gift | 2026-10-16 | 2026-10-19 | 71 | — | $0 | 16,624 | SEC↗ |
| Swenson Luke B. | CHIEF INVESTMENT OFFICER | A Award | 2026-10-15 | 2026-10-19 | 66 | $24.22 | $1.6K | 5,042 | SEC↗ |
| Swenson Luke B. | CHIEF INVESTMENT OFFICER | A Award | 2026-10-15 | 2026-10-19 | 133 | $24.22 | $3.2K | 10,221 | SEC↗ |
| Swenson Luke B. | CHIEF INVESTMENT OFFICER | A Award | 2026-10-15 | 2026-10-19 | 4 | $24.22 | $96 | 304 | SEC↗ |
| Swenson Luke B. | CHIEF INVESTMENT OFFICER | A Award | 2026-10-15 | 2026-10-19 | 6 | $24.22 | $133 | 424 | SEC↗ |
| Swenson Luke B. | CHIEF INVESTMENT OFFICER | A Award | 2026-10-15 | 2026-10-19 | 133 | $24.22 | $3.2K | 10,222 | SEC↗ |
| THOMSEN JOEL S. | Other | A Award | 2026-10-15 | 2026-10-19 | 66 | $24.22 | $1.6K | 5,064 | SEC↗ |
| THOMSEN JOEL S. | Other | A Award | 2026-10-15 | 2026-10-19 | 479 | $24.22 | $11.6K | 36,858 | SEC↗ |
| Wieland James | 10% Owner, Other | P Buy | 2026-10-15 | 2026-10-19 | 980 | $25.50 | $25.0K | 217,103 | SEC↗ |
| Wieland James | 10% Owner, Other | A Award | 2026-10-15 | 2026-10-19 | 2,808 | $24.22 | $68.0K | 216,123 | SEC↗ |
| Wieland James | 10% Owner, Other | A Award | 2026-10-15 | 2026-10-19 | 178 | $24.22 | $4.3K | 13,688 | SEC↗ |
| Wolf Lance | CHAIRMAN, BOARD OF TRUSTEES, | A Award | 2026-10-15 | 2026-10-19 | 100 | $24.22 | $2.4K | 7,683 | SEC↗ |
| Wolf Lance | CHAIRMAN, BOARD OF TRUSTEES, | A Award | 2026-10-15 | 2026-10-19 | 1,462 | $24.22 | $35.4K | 112,525 | SEC↗ |
| Schreiner Megan E. | PRESIDENT | A Award | 2026-10-15 | 2026-10-19 | 2 | $24.22 | $60 | 192 | SEC↗ |
| Schreiner Megan E. | PRESIDENT | A Award | 2026-10-15 | 2026-10-19 | 3 | $24.22 | $85 | 269 | SEC↗ |
| Schreiner Megan E. | PRESIDENT | A Award | 2026-10-15 | 2026-10-19 | 3 | $24.22 | $85 | 269 | SEC↗ |
| Schreiner Megan E. | PRESIDENT | A Award | 2026-10-15 | 2026-10-19 | 75 | $24.22 | $1.8K | 5,797 | SEC↗ |
| Regan Kenneth P | CHIEF EXECUTIVE OFFICER, 10% | A Award | 2026-10-15 | 2026-10-19 | 178 | $24.22 | $4.3K | 13,688 | SEC↗ |
| Polovitz Mark | Other | A Award | 2026-10-15 | 2026-10-19 | 38 | $24.22 | $923 | 2,933 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 51 | $24.22 | $1.2K | 3,908 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 32 | $24.22 | $777 | 9,785 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 3 | $24.22 | $62 | 196 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 4 | $24.22 | $95 | 303 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 7 | $24.22 | $163 | 517 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 11 | $24.22 | $278 | 3,502 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 64 | $24.22 | $1.6K | 4,944 | SEC↗ |
| Perkins David F. | Vice President | A Award | 2026-10-15 | 2026-10-19 | 158 | $24.22 | $3.8K | 13,515 | SEC↗ |
| Korsmo Michelle L. | Other | A Award | 2026-10-15 | 2026-10-19 | 98 | $24.22 | $2.4K | 7,553 | SEC↗ |
| Korsmo Michelle L. | Other | A Award | 2026-10-15 | 2026-10-19 | 98 | $24.22 | $2.4K | 7,553 | SEC↗ |
| Korsmo Michelle L. | Other | A Award | 2026-10-15 | 2026-10-19 | 98 | $24.22 | $2.4K | 7,553 | SEC↗ |
| Korsmo Michelle L. | Other | A Award | 2026-10-15 | 2026-10-19 | 402 | $24.22 | $9.7K | 30,930 | SEC↗ |
| Hunt Timothy | Other | A Award | 2026-10-15 | 2026-10-19 | 1,024 | $24.22 | $24.8K | 140,385 | SEC↗ |
| Hammes Gregory P. | Other | A Award | 2026-10-15 | 2026-10-19 | 8 | $24.22 | $192 | 609 | SEC↗ |
| Hammes Gregory P. | Other | A Award | 2026-10-15 | 2026-10-19 | 23 | $24.22 | $546 | 1,734 | SEC↗ |
| Carlson Michael Paul | GENERAL COUNSEL & SECRETARY | P Buy | 2026-10-15 | 2026-10-19 | 78 | $25.50 | $2.0K | 625 | SEC↗ |
| Carlson Michael Paul | GENERAL COUNSEL & SECRETARY | A Award | 2026-10-15 | 2026-10-19 | 7 | $24.22 | $172 | 546 | SEC↗ |
| GOLDENTREE ASSET MANAGEMENT LP | 10% Owner | P Buy | 2026-10-14 | 2026-10-16 | 137,000 | $90.00 | $12.33M | 8,579,827 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-10-09 | 2026-10-13 | 7 | $11.99 | $85 | 773 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-10-09 | 2026-10-13 | 7 | $11.97 | $81 | 345 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-10-09 | 2026-10-13 | 4 | $11.99 | $42 | 342 | SEC↗ |
| Staloch Alison | Treasurer | P Buy | 2026-10-09 | 2026-10-13 | 13 | $11.99 | $161 | 4,205 | SEC↗ |
| Jenkins Brandon T. | Other | P Buy | 2026-10-09 | 2026-10-13 | 2 | $11.99 | $23 | 87 | SEC↗ |
| Miller Benjamin S. | President, Director | P Buy | 2026-10-09 | 2026-10-13 | 22 | $11.99 | $261 | 1,059 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-10-09 | 2026-10-13 | 61 | $10.12 | $621 | 3,665 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-10-09 | 2026-10-13 | 26 | $10.12 | $265 | 1,629 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-10-09 | 2026-10-13 | 41 | $10.11 | $419 | 1,655 | SEC↗ |
| Hall Bjorn | Secretary and CCO | P Buy | 2026-10-09 | 2026-10-13 | 27 | $10.12 | $272 | 1,447 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-10-09 | 2026-10-13 | 18 | $11.99 | $221 | 5,763 | SEC↗ |
| Thomas Warren | Director | A Award deriv | 2026-10-08 | 2026-10-09 | 5,638 | — | — | 5,638 | SEC↗ |
| Ungerecht Joshua | Director | A Award deriv | 2026-10-08 | 2026-10-09 | 5,638 | — | — | 5,638 | SEC↗ |
| Fisher David Allan | Director | A Award deriv | 2026-10-08 | 2026-10-09 | 2,076 | — | — | 2,076 | SEC↗ |
| Fisher David Allan | Director | A Award deriv | 2026-10-08 | 2026-10-09 | 3,561 | — | — | 3,561 | SEC↗ |
| Hall Bjorn | Secretary and CCO | P Buy | 2026-10-07 | 2026-10-08 | 99 | $10.12 | $1.0K | 1,420 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-10-07 | 2026-10-08 | 42 | $11.98 | $500 | 5,745 | SEC↗ |
| Ungerecht Joshua | Director | A Award deriv | 2026-10-06 | 2026-10-08 | 6,085 | — | — | 6,085 | SEC↗ |
| Ungerecht Joshua | Director | A Award deriv | 2026-10-06 | 2026-10-08 | 16,347 | — | — | 16,347 | SEC↗ |
| Thomas Warren | Director | A Award deriv | 2026-10-06 | 2026-10-08 | 16,596 | — | — | 16,596 | SEC↗ |
| STOLLER LAWRENCE B | Director | P Buy | 2026-10-05 | 2026-10-07 | 1,019 | $9.81 | $10.0K | 3,522 | SEC↗ |
| Invesco Advisers, Inc. | Director | A Award | 2026-10-01 | 2026-10-02 | 16,176 | $28.49 | $460.9K | 189,254 | SEC↗ |
| WINGERTZAHN MICHAEL | Director | P Buy | 2026-10-01 | 2026-10-02 | 343 | $14.59 | $5.0K | 5,558 | SEC↗ |
| Roth Erin Jennifer | Secretary, Director | J Other | 2026-10-01 | 2026-10-05 | 5,266 | — | — | 0 | SEC↗ |
| Patten Jeremy Michael | Chief Executive Officer | J Other | 2026-10-01 | 2026-10-05 | 1,023 | — | — | 0 | SEC↗ |
| MODINE MANUFACTURING CO | 10% Owner | J Other | 2026-10-01 | 2026-10-05 | 53,197,549 | — | — | 0 | SEC↗ |
| Lucareli Michael B | Director | J Other | 2026-10-01 | 2026-10-05 | 89,567 | — | — | 0 | SEC↗ |
| Furlong David G | Vice President, Director | J Other | 2026-10-01 | 2026-10-05 | 2,568 | — | — | 0 | SEC↗ |
| KRASNOFF JEFFREY P | Director | A Award deriv | 2026-10-01 | 2026-10-05 | 157,846 | $23.76 | $3.75M | 1,914,844 | SEC↗ |
| KRASNOFF JEFFREY P | Director | D To issuer deriv | 2026-10-01 | 2026-10-05 | 73,522 | $23.76 | $1.75M | 1,756,998 | SEC↗ |
| KRASNOFF JEFFREY P | Director | A Award | 2026-10-01 | 2026-10-05 | 73,522 | $23.76 | $1.75M | 213,100 | SEC↗ |
| Forman Michael C. | President & CEO, Director | A Award deriv | 2026-10-01 | 2026-10-05 | 157,846 | $23.76 | $3.75M | 1,914,844 | SEC↗ |
| Forman Michael C. | President & CEO, Director | D To issuer deriv | 2026-10-01 | 2026-10-05 | 73,522 | $23.76 | $1.75M | 1,756,998 | SEC↗ |
| Forman Michael C. | President & CEO, Director | A Award | 2026-10-01 | 2026-10-05 | 73,522 | $23.76 | $1.75M | 213,100 | SEC↗ |
| Smith George Christopher | Director | A Award | 2026-10-01 | 2026-10-05 | 2,327 | — | $0 | 4,211 | SEC↗ |
| SILVER HOWARD A | Director | A Award | 2026-10-01 | 2026-10-05 | 19,455 | — | $0 | 105,688 | SEC↗ |
| Duncan Thomas Patrick | Director | A Award | 2026-10-01 | 2026-10-05 | 19,455 | — | $0 | 99,420 | SEC↗ |
| KRETZMER W BRIAN | Director | A Award | 2026-10-01 | 2026-10-05 | 19,455 | — | $0 | 153,681 | SEC↗ |
| SELTER ERIC JAY | Other | P Buy | 2026-10-01 | 2026-10-05 | 48,924 | $10.22 | $500.0K | 1,103,126 | SEC↗ |
| WINGERTZAHN MICHAEL | Director | P Buy | 2026-10-01 | 2026-10-13 | 343 | $14.59 | $5.0K | 5,558 | SEC↗ |
| JANIS FRANCES | Treasurer and PFO | S Sale | 2026-09-30 | 2026-10-29 | 11,582 | $16.17 | $187.2K | 17,133 | SEC↗ |
| SENEFF JAMES M JR | 10% Owner | P Buy | 2026-09-30 | 2026-10-01 | 206,101 | $24.26 | $5.00M | 306,101 | SEC↗ |
| Meaney Susan | Director | A Award | 2026-09-30 | 2026-10-02 | 820 | — | $0 | 14,513 | SEC↗ |
| KROPP JAMES H | Director | G Gift | 2026-09-30 | 2026-10-02 | 820 | — | $0 | 26,510 | SEC↗ |
| KROPP JAMES H | Director | G Gift | 2026-09-30 | 2026-10-02 | 820 | — | $0 | 0 | SEC↗ |
| KROPP JAMES H | Director | A Award | 2026-09-30 | 2026-10-02 | 820 | — | $0 | 820 | SEC↗ |
| KKR Alternative Assets LLC | 10% Owner | J Other | 2026-09-30 | 2026-10-02 | 63,654 | $22.86 | $1.46M | 9,930,179 | SEC↗ |
| Invesco Advisers, Inc. | Director | D To issuer | 2026-09-30 | 2026-10-02 | 8,969 | $28.49 | $255.5K | 173,078 | SEC↗ |
| JONES WILLIAM D /CA/ | Director | A Award deriv | 2026-09-30 | 2026-10-02 | 144 | $9.80 | $1.4K | 432 | SEC↗ |
| JONES WILLIAM D /CA/ | Director | A Award deriv | 2026-09-30 | 2026-10-02 | 148 | $9.53 | $1.4K | 438 | SEC↗ |
| Rudy Paul | Vice President, Business, Di | J Other | 2026-09-30 | 2026-10-02 | 3,637 | $27.50 | $100.0K | 445,598 | SEC↗ |
| Binstock Joan | Director | A Award | 2026-09-30 | 2026-10-02 | 820 | — | $0 | 19,812 | SEC↗ |
| Bermanzohn Fran | Director | A Award | 2026-09-30 | 2026-10-02 | 820 | — | $0 | 16,790 | SEC↗ |
| Shealy Jeffrey B. | Director | J Other | 2026-09-30 | 2026-10-05 | 3,637 | $27.50 | $100.0K | 3,637 | SEC↗ |
| Rynders Perry M. | Director | A Award | 2026-09-30 | 2026-10-08 | 500 | — | $0 | 9,867 | SEC↗ |
| Leighton Jeffrey T. | Director | A Award | 2026-09-30 | 2026-10-08 | 500 | — | $0 | 21,786 | SEC↗ |
| Rooder Brian James | CCO and Secretary | P Buy | 2026-09-30 | 2026-10-21 | 68 | $24.73 | $1.7K | 745 | SEC↗ |
| Henke Steven | CFO | P Buy | 2026-09-30 | 2026-10-21 | 137 | $24.73 | $3.4K | 1,275 | SEC↗ |
| Bronner Scott Jonathan | President, Director | P Buy | 2026-09-30 | 2026-10-21 | 3,418 | $24.73 | $84.5K | 32,085 | SEC↗ |
| Morrison Thomas M | President | P Buy | 2026-09-29 | 2026-10-01 | 655 | $39.72 | $26.0K | 40,134 | SEC↗ |
| James Christopher J. | Chairperson, Director | P Buy | 2026-09-29 | 2026-10-01 | 3,298 | $39.72 | $131.0K | 19,424 | SEC↗ |
| Solotar Joan | Director | P Buy | 2026-09-29 | 2026-10-01 | 4,355 | $39.72 | $173.0K | 215,562 | SEC↗ |
| TEACHERS INSURANCE & ANNUITY A | Other | P Buy | 2026-09-28 | 2026-09-30 | 10,186 | $9.72 | $99.0K | 537,873 | SEC↗ |
| Kencel Kenneth J. | CEO and President | P Buy | 2026-09-28 | 2026-09-30 | 10,482 | $23.85 | $250.0K | 15,525 | SEC↗ |
| Kencel Kenneth J. | CEO and President | P Buy | 2026-09-28 | 2026-09-30 | 10,482 | $23.85 | $250.0K | 15,525 | SEC↗ |
| Comer Wynne Richards | Director | P Buy | 2026-09-28 | 2026-09-30 | 956 | $23.42 | $22.4K | 20,320 | SEC↗ |
| Boswell Taylor | Chief Executive Officer | P Buy | 2026-09-28 | 2026-09-30 | 478 | $23.42 | $11.2K | 10,160 | SEC↗ |
| Fichera Alfred | Director | A Award | 2026-09-28 | 2026-09-30 | 1,112 | $32.21 | $35.8K | 7,112 | SEC↗ |
| Herbert Cecilia Healy | Director | A Award | 2026-09-28 | 2026-09-30 | 2,224 | $32.21 | $71.6K | 10,224 | SEC↗ |
| Fuchs Christine | Director | A Award | 2026-09-28 | 2026-09-30 | 1,312 | $32.21 | $42.3K | 29,312 | SEC↗ |
| Gartner Steven John | Director | A Award | 2026-09-28 | 2026-09-30 | 1,552 | $32.21 | $50.0K | 13,552 | SEC↗ |
| Platinum Falcon B 2018 RSC Ltd | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 955,609 | $23.42 | $22.38M | 20,319,561 | SEC↗ |
| UAW Ford Retirees Medical Bene | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 309,661 | $9.72 | $3.01M | 21,843,832 | SEC↗ |
| UAW Ford Retirees Medical Bene | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 510,329 | $9.72 | $4.96M | 35,999,217 | SEC↗ |
| UAW Ford Retirees Medical Bene | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 198,631 | $9.72 | $1.93M | 14,011,666 | SEC↗ |
| TEACHERS INSURANCE & ANNUITY A | Other | P Buy | 2026-09-28 | 2026-09-30 | 10,186 | $9.72 | $99.0K | 537,873 | SEC↗ |
| UAW Chrysler Retirees Medical | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 510,329 | $9.72 | $4.96M | 35,999,217 | SEC↗ |
| UAW Chrysler Retirees Medical | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 309,661 | $9.72 | $3.01M | 21,843,832 | SEC↗ |
| UAW Chrysler Retirees Medical | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 198,631 | $9.72 | $1.93M | 14,011,666 | SEC↗ |
| Kencel Kenneth J. | CEO and President, Other | P Buy | 2026-09-28 | 2026-09-30 | 10,482 | $23.85 | $250.0K | 15,525 | SEC↗ |
| Kencel Kenneth J. | CEO and President, Other | P Buy | 2026-09-28 | 2026-09-30 | 10,482 | $23.85 | $250.0K | 15,525 | SEC↗ |
| Herbert Cecilia Healy | Director | A Award | 2026-09-28 | 2026-09-30 | 2,224 | $32.21 | $71.6K | 10,224 | SEC↗ |
| Gartner Steven John | Director | A Award | 2026-09-28 | 2026-09-30 | 1,552 | $32.21 | $50.0K | 13,552 | SEC↗ |
| Fuchs Christine | Director | A Award | 2026-09-28 | 2026-09-30 | 1,312 | $32.21 | $42.3K | 29,312 | SEC↗ |
| Fichera Alfred | Director | A Award | 2026-09-28 | 2026-09-30 | 1,112 | $32.21 | $35.8K | 7,112 | SEC↗ |
| Abu Dhabi Investment Authority | 10% Owner | P Buy | 2026-09-28 | 2026-09-30 | 955,609 | $23.42 | $22.38M | 20,319,561 | SEC↗ |
| Boswell Taylor | Chief Executive Officer, Dir | P Buy | 2026-09-28 | 2026-09-30 | 478 | $23.42 | $11.2K | 10,160 | SEC↗ |
| Comer Wynne Richards | Director | P Buy | 2026-09-28 | 2026-09-30 | 956 | $23.42 | $22.4K | 20,320 | SEC↗ |
| Staloch Alison | Treasurer | P Buy | 2026-09-25 | 2026-09-28 | 42 | $11.90 | $500 | 4,192 | SEC↗ |
| Kasdin Robert A | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 4,167 | SEC↗ |
| Simmons James H. III | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 6,489 | SEC↗ |
| Marano Thomas F. | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 6,438 | SEC↗ |
| Chrystal John C | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 6,046 | SEC↗ |
| Staloch Alison | Treasurer | P Buy | 2026-09-25 | 2026-09-28 | 42 | $11.90 | $500 | 4,192 | SEC↗ |
| Simmons James H. III | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 6,489 | SEC↗ |
| Chrystal John C | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 6,046 | SEC↗ |
| Kasdin Robert A | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 4,167 | SEC↗ |
| Marano Thomas F. | Director | A Award | 2026-09-25 | 2026-09-29 | 2,017 | — | $0 | 6,438 | SEC↗ |
| GOLDENTREE ASSET MANAGEMENT LP | 10% Owner | P Buy | 2026-09-24 | 2026-10-06 | 463,000 | $91.00 | $42.13M | 8,442,827 | SEC↗ |
| POMINSKI LISA | Director | M Exercise deriv | 2026-09-23 | 2026-09-23 | 450 | — | $0 | 0 | SEC↗ |
| Breuckmann Pamela A | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| MORRISSEY MICHAEL F | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Newberry Edward | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Eby Joe | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Asner Scott Ian | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 9,578 | SEC↗ |
| Clifford Stephen M | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Safran Andrew | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 6,801 | SEC↗ |
| FERRELL JAMES E | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Blackstone Advisory Services L | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 191,058 | $26.17 | $5.00M | 8,895,478 | SEC↗ |
| Blackstone Advisory Services L | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 637 | $26.17 | $16.7K | 29,399 | SEC↗ |
| Blackstone Inc. | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 637 | $26.17 | $16.7K | 29,399 | SEC↗ |
| Blackstone Inc. | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 191,058 | $26.17 | $5.00M | 8,895,478 | SEC↗ |
| HAMILTON LANE ADVISORS LLC | 10% Owner | P Buy | 2026-09-23 | 2026-09-30 | 389,105 | $10.28 | $4.00M | 2,672,844 | SEC↗ |
| POMINSKI LISA | Director | M Exercise deriv | 2026-09-23 | 2026-09-23 | 450 | — | $0 | 0 | SEC↗ |
| Blackstone Holdings IV L.P. | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 637 | $26.17 | $16.7K | 29,399 | SEC↗ |
| Blackstone Holdings IV L.P. | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 191,058 | $26.17 | $5.00M | 8,895,478 | SEC↗ |
| Blackstone Private Multi-Asset | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 637 | $26.17 | $16.7K | 29,399 | SEC↗ |
| Blackstone Private Multi-Asset | 10% Owner | P Buy | 2026-09-23 | 2026-09-24 | 191,058 | $26.17 | $5.00M | 8,895,478 | SEC↗ |
| Safran Andrew | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 6,801 | SEC↗ |
| Newberry Edward | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| MORRISSEY MICHAEL F | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| FERRELL JAMES E | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Eby Joe | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Clifford Stephen M | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Breuckmann Pamela A | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 27,003 | SEC↗ |
| Asner Scott Ian | Director | A Award deriv | 2026-09-23 | 2026-09-25 | 5,782 | — | $0 | 9,578 | SEC↗ |
| HAMILTON LANE ADVISORS LLC | 10% Owner, Other | P Buy | 2026-09-23 | 2026-09-30 | 389,105 | $10.28 | $4.00M | 2,672,844 | SEC↗ |
| Abrahams Riad M | Chief Executive Officer, Dir | P Buy | 2026-09-22 | 2026-10-26 | 3,915 | $25.54 | $100.0K | 3,915 | SEC↗ |
| Querrey Kimberly K. | Director | P Buy | 2026-09-22 | 2026-10-26 | 274,080 | $25.54 | $7.00M | 274,080 | SEC↗ |
| Jaffe Max James | Chief Operating Officer | P Buy | 2026-09-22 | 2026-10-26 | 1,958 | $25.54 | $50.0K | 1,958 | SEC↗ |
| Uffner Gregory Adam | Chief Legal Officer | P Buy | 2026-09-22 | 2026-10-26 | 1,958 | $25.54 | $50.0K | 1,958 | SEC↗ |
| Desai Ravi Rajendra | President | P Buy | 2026-09-22 | 2026-10-26 | 15,662 | $25.54 | $400.0K | 15,662 | SEC↗ |
| Knopp Paul James | Director | P Buy | 2026-09-22 | 2026-10-26 | 3,915 | $25.54 | $100.0K | 3,915 | SEC↗ |
| Collins Philip Daniel | Director | P Buy | 2026-09-22 | 2026-10-26 | 78,309 | $25.54 | $2.00M | 78,309 | SEC↗ |
| Gardiner William Simpson | Chief Compliance Officer | P Buy | 2026-09-22 | 2026-10-26 | 1,958 | $25.54 | $50.0K | 1,958 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-09-21 | 2026-09-22 | 17 | $11.90 | $201 | 766 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-09-21 | 2026-09-22 | 79 | $10.13 | $799 | 3,604 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-09-21 | 2026-09-22 | 42 | $11.90 | $500 | 5,703 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-09-21 | 2026-09-22 | 17 | $11.90 | $201 | 766 | SEC↗ |
| Monte Mark David | Director | P Buy | 2026-09-21 | 2026-09-22 | 79 | $10.13 | $799 | 3,604 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-09-21 | 2026-09-22 | 42 | $11.90 | $500 | 5,703 | SEC↗ |
| Dreyfuss Avraham | Chief Financial Officer | P Buy | 2026-09-18 | 2026-09-22 | 4,133 | $24.19 | $100.0K | 4,176 | SEC↗ |
| Munro Lucy Lu | Chief Operating Officer | P Buy | 2026-09-18 | 2026-09-22 | 4,133 | $24.19 | $100.0K | 4,220 | SEC↗ |
| Munro Lucy Lu | Chief Operating Officer, Dir | P Buy | 2026-09-18 | 2026-09-22 | 4,133 | $24.19 | $100.0K | 4,220 | SEC↗ |
| Dreyfuss Avraham | Chief Financial Officer | P Buy | 2026-09-18 | 2026-09-22 | 4,133 | $24.19 | $100.0K | 4,176 | SEC↗ |
| Connolly Thomas | Co-President | A Award | 2026-09-17 | 2026-09-18 | 11,387 | $24.48 | $278.8K | 120,243 | SEC↗ |
| Connolly Thomas | Co-President | A Award | 2026-09-17 | 2026-09-18 | 4,724 | $24.48 | $115.6K | 49,458 | SEC↗ |
| Koester Michael E | Co-President | A Award | 2026-09-17 | 2026-09-18 | 4,446 | $24.48 | $108.8K | 46,548 | SEC↗ |
| Koester Michael E | Co-President | A Award | 2026-09-17 | 2026-09-18 | 11,666 | $24.48 | $285.6K | 123,152 | SEC↗ |
| Roos Jason T | CFO, Treasurer and Secretary | A Award | 2026-09-17 | 2026-09-18 | 40 | $24.48 | $979 | 422 | SEC↗ |
| Finnerty Sheila A | Director | A Award | 2026-09-17 | 2026-09-18 | 483 | $24.48 | $11.8K | 5,263 | SEC↗ |
| Fair James Thomas | Vice President | A Award | 2026-09-17 | 2026-09-18 | 402 | $24.48 | $9.8K | 4,224 | SEC↗ |
| LAWRY SETH W | Director | A Award | 2026-09-17 | 2026-09-18 | 1,611 | $24.48 | $39.4K | 16,897 | SEC↗ |
| LIBERTY MUTUAL HOLDING Co INC. | 10% Owner | P Buy | 2026-09-17 | 2026-09-18 | 398,774 | $24.48 | $9.76M | 4,182,050 | SEC↗ |
| LIBERTY MUTUAL HOLDING Co INC. | 10% Owner | P Buy | 2026-09-17 | 2026-09-18 | 398,774 | $24.48 | $9.76M | 4,182,050 | SEC↗ |
| LAWRY SETH W | Director | A Award | 2026-09-17 | 2026-09-18 | 1,611 | $24.48 | $39.4K | 16,897 | SEC↗ |
| Fair James Thomas | Vice President | A Award | 2026-09-17 | 2026-09-18 | 402 | $24.48 | $9.8K | 4,224 | SEC↗ |
| Finnerty Sheila A | Director | A Award | 2026-09-17 | 2026-09-18 | 483 | $24.48 | $11.8K | 5,263 | SEC↗ |
| Roos Jason T | CFO, Treasurer and Secretary | A Award | 2026-09-17 | 2026-09-18 | 40 | $24.48 | $979 | 422 | SEC↗ |
| Koester Michael E | Co-President, Director | A Award | 2026-09-17 | 2026-09-18 | 11,666 | $24.48 | $285.6K | 123,152 | SEC↗ |
| Koester Michael E | Co-President, Director | A Award | 2026-09-17 | 2026-09-18 | 4,446 | $24.48 | $108.8K | 46,548 | SEC↗ |
| Connolly Thomas | Co-President, Director | A Award | 2026-09-17 | 2026-09-18 | 11,387 | $24.48 | $278.8K | 120,243 | SEC↗ |
| Connolly Thomas | Co-President, Director | A Award | 2026-09-17 | 2026-09-18 | 4,724 | $24.48 | $115.6K | 49,458 | SEC↗ |
| MSD CAPITAL, L.P. | 10% Owner | P Buy | 2026-09-17 | 2026-10-22 | 390,857 | $24.48 | $9.57M | 4,249,305 | SEC↗ |
| KKR Management LLP | 10% Owner | J Other | 2026-09-16 | 2026-09-18 | 1,933,109 | — | $0 | 9,866,526 | SEC↗ |
| KKR Alternative Assets LLC | 10% Owner | J Other | 2026-09-16 | 2026-09-18 | 1,933,109 | — | — | 9,866,526 | SEC↗ |
| D'Angelo Dean | Other | P Buy | 2026-09-15 | 2026-09-16 | 2,124 | $15.25 | $32.4K | 26,878 | SEC↗ |
| Huskinson W. Todd | CFO, CCO and Secretary | P Buy | 2026-09-15 | 2026-09-16 | 378 | $15.25 | $5.8K | 6,204 | SEC↗ |
| Ladd Robert T. | CEO and President | P Buy | 2026-09-15 | 2026-09-16 | 2,548 | $15.25 | $38.9K | 43,059 | SEC↗ |
| JANUS HENDERSON INVESTORS US L | 10% Owner | S Sale | 2026-09-15 | 2026-09-17 | 176,400 | $10.46 | $1.85M | 2,343,600 | SEC↗ |
| Ladd Robert T. | CEO and President, Other | P Buy | 2026-09-15 | 2026-09-16 | 2,548 | $15.25 | $38.9K | 43,059 | SEC↗ |
| Huskinson W. Todd | CFO, CCO and Secretary | P Buy | 2026-09-15 | 2026-09-16 | 378 | $15.25 | $5.8K | 6,204 | SEC↗ |
| D'Angelo Dean | Other | P Buy | 2026-09-15 | 2026-09-16 | 2,124 | $15.25 | $32.4K | 26,878 | SEC↗ |
| JANUS HENDERSON INVESTORS US L | 10% Owner | S Sale | 2026-09-15 | 2026-09-17 | 176,400 | $10.46 | $1.85M | 2,343,600 | SEC↗ |
| Ladd Robert T. | CEO and President, Other | P Buy | 2026-09-15 | 2026-10-01 | 2,527 | $15.25 | $38.5K | 43,038 | SEC↗ |
| Huskinson W. Todd | CFO, CCO and Secretary | P Buy | 2026-09-15 | 2026-10-01 | 374 | $15.25 | $5.7K | 6,200 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-09-14 | 2026-09-15 | 9 | $11.91 | $103 | 332 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-09-14 | 2026-09-15 | 39 | $10.13 | $397 | 1,562 | SEC↗ |
| Perkins David F. | Vice President | S Sale | 2026-09-14 | 2026-09-15 | 1 | $25.50 | $26 | 13,357 | SEC↗ |
| BANKERS LIFE & CASUALTY CO | 10% Owner | P Buy | 2026-09-14 | 2026-09-16 | 785,083 | $10.19 | $8.00M | 6,752,942 | SEC↗ |
| Perkins David F. | Vice President | S Sale | 2026-09-14 | 2026-09-15 | 1 | $25.50 | $26 | 13,357 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-09-14 | 2026-09-15 | 9 | $11.91 | $103 | 332 | SEC↗ |
| Starr Gayle P | Director | P Buy | 2026-09-14 | 2026-09-15 | 39 | $10.13 | $397 | 1,562 | SEC↗ |
| BANKERS LIFE & CASUALTY CO | 10% Owner | P Buy | 2026-09-14 | 2026-09-16 | 785,083 | $10.19 | $8.00M | 6,752,942 | SEC↗ |
| Lewinsohn Jonathan | Co-President | P Buy | 2026-09-10 | 2026-09-23 | 98,814 | $10.12 | $1.00M | 98,814 | SEC↗ |
| Lewinsohn Jonathan | Co-President, Other | P Buy | 2026-09-10 | 2026-09-23 | 98,814 | $10.12 | $1.00M | 98,814 | SEC↗ |
| Hall Bjorn | Secretary and CCO | P Buy | 2026-09-08 | 2026-09-09 | 99 | $10.13 | $1.0K | 1,321 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-09-08 | 2026-09-09 | 42 | $11.93 | $500 | 5,661 | SEC↗ |
| Hall Bjorn | Secretary and CCO | P Buy | 2026-09-08 | 2026-09-09 | 99 | $10.13 | $1.0K | 1,321 | SEC↗ |
| Booth Richard Whitaker | Other | P Buy | 2026-09-08 | 2026-09-09 | 42 | $11.93 | $500 | 5,661 | SEC↗ |
| Truong Vanessa Ann | See Remarks | A Award deriv | 2026-09-04 | 2026-09-09 | 63,137 | — | $0 | 63,137 | SEC↗ |
| Rudy Paul | Vice President, Business | A Award deriv | 2026-09-04 | 2026-09-09 | 189,411 | — | $0 | 189,411 | SEC↗ |
| August Mathew | Director | A Award deriv | 2026-09-04 | 2026-09-09 | 37,882 | — | $0 | 37,882 | SEC↗ |
| Shealy Jeffrey B. | Director | A Award deriv | 2026-09-04 | 2026-09-09 | 22,098 | — | $0 | 22,098 | SEC↗ |
| Nakamura Shuji | See Remarks | A Award | 2026-09-04 | 2026-09-09 | 1,957,256 | — | $0 | 1,957,256 | SEC↗ |
| Nakamura Shuji | See Remarks | J Other | 2026-09-04 | 2026-09-09 | 9,091 | $27.50 | $250.0K | 1,966,347 | SEC↗ |
| Ogawa Richard | General Counsel and Secretar | J Other | 2026-09-04 | 2026-09-09 | 7,273 | $27.50 | $200.0K | 575,508 | SEC↗ |
| Ogawa Richard | General Counsel and Secretar | A Award | 2026-09-04 | 2026-09-09 | 568,235 | — | $0 | 568,235 | SEC↗ |
| Truong Vanessa Ann | See Remarks | A Award | 2026-09-04 | 2026-09-09 | 63,137 | — | $0 | 63,137 | SEC↗ |
| Rudy Paul | Vice President, Business | A Award | 2026-09-04 | 2026-09-09 | 441,961 | — | $0 | 441,961 | SEC↗ |
| August Mathew | Director | J Other | 2026-09-04 | 2026-09-09 | 9,091 | $27.50 | $250.0K | 9,091 | SEC↗ |
| Lucius Partners LLC | 10% Owner | J Other | 2026-09-04 | 2026-09-09 | 4,000,000 | — | $0 | 1,000,000 | SEC↗ |
| Lucius Partners LLC | 10% Owner | J Other | 2026-09-04 | 2026-09-09 | 5,000 | — | $0 | 995,000 | SEC↗ |
| RESSLER RICHARD S | CEO & President | P Buy | 2026-09-04 | 2026-09-09 | 526,808 | $5.14 | $2.71M | 868,172 | SEC↗ |
| Schreiber Jason K | Director | S Sale | 2026-09-04 | 2026-09-09 | 21,417 | $5.14 | $110.1K | 19,157 | SEC↗ |
| Schreiber Jason K | Director | S Sale | 2026-09-04 | 2026-09-09 | 21,417 | $5.14 | $110.1K | 19,157 | SEC↗ |
| RESSLER RICHARD S | CEO & President, Director, 1 | P Buy | 2026-09-04 | 2026-09-09 | 526,808 | $5.14 | $2.71M | 868,172 | SEC↗ |
| Shealy Jeffrey B. | Director | A Award deriv | 2026-09-04 | 2026-09-09 | 22,098 | — | — | 22,098 | SEC↗ |
| Ogawa Richard | General Counsel and Secretar | J Other | 2026-09-04 | 2026-09-09 | 7,273 | $27.50 | $200.0K | 575,508 | SEC↗ |
| Ogawa Richard | General Counsel and Secretar | A Award | 2026-09-04 | 2026-09-09 | 568,235 | — | — | 568,235 | SEC↗ |
| Lucius Partners LLC | 10% Owner | J Other | 2026-09-04 | 2026-09-09 | 5,000 | — | $0 | 995,000 | SEC↗ |
| Lucius Partners LLC | 10% Owner | J Other | 2026-09-04 | 2026-09-09 | 4,000,000 | — | $0 | 1,000,000 | SEC↗ |
| Rudy Paul | Vice President, Business, Di | A Award deriv | 2026-09-04 | 2026-09-09 | 189,411 | — | — | 189,411 | SEC↗ |
| Rudy Paul | Vice President, Business, Di | A Award | 2026-09-04 | 2026-09-09 | 441,961 | — | — | 441,961 | SEC↗ |
| Truong Vanessa Ann | See Remarks | A Award deriv | 2026-09-04 | 2026-09-09 | 63,137 | — | — | 63,137 | SEC↗ |
| Truong Vanessa Ann | See Remarks | A Award | 2026-09-04 | 2026-09-09 | 63,137 | — | — | 63,137 | SEC↗ |