ROSENTHAL SAUL B
Insider CIK 1268529 · TICC President and COO · OXLC President, Director · NONE President, Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| OXSQ Oxford Square Capital Corp | P Buy | 2026-05-20 | 2026-05-21 | 144,703 | $1.15 | $166.4K | 2,201,479 | SEC↗ |
| NONE Oxford Park Income Fund, I | P Buy | 2026-04-01 | 2026-05-04 | 283,930 | $17.61 | $5.00M | 521,058 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2024-12-17 | 2024-12-17 | 2,960,000 | $5.08 | $15.04M | 5,474,887 | SEC↗ |
| NONE Oxford Park Income Fund, I | P Buy | 2024-09-01 | 2024-09-24 | 112,768 | $27.49 | $3.10M | 237,129 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2024-05-28 | 2024-05-29 | 2,315,000 | $5.40 | $12.50M | 2,315,000 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2024-05-28 | 2024-05-29 | 2,315,000 | $5.40 | $12.50M | 2,514,887 | SEC↗ |
| NONE Oxford Park Income Fund, I | P Buy | 2024-05-01 | 2024-09-24 | 84,360 | $28.45 | $2.40M | 124,360 | SEC↗ |
| OXSQ Oxford Square Capital Corp | X Exercise deriv | 2023-06-14 | 2023-07-06 | 514,194 | — | $0 | 0 | SEC↗ |
| OXSQ Oxford Square Capital Corp | X Exercise | 2023-06-14 | 2023-07-06 | 514,194 | $2.66 | $1.37M | 2,056,776 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-27 | 2022-05-31 | 1,773 | $4.03 | $7.1K | 1,542,582 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-25 | 2022-05-26 | 832 | $4.00 | $3.3K | 1,540,809 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-24 | 2022-05-26 | 4,206 | $3.99 | $16.8K | 1,539,977 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-23 | 2022-05-23 | 749 | $4.00 | $3.0K | 1,535,771 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-20 | 2022-05-23 | 4,374 | $3.99 | $17.5K | 1,535,022 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-18 | 2022-05-19 | 10,027 | $4.09 | $41.0K | 1,530,648 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-17 | 2022-05-17 | 4,401 | $4.08 | $18.0K | 1,520,621 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-16 | 2022-05-17 | 13,801 | $4.03 | $55.6K | 1,516,220 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-13 | 2022-05-16 | 9,282 | $3.98 | $36.9K | 1,502,419 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-12 | 2022-05-16 | 27,292 | $3.89 | $106.2K | 1,493,137 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-11 | 2022-05-12 | 4,256 | $3.98 | $16.9K | 1,465,845 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-10 | 2022-05-12 | 9,119 | $4.00 | $36.5K | 1,461,589 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-09 | 2022-05-09 | 17,247 | $3.98 | $68.6K | 1,452,470 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-06 | 2022-05-09 | 12,707 | $4.09 | $52.0K | 1,435,223 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-05 | 2022-05-06 | 2,749 | $4.09 | $11.2K | 1,422,516 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-04 | 2022-05-06 | 13,446 | $4.08 | $54.9K | 1,419,767 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-03 | 2022-05-04 | 12,835 | $4.05 | $52.0K | 1,406,321 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-05-02 | 2022-05-04 | 21,635 | $4.00 | $86.5K | 1,393,486 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-24 | 2022-03-25 | 4,767 | $4.10 | $19.5K | 1,371,851 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-23 | 2022-03-25 | 8,653 | $4.09 | $35.4K | 1,367,084 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-22 | 2022-03-22 | 1,643 | $4.10 | $6.7K | 1,358,431 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-21 | 2022-03-22 | 100 | $4.10 | $410 | 1,356,788 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-18 | 2022-03-22 | 9,624 | $4.05 | $39.0K | 1,356,688 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-17 | 2022-03-17 | 2,606 | $4.01 | $10.5K | 1,347,065 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-16 | 2022-03-17 | 9,727 | $3.99 | $38.8K | 1,344,459 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-14 | 2022-03-14 | 6,750 | $3.96 | $26.7K | 1,334,732 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-11 | 2022-03-14 | 6,600 | $3.96 | $26.1K | 1,327,982 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-10 | 2022-03-11 | 9,125 | $3.93 | $35.9K | 1,321,382 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2022-03-09 | 2022-03-11 | 5,744 | $3.99 | $22.9K | 1,312,257 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-12-22 | 2021-12-23 | 7,835 | $3.97 | $31.1K | 1,306,515 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-12-21 | 2021-12-23 | 10,337 | $3.87 | $40.0K | 1,298,680 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-12-20 | 2021-12-21 | 12,679 | $3.82 | $48.4K | 1,288,343 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-12-17 | 2021-12-21 | 5,316 | $3.92 | $20.8K | 1,275,664 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-09-23 | 2021-09-24 | 12,500 | $4.09 | $51.1K | 1,270,348 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-09-22 | 2021-09-24 | 700 | $4.08 | $2.9K | 1,257,848 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-09-21 | 2021-09-22 | 3,951 | $4.07 | $16.1K | 1,257,148 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-09-20 | 2021-09-22 | 1,115 | $4.03 | $4.5K | 1,253,197 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2021-08-19 | 2021-08-23 | 1,650 | $4.20 | $6.9K | 1,252,082 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2020-03-18 | 2020-03-18 | 37,187 | $2.36 | $87.8K | 199,887 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2020-03-13 | 2020-03-16 | 1,700 | $5.05 | $8.6K | 162,700 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2020-03-12 | 2020-03-16 | 31,000 | $5.00 | $155.0K | 161,000 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | J Other | 2020-03-12 | 2020-03-16 | 14,011 | $25.06 | $351.1K | 28,211 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2019-12-04 | 2019-12-04 | 3,699 | $5.30 | $19.6K | 1,250,432 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2019-12-03 | 2019-12-04 | 21,645 | $5.26 | $113.9K | 1,246,733 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2019-12-02 | 2019-12-04 | 10,400 | $5.28 | $54.9K | 1,225,088 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2019-11-29 | 2019-12-02 | 7,797 | $5.23 | $40.8K | 1,214,688 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2019-11-27 | 2019-12-02 | 5,200 | $5.17 | $26.9K | 1,206,891 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2019-11-25 | 2019-11-26 | 20,000 | $25.48 | $509.6K | 42,222 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-17 | 2018-04-18 | 110 | $6.13 | $671 | 1,202,236 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-16 | 2018-04-18 | 1,204 | $6.14 | $7.4K | 1,202,110 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-13 | 2018-04-13 | 778 | $6.12 | $4.8K | 1,200,906 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-12 | 2018-04-13 | 230 | $6.13 | $1.4K | 1,200,128 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-11 | 2018-04-13 | 181 | $6.11 | $1.1K | 1,199,898 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-06 | 2018-04-10 | 323 | $6.20 | $2.0K | 1,199,718 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-03 | 2018-04-04 | 1,817 | $6.19 | $11.2K | 1,199,395 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-04-02 | 2018-04-04 | 2,188 | $6.12 | $13.4K | 1,197,579 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-03-29 | 2018-03-29 | 3,309 | $6.14 | $20.3K | 1,195,391 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-03-28 | 2018-03-29 | 3,930 | $6.03 | $23.7K | 1,192,083 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-03-27 | 2018-03-27 | 5,054 | $5.99 | $30.3K | 1,188,153 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-03-26 | 2018-03-27 | 4,100 | $6.15 | $25.2K | 1,183,099 | SEC↗ |
| OXSQ Oxford Square Capital Corp | P Buy | 2018-03-23 | 2018-03-27 | 1,966 | $6.21 | $12.2K | 1,178,999 | SEC↗ |
| TICC Oxford Square Capital Corp | P Buy | 2018-03-22 | 2018-03-22 | 3,017 | $6.15 | $18.6K | 1,177,033 | SEC↗ |
| TICC Oxford Square Capital Corp | P Buy | 2018-03-21 | 2018-03-22 | 2,569 | $6.08 | $15.6K | 1,174,016 | SEC↗ |
| TICC Oxford Square Capital Corp | P Buy | 2018-03-20 | 2018-03-22 | 3,723 | $6.13 | $22.8K | 1,171,447 | SEC↗ |
| TICC Oxford Street Capital Corp | P Buy | 2018-03-19 | 2018-03-19 | 6,329 | $6.05 | $38.3K | 1,167,724 | SEC↗ |
| TICC Oxford Street Capital Corp | P Buy | 2018-03-16 | 2018-03-19 | 5,907 | $6.12 | $36.1K | 1,161,395 | SEC↗ |
| TICC Oxford Street Capital Corp | P Buy | 2018-03-15 | 2018-03-19 | 5,262 | $6.08 | $32.0K | 1,155,489 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-14 | 2018-03-14 | 5,469 | $6.24 | $34.1K | 1,150,227 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-13 | 2018-03-14 | 5,360 | $6.25 | $33.5K | 1,144,758 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-12 | 2018-03-14 | 4,234 | $6.36 | $26.9K | 1,139,399 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-09 | 2018-03-09 | 4,338 | $6.38 | $27.7K | 1,135,165 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-08 | 2018-03-09 | 3,282 | $6.31 | $20.7K | 1,130,827 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-07 | 2018-03-09 | 2,855 | $6.27 | $17.9K | 1,127,546 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-06 | 2018-03-06 | 3,578 | $6.26 | $22.4K | 1,124,691 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-05 | 2018-03-06 | 4,039 | $6.20 | $25.0K | 1,121,113 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-02 | 2018-03-06 | 4,402 | $6.07 | $26.7K | 1,117,075 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-03-01 | 2018-03-01 | 3,900 | $6.08 | $23.7K | 1,113,033 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-28 | 2018-03-01 | 5,850 | $6.06 | $35.5K | 1,109,133 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-27 | 2018-03-01 | 6,604 | $6.03 | $39.8K | 1,103,283 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-26 | 2018-02-26 | 3,688 | $5.88 | $21.7K | 1,096,679 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-23 | 2018-02-26 | 2,967 | $5.76 | $17.1K | 1,092,991 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-22 | 2018-02-26 | 1,619 | $5.71 | $9.2K | 1,090,024 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-21 | 2018-02-21 | 3,320 | $5.70 | $18.9K | 1,088,405 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-20 | 2018-02-21 | 5,487 | $5.64 | $30.9K | 1,085,086 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-16 | 2018-02-21 | 3,688 | $5.68 | $20.9K | 1,079,599 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-15 | 2018-02-15 | 3,374 | $5.70 | $19.2K | 1,075,912 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-14 | 2018-02-15 | 2,744 | $5.65 | $15.5K | 1,072,538 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-13 | 2018-02-15 | 3,739 | $5.60 | $20.9K | 1,069,794 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-12 | 2018-02-12 | 7,360 | $5.51 | $40.6K | 1,066,055 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-09 | 2018-02-12 | 4,301 | $5.50 | $23.7K | 1,058,696 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2018-02-08 | 2018-02-12 | 4,889 | $5.54 | $27.1K | 1,054,395 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-21 | 2017-12-21 | 6,737 | $5.84 | $39.3K | 1,049,488 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-20 | 2017-12-21 | 8,086 | $5.83 | $47.1K | 1,042,751 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-19 | 2017-12-19 | 601 | $5.75 | $3.5K | 1,034,665 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-18 | 2017-12-19 | 31,161 | $5.81 | $181.0K | 1,034,065 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-15 | 2017-12-19 | 8,498 | $5.84 | $49.6K | 1,002,904 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-13 | 2017-12-13 | 4,445 | $5.94 | $26.4K | 994,406 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-12 | 2017-12-13 | 22,737 | $6.08 | $138.2K | 989,961 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-12-11 | 2017-12-13 | 450 | $6.10 | $2.7K | 967,224 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-22 | 2017-11-24 | 20 | $6.10 | $122 | 966,774 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-21 | 2017-11-24 | 1,050 | $6.09 | $6.4K | 966,754 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-20 | 2017-11-20 | 1,869 | $6.08 | $11.4K | 965,704 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-17 | 2017-11-20 | 2,243 | $6.06 | $13.6K | 963,835 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-16 | 2017-11-20 | 2,956 | $6.07 | $17.9K | 961,592 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-15 | 2017-11-15 | 8,485 | $6.03 | $51.2K | 958,636 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-14 | 2017-11-15 | 4,129 | $6.04 | $24.9K | 950,152 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-13 | 2017-11-15 | 12,916 | $6.02 | $77.8K | 946,023 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-08 | 2017-11-08 | 5,835 | $5.99 | $35.0K | 933,108 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-07 | 2017-11-08 | 21,050 | $5.99 | $126.1K | 927,273 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-11-06 | 2017-11-08 | 26,431 | $5.85 | $154.6K | 906,223 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-09-01 | 2017-09-05 | 732 | $6.68 | $4.9K | 879,764 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-31 | 2017-09-05 | 800 | $6.70 | $5.4K | 879,032 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-30 | 2017-08-30 | 5,077 | $6.67 | $33.9K | 878,232 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-29 | 2017-08-30 | 961 | $6.70 | $6.4K | 873,155 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-28 | 2017-08-30 | 3,645 | $6.69 | $24.4K | 872,195 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-25 | 2017-08-25 | 3,091 | $6.69 | $20.7K | 868,550 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-24 | 2017-08-25 | 3,438 | $6.69 | $23.0K | 865,459 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-23 | 2017-08-25 | 1,121 | $6.69 | $7.5K | 862,021 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-22 | 2017-08-22 | 4,423 | $6.68 | $29.5K | 860,900 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-21 | 2017-08-22 | 5,150 | $6.65 | $34.2K | 856,478 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-18 | 2017-08-22 | 449 | $6.65 | $3.0K | 851,328 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-14 | 2017-08-14 | 2,622 | $6.62 | $17.4K | 850,879 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-11 | 2017-08-14 | 9,489 | $6.58 | $62.4K | 848,258 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2017-08-10 | 2017-08-14 | 5,043 | $6.64 | $33.5K | 838,769 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2017-06-22 | 2017-06-23 | 20,000 | $9.79 | $195.8K | 130,000 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-20 | 2016-06-21 | 28,600 | $5.46 | $156.2K | 833,651 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-17 | 2016-06-21 | 40,200 | $5.44 | $218.7K | 805,051 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-16 | 2016-06-16 | 34,136 | $5.35 | $182.6K | 764,851 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-15 | 2016-06-16 | 40,360 | $5.39 | $217.5K | 730,715 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-14 | 2016-06-16 | 40,360 | $5.43 | $219.2K | 690,355 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-06 | 2016-06-08 | 14,400 | $5.74 | $82.7K | 649,995 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-03 | 2016-06-03 | 120,000 | $5.64 | $676.8K | 635,595 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-02 | 2016-06-03 | 27,320 | $5.61 | $153.3K | 515,595 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-06-01 | 2016-06-03 | 27,320 | $5.65 | $154.4K | 488,275 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-31 | 2016-05-31 | 27,320 | $5.65 | $154.4K | 460,955 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-27 | 2016-05-31 | 23,880 | $5.65 | $134.9K | 433,635 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-26 | 2016-05-31 | 23,880 | $5.67 | $135.4K | 409,755 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-25 | 2016-05-25 | 23,880 | $5.67 | $135.4K | 385,875 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-24 | 2016-05-25 | 23,880 | $5.60 | $133.7K | 361,995 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-23 | 2016-05-25 | 23,880 | $5.39 | $128.7K | 338,115 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-20 | 2016-05-20 | 20,160 | $5.27 | $106.2K | 314,235 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-19 | 2016-05-20 | 20,160 | $5.29 | $106.6K | 294,075 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-18 | 2016-05-20 | 20,160 | $5.44 | $109.7K | 273,915 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-17 | 2016-05-17 | 20,160 | $5.43 | $109.5K | 253,755 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-16 | 2016-05-17 | 20,160 | $5.44 | $109.7K | 233,595 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-13 | 2016-05-17 | 13,571 | $5.34 | $72.5K | 213,435 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-12 | 2016-05-12 | 16,680 | $5.30 | $88.4K | 199,864 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-11 | 2016-05-12 | 16,680 | $5.24 | $87.4K | 183,184 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-10 | 2016-05-12 | 16,680 | $5.08 | $84.7K | 166,504 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-09 | 2016-05-09 | 16,680 | $5.04 | $84.1K | 149,824 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-06 | 2016-05-09 | 12,800 | $5.02 | $64.3K | 133,144 | SEC↗ |
| TICC TICC Capital Corp. | P Buy | 2016-05-05 | 2016-05-09 | 12,800 | $5.00 | $64.0K | 120,344 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | X Exercise | 2014-03-11 | 2014-03-12 | 10,000 | $17.00 | $170.0K | 110,000 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | X Exercise deriv | 2014-03-03 | 2014-03-12 | 20,000 | — | $0 | 0 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | P Buy | 2013-11-18 | 2013-11-18 | 22,222 | $22.50 | $500.0K | 22,222 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | X Exercise | 2013-02-25 | 2013-02-26 | 38,000 | $14.50 | $551.0K | 100,000 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | X Exercise deriv | 2013-02-15 | 2013-02-26 | 62,000 | — | $0 | 0 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | X Exercise deriv | 2012-04-27 | 2012-04-30 | 18,000 | — | $0 | 0 | SEC↗ |
| OXLC Oxford Lane Capital Corp. | X Exercise | 2012-04-27 | 2012-04-30 | 18,000 | $13.75 | $247.5K | 62,000 | SEC↗ |