BERMAN RICHARD J
Insider CIK 1111620 · ADXS Director · CYRX Chief Executive Officer, Director · CATS Director · COMS Director · MTST Director · CUEN Director · TRIQ Director · BIVI Director · CELU Director · CNTX Director · NBS Director · ESIC Director
Trades across companies
| Ticker | Code | Trade | Filed | Shares | Price | Value | Owned after | |
|---|---|---|---|---|---|---|---|---|
| BIVI BIOVIE INC. | A Award deriv | 2024-12-20 | 2025-01-07 | 23,155 | — | $0 | 23,155 | SEC↗ |
| CELU Celularity Inc | A Award deriv | 2024-12-19 | 2025-01-06 | 84,746 | — | $0 | 202,857 | SEC↗ |
| CELU Celularity Inc | A Award | 2024-12-19 | 2025-01-06 | 67,416 | — | $0 | 67,416 | SEC↗ |
| BIVI BIOVIE INC. | A Award | 2024-11-20 | 2025-01-07 | 34,200 | — | $0 | 40,643 | SEC↗ |
| CELU Celularity Inc | A Award deriv | 2024-08-27 | 2024-08-28 | 118,111 | — | $0 | 118,111 | SEC↗ |
| CNTX Context Therapeutics Inc. | A Award deriv | 2024-06-13 | 2024-06-14 | 50,000 | — | $0 | 50,000 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2024-05-17 | 2024-05-21 | 23,830 | — | $0 | 23,830 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2024-05-17 | 2024-05-21 | 12,845 | — | $0 | 112,845 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2024-05-15 | 2024-05-16 | 8,105 | $13.41 | $108.7K | 100,000 | SEC↗ |
| BIVI BIOVIE INC. | A Award | 2023-11-09 | 2023-12-06 | 51,830 | — | $0 | 69,235 | SEC↗ |
| BIVI BIOVIE INC. | S Sale | 2023-08-22 | 2023-08-24 | 10,805 | $3.50 | $37.8K | 16,789 | SEC↗ |
| BIVI BIOVIE INC. | S Sale | 2023-06-07 | 2023-06-15 | 5,984 | $5.81 | $34.8K | 23,210 | SEC↗ |
| CNTX Context Therapeutics Inc. | A Award deriv | 2023-05-31 | 2023-05-31 | 50,000 | — | $0 | 50,000 | SEC↗ |
| BIVI BIOVIE INC. | S Sale | 2023-05-22 | 2023-06-15 | 5,000 | $6.50 | $32.5K | 29,194 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2023-05-12 | 2023-05-16 | 15,125 | — | $0 | 15,125 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2023-05-12 | 2023-05-16 | 8,105 | — | $0 | 108,105 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2023-05-11 | 2023-05-12 | 7,203 | $21.51 | $154.9K | 100,000 | SEC↗ |
| BIVI BIOVIE INC. | S Sale | 2023-03-28 | 2023-04-06 | 2,613 | $8.52 | $22.3K | 34,194 | SEC↗ |
| BIVI BIOVIE INC. | S Sale | 2023-03-28 | 2023-04-06 | 5,000 | $8.52 | $42.6K | 36,807 | SEC↗ |
| BIVI BIOVIE INC. | S Sale | 2023-03-27 | 2023-04-06 | 3,371 | $8.52 | $28.7K | 41,807 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2022-12-01 | 2022-12-05 | 7,250 | $19.63 | $142.3K | 0 | SEC↗ |
| BIVI BIOVIE INC. | A Award | 2022-11-23 | 2023-01-18 | 43,578 | — | $0 | 45,178 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2022-08-16 | 2022-08-16 | 2,708 | $43.05 | $116.6K | 107,203 | SEC↗ |
| CNTX Context Therapeutics Inc. | A Award deriv | 2022-06-02 | 2022-06-03 | 50,000 | — | $0 | 50,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2022-04-30 | 2022-05-03 | 2,708 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2022-04-30 | 2022-05-03 | 2,708 | — | $0 | 109,911 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2022-04-29 | 2022-05-03 | 13,981 | — | $0 | 13,981 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2022-04-29 | 2022-05-03 | 7,203 | — | $0 | 107,203 | SEC↗ |
| BIVI BIOVIE INC. | A Award deriv | 2022-04-05 | 2022-04-20 | 129,050 | — | $0 | 129,050 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2021-09-15 | 2021-09-15 | 6,224 | $64.55 | $401.8K | 100,000 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2021-09-15 | 2021-09-15 | 15,073 | $64.08 | $965.9K | 106,224 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2021-09-15 | 2021-09-15 | 3,703 | $62.72 | $232.3K | 121,297 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-09-13 | 2021-09-15 | 14,134 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-09-13 | 2021-09-15 | 10,866 | — | $0 | 24,134 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-09-13 | 2021-09-15 | 10,866 | $18.02 | $195.8K | 125,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-09-13 | 2021-09-15 | 14,134 | $14.35 | $202.8K | 114,134 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2021-04-30 | 2021-05-07 | 2,708 | — | $0 | 2,708 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2021-04-30 | 2021-05-07 | 5,416 | — | $0 | 5,416 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-04-07 | 2021-04-09 | 20,866 | — | $0 | 14,134 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-04-07 | 2021-04-09 | 6,923 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-04-07 | 2021-04-09 | 20,866 | $14.35 | $299.4K | 100,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-04-07 | 2021-04-09 | 6,923 | $9.29 | $64.3K | 79,134 | SEC↗ |
| TRIQ TRAQIQ, INC. | A Award | 2021-04-05 | 2021-04-06 | 250,000 | — | $0 | 350,000 | SEC↗ |
| COMS COMSovereign Holding Corp. | A Award deriv | 2021-04-01 | 2021-04-06 | 225,000 | — | $0 | 225,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-03-24 | 2021-03-25 | 18,885 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-03-24 | 2021-03-25 | 28,077 | — | $0 | 6,923 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-03-24 | 2021-03-25 | 4,167 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-03-24 | 2021-03-25 | 18,885 | $4.80 | $90.6K | 44,134 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-03-24 | 2021-03-25 | 28,077 | $9.29 | $260.8K | 72,211 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-03-24 | 2021-03-25 | 4,167 | $7.80 | $32.5K | 25,249 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-02-25 | 2021-03-01 | 16,115 | — | $0 | 18,885 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2021-02-25 | 2021-03-01 | 4,967 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-02-25 | 2021-03-01 | 4,967 | $4.56 | $22.6K | 4,967 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2021-02-25 | 2021-03-01 | 16,115 | $4.80 | $77.4K | 21,082 | SEC↗ |
| OTRK Ontrak, Inc. | A Award deriv | 2021-02-11 | 2021-02-16 | 4,882 | — | $0 | 4,882 | SEC↗ |
| BIVI BIOVIE INC. | A Award deriv | 2020-12-18 | 2021-09-29 | 102,500 | — | $0 | 102,500 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2020-11-11 | 2020-11-13 | 11,700 | — | $0 | 4,967 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2020-11-11 | 2020-11-13 | 8,300 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2020-11-11 | 2020-11-13 | 20,000 | $55.55 | $1.11M | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2020-11-11 | 2020-11-13 | 11,700 | $4.56 | $53.4K | 20,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2020-11-11 | 2020-11-13 | 8,300 | $3.07 | $25.5K | 8,300 | SEC↗ |
| CYRX Cryoport, Inc. | X Exercise deriv | 2020-07-29 | 2020-07-31 | 8,138 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | X Exercise | 2020-07-29 | 2020-07-31 | 8,138 | $3.57 | $29.1K | 9,250 | SEC↗ |
| CYRX Cryoport, Inc. | X Exercise deriv | 2020-05-28 | 2020-06-02 | 1,112 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | X Exercise | 2020-05-28 | 2020-06-02 | 1,112 | $6.00 | $6.7K | 1,112 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2020-05-04 | 2020-05-05 | 13,000 | — | $0 | 13,000 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2020-05-01 | 2020-05-05 | 35,000 | — | $0 | 35,000 | SEC↗ |
| BIVI BIOVIE INC. | A Award deriv | 2020-01-19 | 2021-09-29 | 800 | — | $0 | 800 | SEC↗ |
| BIVI BIOVIE INC. | A Award | 2020-01-02 | 2021-09-29 | 1,600 | — | $0 | 1,600 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2019-11-19 | 2019-11-21 | 5,000 | — | $0 | 8,300 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2019-11-19 | 2019-11-21 | 5,000 | $15.01 | $75.0K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2019-11-19 | 2019-11-21 | 5,000 | $3.07 | $15.3K | 5,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2019-11-15 | 2019-11-15 | 5,000 | — | $0 | 13,300 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2019-11-15 | 2019-11-15 | 5,000 | $3.07 | $15.3K | 5,000 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2019-11-15 | 2019-11-15 | 5,000 | $15.33 | $76.7K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2019-11-13 | 2019-11-15 | 5,000 | — | $0 | 18,300 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2019-11-13 | 2019-11-15 | 5,000 | $3.07 | $15.3K | 5,000 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2019-11-13 | 2019-11-15 | 98 | $14.98 | $1.5K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2019-11-13 | 2019-11-15 | 4,902 | $14.99 | $73.5K | 98 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2019-10-24 | 2019-10-25 | 10,000 | — | $0 | 10,000 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2019-05-02 | 2019-05-03 | 35,000 | — | $0 | 35,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2019-03-15 | 2019-03-18 | 30,000 | — | $0 | 23,300 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2019-03-15 | 2019-03-18 | 30,000 | $11.84 | $355.2K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2019-03-15 | 2019-03-18 | 30,000 | $3.07 | $92.1K | 30,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2018-11-15 | 2018-11-16 | 10,200 | — | $0 | 53,300 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2018-11-15 | 2018-11-16 | 10,200 | $3.07 | $31.3K | 10,200 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2018-11-15 | 2018-11-16 | 10,200 | $10.00 | $102.0K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2018-11-14 | 2018-11-16 | 19,800 | — | $0 | 63,500 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2018-11-14 | 2018-11-16 | 19,800 | $3.07 | $60.8K | 19,800 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2018-11-14 | 2018-11-16 | 19,800 | $10.09 | $199.8K | 0 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2018-11-05 | 2018-11-07 | 25,000 | — | $0 | 25,000 | SEC↗ |
| CUEN Cuentas Inc. | A Award deriv | 2018-09-13 | 2018-12-21 | 30,000 | — | $0 | 30,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2018-09-06 | 2018-09-07 | 10,000 | — | $0 | 83,300 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2018-09-06 | 2018-09-07 | 10,000 | $14.00 | $140.0K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2018-09-06 | 2018-09-07 | 10,000 | $3.07 | $30.7K | 10,000 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise deriv | 2018-08-15 | 2018-08-17 | 20,000 | — | $0 | 93,300 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2018-08-15 | 2018-08-17 | 20,000 | $12.81 | $256.2K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | M Exercise | 2018-08-15 | 2018-08-17 | 20,000 | $3.07 | $61.4K | 20,000 | SEC↗ |
| CATS CATASYS, INC. | A Award deriv | 2018-08-02 | 2018-08-03 | 30,624 | — | $0 | 30,624 | SEC↗ |
| ADXS Advaxis, Inc. | A Award | 2018-06-26 | 2018-06-27 | 5,000 | — | $0 | 55,669 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2018-05-25 | 2018-05-31 | 2,000 | $11.91 | $23.8K | 6,138 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2018-05-17 | 2018-05-21 | 35,000 | — | $0 | 35,000 | SEC↗ |
| CATS CATASYS, INC. | A Award deriv | 2017-12-19 | 2018-03-15 | 49,459 | — | $0 | 49,459 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2017-11-02 | 2017-11-06 | 25,000 | — | $0 | 25,000 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2017-08-15 | 2017-08-22 | 10,000 | $7.65 | $76.5K | 0 | SEC↗ |
| CYRX Cryoport, Inc. | S Sale | 2017-08-14 | 2017-08-22 | 11,396 | $7.80 | $88.9K | 10,000 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2017-06-23 | 2018-05-21 | 35,000 | — | $0 | 35,000 | SEC↗ |
| MTST.OB MetaStat, Inc. | P Buy | 2017-04-04 | 2017-04-06 | 20,000 | — | $0 | 52,696 | SEC↗ |
| CLBS Caladrius Biosciences, Inc | A Award deriv | 2017-01-09 | 2017-01-31 | 2,750 | — | $0 | 2,750 | SEC↗ |
| CLBS Caladrius Biosciences, Inc | A Award | 2017-01-09 | 2017-01-31 | 1,650 | — | $0 | 7,177 | SEC↗ |
| MTST.OB MetaStat, Inc. | J Other deriv | 2016-11-30 | 2016-12-05 | 100,000 | — | $0 | 0 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2016-11-03 | 2016-11-07 | 25,000 | — | $0 | 25,000 | SEC↗ |
| MTST.OB MetaStat, Inc. | J Other deriv | 2016-10-30 | 2016-12-05 | 4,546 | — | $0 | 0 | SEC↗ |
| MTST.OB MetaStat, Inc. | J Other deriv | 2016-10-30 | 2016-12-05 | 10 | $2.00 | $20 | 0 | SEC↗ |
| MTST.OB MetaStat, Inc. | P Buy deriv | 2016-10-30 | 2016-12-05 | 14,184 | — | $0 | 14,171 | SEC↗ |
| MTST.OB MetaStat, Inc. | P Buy | 2016-10-30 | 2016-12-05 | 28,367 | $2.00 | $56.7K | 32,696 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2016-08-09 | 2016-08-10 | 15,761 | $15.67 | $247.0K | 50,669 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2016-08-08 | 2016-08-10 | 18,000 | $15.21 | $273.8K | 66,430 | SEC↗ |
| MTST.OB MetaStat, Inc. | A Award deriv | 2016-07-07 | 2016-07-08 | 100,000 | — | $0 | 100,000 | SEC↗ |
| CLBS Caladrius Biosciences, Inc | A Award deriv | 2016-06-22 | 2016-06-23 | 12,500 | — | $0 | 12,500 | SEC↗ |
| CLBS Caladrius Biosciences, Inc | A Award | 2016-06-22 | 2016-06-23 | 7,500 | — | $0 | 55,266 | SEC↗ |
| CYRX Cryoport, Inc. | C Conversion deriv | 2016-01-30 | 2016-02-02 | 8,138 | — | $0 | 8,138 | SEC↗ |
| CYRX Cryoport, Inc. | C Conversion deriv | 2016-01-30 | 2016-02-02 | 1,667 | — | $0 | 0 | SEC↗ |
| CYRX Cryoport, Inc. | C Conversion | 2016-01-30 | 2016-02-02 | 8,138 | — | $0 | 8,138 | SEC↗ |
| CLBS Caladrius Biosciences, Inc | A Award deriv | 2016-01-25 | 2016-01-27 | 15,000 | — | $0 | 15,000 | SEC↗ |
| CLBS Caladrius Biosciences, Inc | A Award | 2016-01-25 | 2016-01-27 | 9,000 | — | $0 | 47,766 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2015-12-31 | 2016-01-04 | 8,210 | $2.03 | $16.7K | 21,396 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2015-12-17 | 2015-12-21 | 14,332 | $12.39 | $177.6K | 84,430 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2015-11-20 | 2015-11-24 | 113,300 | $3.06 | $346.7K | 134,134 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2015-11-05 | 2015-11-06 | 40,000 | — | $0 | 40,000 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2015-09-30 | 2015-10-02 | 8,115 | $2.48 | $20.1K | 13,186 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2015-06-30 | 2015-08-11 | 2,641 | $7.62 | $20.1K | 5,071 | SEC↗ |
| NBS NeoStem, Inc. | A Award | 2015-06-02 | 2015-06-04 | 10,000 | — | $0 | 38,766 | SEC↗ |
| MTST MetaStat, Inc. | A Award deriv | 2015-05-18 | 2015-05-20 | 300,000 | — | $0 | 300,000 | SEC↗ |
| MTST MetaStat, Inc. | A Award deriv | 2015-05-18 | 2015-06-17 | 300,000 | — | $0 | 300,000 | SEC↗ |
| CYRX Cryoport, Inc. | P Buy deriv | 2015-05-12 | 2015-05-13 | 13,336 | — | $0 | 13,336 | SEC↗ |
| CYRX Cryoport, Inc. | P Buy deriv | 2015-05-12 | 2015-05-13 | 1,667 | $12.00 | $20.0K | 1,667 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2015-05-07 | 2015-05-11 | 50,000 | — | $0 | 250,000 | SEC↗ |
| CYRX Cryoport, Inc. | A Award | 2015-03-31 | 2015-08-11 | 2,430 | $8.28 | $20.1K | 2,430 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2015-03-30 | 2015-04-01 | 20,000 | — | $0 | 20,000 | SEC↗ |
| ADXS Advaxis, Inc. | A Award | 2015-03-30 | 2015-04-01 | 15,000 | — | $0 | 98,762 | SEC↗ |
| MTST MetaStat, Inc. | P Buy deriv | 2015-03-27 | 2015-05-20 | 68,182 | — | $0 | 68,182 | SEC↗ |
| MTST MetaStat, Inc. | P Buy deriv | 2015-03-27 | 2015-05-20 | 9 | — | $0 | 9 | SEC↗ |
| MTST MetaStat, Inc. | P Buy deriv | 2015-03-27 | 2015-06-17 | 9 | — | $0 | 9 | SEC↗ |
| MTST MetaStat, Inc. | P Buy deriv | 2015-03-27 | 2015-06-17 | 68,182 | — | $0 | 68,182 | SEC↗ |
| NBS NeoStem, Inc. | A Award | 2015-01-16 | 2015-01-22 | 10,766 | — | $0 | 28,766 | SEC↗ |
| CYRX Cryoport, Inc. | A Award deriv | 2015-01-12 | 2015-01-14 | 200,000 | — | $0 | 200,000 | SEC↗ |
| NBS NeoStem, Inc. | A Award | 2015-01-02 | 2015-01-02 | 18,000 | — | $0 | 18,000 | SEC↗ |
| ADXS Advaxis, Inc. | A Award | 2014-11-03 | 2015-02-04 | 33,762 | — | $0 | 83,762 | SEC↗ |
| ADXS Advaxis, Inc. | A Award | 2014-07-17 | 2014-07-18 | 50,000 | — | $0 | 50,000 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2014-05-09 | 2014-05-09 | 7,000 | $2.63 | $18.4K | 7,530 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2014-05-09 | 2014-05-09 | 7,530 | $2.63 | $19.8K | 0 | SEC↗ |
| NBS NeoStem, Inc. | S Sale | 2013-12-12 | 2013-12-13 | 12,218 | $5.99 | $73.2K | 0 | SEC↗ |
| NBS NeoStem, Inc. | D To issuer | 2013-12-03 | 2013-12-05 | 1,193 | $6.29 | $7.5K | 12,218 | SEC↗ |
| NBS NeoStem, Inc. | D To issuer | 2013-07-01 | 2013-07-03 | 13,158 | $0.57 | $7.5K | 133,765 | SEC↗ |
| ADXS Advaxis, Inc. | A Award | 2013-06-12 | 2013-07-10 | 1,816,364 | — | $0 | 1,816,364 | SEC↗ |
| ADXS Advaxis, Inc. | A Award deriv | 2013-03-14 | 2013-07-10 | 750,000 | — | $0 | 750,000 | SEC↗ |
| NBS NeoStem, Inc. | A Award | 2013-01-04 | 2013-01-04 | 146,923 | — | $0 | 296,229 | SEC↗ |
| NBS NeoStem, Inc. | S Sale | 2012-12-28 | 2013-01-18 | 50,000 | $0.59 | $29.5K | 243,500 | SEC↗ |
| NBS NeoStem, Inc. | S Sale | 2012-12-28 | 2013-01-18 | 96,577 | $0.59 | $57.0K | 146,923 | SEC↗ |
| NBS NeoStem, Inc. | S Sale | 2012-12-27 | 2013-01-18 | 2,729 | $0.61 | $1.7K | 293,500 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2012-11-23 | 2013-07-10 | 100,000 | $0.04 | $4.0K | 0 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2012-11-21 | 2013-07-10 | 127,632 | $0.04 | $5.1K | 182,694 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2012-11-21 | 2013-07-10 | 67,306 | $0.04 | $2.7K | 310,326 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2012-11-21 | 2013-07-10 | 82,694 | $0.04 | $3.3K | 100,000 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2012-11-20 | 2013-07-10 | 150,000 | $0.04 | $6.0K | 527,632 | SEC↗ |
| ADXS Advaxis, Inc. | S Sale | 2012-11-20 | 2013-07-10 | 150,000 | $0.04 | $6.0K | 377,632 | SEC↗ |
| NBS NeoStem, Inc. | S Sale | 2012-09-18 | 2012-09-18 | 36,000 | $0.69 | $24.8K | 149,306 | SEC↗ |
| ESIC EASYLINK SERVICES INTERNAT | D To issuer | 2012-07-02 | 2012-07-05 | 77,006 | $7.25 | $558.3K | 0 | SEC↗ |
| ESIC EASYLINK SERVICES INTERNAT | D To issuer | 2012-07-02 | 2012-07-05 | 5,000 | $7.25 | $36.3K | 0 | SEC↗ |
| NBS NeoStem, Inc. | A Award | 2012-06-29 | 2012-07-03 | 15,306 | — | $0 | 185,306 | SEC↗ |
| ADXS Advaxis, Inc. | A Award | 2012-02-08 | 2013-02-28 | 677,632 | — | $0 | 677,632 | SEC↗ |
| NBS NeoStem, Inc. | A Award | 2012-01-04 | 2012-01-06 | 170,000 | — | $0 | 170,000 | SEC↗ |