NBS

NeoStem, Inc.CIK 320017 ☆ Sign in to watch Congress trades

Open-mkt buys · 90d

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0 trades · 0 insiders

Open-mkt sales · 90d

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0 trades · 0 insiders

Net · 90d

Insiders on file

AI insights for NBS PRO

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AI insights for NBS

Insider sentiment score with a plain-English explanation, conviction score on every buy, and how the stock performed 30 and 90 days after past insider buys.

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Daily buy vs sell · 90 days

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Insiders

Insider	Role	Trades	Bought	Sold	Last trade
Pecora Andrew L	See Remarks	90	$50.1K	$0	2015-06-04
LOSORDO DOUGLAS W	Chief Medical Officer	9	$0	$0	2015-06-02
Talamo Joseph	See Remarks	10	$0	$0	2015-06-02
Preti Robert A	See Remarks	16	$0	$0	2015-06-02
BERNSTEIN DREW	Director	6	$0	$0	2015-06-02
Wei Eric	Director, 10% Owner	17	$0	$542.2K	2015-06-02
Smith Robin L	See Remarks	27	$0	$0	2015-06-02
Mazzo David J	Chief Executive Officer	7	$0	$0	2015-06-02
TRABER PETER G	Director	2	$0	$0	2015-06-02
GREENACRE MARTYN D	Director	8	$0	$0	2015-06-02
VATERS ROBERT S	President & CFO	7	$0	$0	2015-06-02
KLOSK STEVEN M	Director	4	$39.9K	$0	2015-06-02
BERMAN RICHARD J	Director	13	$0	$186.2K	2015-06-02
MYERS STEVEN S	Director	13	$298.2K	$0	2015-06-02
VACZY CATHERINE M	VP and General Counsel	19	$0	$0	2015-04-13
RimAsia Capital Partners Manager, Ltd.	Director, 10% Owner	7	$0	$132.1K	2015-01-02
Potter Stephen W	Executive Vice President	8	$0	$0	2014-12-31
Dickey Robert IV	Chief Financial Officer	7	$0	$0	2014-12-31
RimAsia Capital Partners GP, L.P.	Director, 10% Owner	2	$0	$49.2K	2014-12-09
RimAsia Capital Partners, L.P.	Director, 10% Owner	2	$0	$60.2K	2014-12-08
Dillman Robert	See Remarks	1	$0	$0	2014-05-09
Keirstead Hans	See Remarks	1	$0	$0	2014-05-09
May Larry Alan	Chief Financial Officer	5	$0	$0	2013-01-02
Geehr Edward	Director	2	$0	$0	2012-06-29
SCHMIEG MARTIN E	Vice President - Corporate Dev	1	$0	$0	2012-06-25
Sackner-Bernstein Jonathan	VP Clinical Dev & Reg Affairs	1	$0	$0	2012-04-02
Kolbert Jason	See Remarks	1	$0	$0	2012-01-04
Shi Mingsheng	See Remarks	1	$0	$0	2012-01-04

Trade history

Insider	Role	Code	Trade	Filed	Shares	Price	Value	Owned after
Pecora Andrew L	Director	A Award	2015-06-04	2015-06-04	1,330	$2.34	$3.1K	356,359	SEC↗
Preti Robert A	See Remarks	A Award deriv	2015-06-02	2015-06-04	33,750	—	$0	0	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award deriv	2015-06-02	2015-06-04	33,750	—	$0	33,750	SEC↗
Mazzo David J	Chief Executive Officer	A Award	2015-06-02	2015-06-04	80,000	—	$0	239,543	SEC↗
Talamo Joseph	Chief Accounting Officer	A Award	2015-06-02	2015-06-04	22,500	—	$0	30,839	SEC↗
VATERS ROBERT S	President & CFO	A Award	2015-06-02	2015-06-04	60,000	—	$0	135,365	SEC↗
BERMAN RICHARD J	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	38,766	SEC↗
BERNSTEIN DREW	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	10,000	SEC↗
MYERS STEVEN S	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	152,931	SEC↗
KLOSK STEVEN M	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	32,000	SEC↗
TRABER PETER G	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	10,000	SEC↗
Pecora Andrew L	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	355,029	SEC↗
Wei Eric	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	2,132,988	SEC↗
GREENACRE MARTYN D	Director	A Award	2015-06-02	2015-06-04	10,000	—	$0	88,531	SEC↗
Smith Robin L	Executive Chair of the Board	A Award	2015-06-02	2015-06-04	40,000	—	$0	347,285	SEC↗
Pecora Andrew L	Director	A Award	2015-05-21	2015-05-21	1,354	$2.30	$3.1K	345,029	SEC↗
Pecora Andrew L	Director	A Award	2015-05-19	2015-05-21	925	—	$0	343,675	SEC↗
Preti Robert A	See Remarks	A Award	2015-05-19	2015-05-21	520	—	$0	190,954	SEC↗
Pecora Andrew L	Director	A Award	2015-05-07	2015-05-07	1,308	$2.38	$3.1K	342,750	SEC↗
Pecora Andrew L	Director	F Tax w/h	2015-04-29	2015-05-07	3,917	$2.87	$11.2K	341,442	SEC↗
Pecora Andrew L	Director	A Award	2015-04-23	2015-04-23	1,081	$2.88	$3.1K	345,359	SEC↗
VACZY CATHERINE M	General Counsel	A Award	2015-04-13	2015-04-14	3,971	—	$0	71,234	SEC↗
Pecora Andrew L	Director	A Award	2015-04-09	2015-04-13	899	$3.10	$2.8K	344,278	SEC↗
Pecora Andrew L	Director	A Award	2015-03-26	2015-03-27	848	$3.08	$2.6K	343,379	SEC↗
Wei Eric	Director	S Sale	2015-03-18	2015-03-20	100,000	$3.20	$320.0K	2,122,988	SEC↗
Pecora Andrew L	Director	A Award	2015-03-12	2015-03-12	688	$3.80	$2.6K	342,531	SEC↗
Pecora Andrew L	Director	A Award	2015-02-26	2015-02-26	7	$3.89	$26	341,843	SEC↗
Pecora Andrew L	Director	A Award	2015-02-12	2015-02-12	1,715	$3.77	$6.5K	341,171	SEC↗
Pecora Andrew L	Director	A Award	2015-02-12	2015-02-12	753	$3.47	$2.6K	339,456	SEC↗
VACZY CATHERINE M	General Counsel	F Tax w/h	2015-02-05	2015-02-06	12,096	$3.54	$42.8K	67,263	SEC↗
VACZY CATHERINE M	General Counsel	A Award	2015-02-05	2015-02-06	30,000	—	$0	79,359	SEC↗
Pecora Andrew L	Director	A Award	2015-01-29	2015-01-29	746	$3.50	$2.6K	347,508	SEC↗
TRABER PETER G	Director	A Award deriv	2015-01-22	2015-01-22	26,500	—	$0	26,500	SEC↗
Smith Robin L	Exec. Chairman of the Board	D To issuer deriv	2015-01-16	2015-01-21	50,000	—	$0	250,000	SEC↗
VATERS ROBERT S	President & CFO	D To issuer deriv	2015-01-16	2015-01-21	120,000	—	$0	0	SEC↗
VATERS ROBERT S	President & CFO	D To issuer deriv	2015-01-16	2015-01-21	80,000	—	$0	400,000	SEC↗
Mazzo David J	Chief Executive Officer	D To issuer deriv	2015-01-16	2015-01-21	220,000	—	$0	400,000	SEC↗
Mazzo David J	Chief Executive Officer	D To issuer deriv	2015-01-16	2015-01-21	200,000	—	$0	0	SEC↗
Smith Robin L	Exec. Chairman of the Board	A Award	2015-01-16	2015-01-21	39,276	—	$0	329,410	SEC↗
Smith Robin L	Exec. Chairman of the Board	F Tax w/h	2015-01-16	2015-01-21	20,117	$3.48	$70.0K	309,293	SEC↗
VATERS ROBERT S	President & CFO	A Award	2015-01-16	2015-01-21	137,028	—	$0	137,028	SEC↗
VATERS ROBERT S	President & CFO	F Tax w/h	2015-01-16	2015-01-21	61,663	$3.48	$214.6K	75,365	SEC↗
Mazzo David J	Chief Executive Officer	A Award	2015-01-16	2015-01-21	290,078	—	$0	290,078	SEC↗
Mazzo David J	Chief Executive Officer	F Tax w/h	2015-01-16	2015-01-21	130,535	$3.48	$454.3K	159,543	SEC↗
BERMAN RICHARD J	Director	A Award	2015-01-16	2015-01-22	10,766	—	$0	28,766	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2015-01-15	2015-01-15	684	$3.82	$2.6K	348,780	SEC↗
Mazzo David J	Chief Executive Officer	A Award deriv	2015-01-05	2015-01-05	200,000	—	$0	200,000	SEC↗
Mazzo David J	Chief Executive Officer	A Award deriv	2015-01-05	2015-01-05	620,000	—	$0	620,000	SEC↗
VATERS ROBERT S	President & CFO	A Award deriv	2015-01-05	2015-01-05	480,000	—	$0	480,000	SEC↗
VATERS ROBERT S	President & CFO	A Award deriv	2015-01-05	2015-01-05	120,000	—	$0	120,000	SEC↗
BERNSTEIN DREW	Director	A Award deriv	2015-01-02	2015-01-02	28,000	—	$0	28,000	SEC↗
Smith Robin L	Chairman and CEO	A Award deriv	2015-01-02	2015-01-02	150,000	—	$0	150,000	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award deriv	2015-01-02	2015-01-02	75,000	—	$0	75,000	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award deriv	2015-01-02	2015-01-02	40,000	—	$0	40,000	SEC↗
Talamo Joseph	Chief Accounting Officer	A Award deriv	2015-01-02	2015-01-02	30,000	—	$0	30,000	SEC↗
VACZY CATHERINE M	General Counsel	A Award deriv	2015-01-02	2015-01-02	45,000	—	$0	45,000	SEC↗
Preti Robert A	See Remarks	A Award deriv	2015-01-02	2015-01-02	50,000	—	$0	50,000	SEC↗
Smith Robin L	Exec. Chairman of the Board	A Award deriv	2015-01-02	2015-01-05	300,000	—	$0	300,000	SEC↗
Wei Eric	Director, 10% Owner	A Award	2015-01-02	2015-01-02	12,000	—	$0	12,000	SEC↗
Wei Eric	Director, 10% Owner	G Gift	2015-01-02	2015-01-02	12,000	—	$0	2,222,988	SEC↗
RimAsia Capital Partners Manag	Director, 10% Owner	G Gift	2015-01-02	2015-01-02	12,000	—	$0	2,222,988	SEC↗
KLOSK STEVEN M	Director	A Award	2015-01-02	2015-01-02	12,000	—	$0	22,000	SEC↗
MYERS STEVEN S	Director	A Award	2015-01-02	2015-01-02	19,000	—	$0	142,931	SEC↗
BERMAN RICHARD J	Director	A Award	2015-01-02	2015-01-02	18,000	—	$0	18,000	SEC↗
GREENACRE MARTYN D	Director	A Award	2015-01-02	2015-01-02	14,000	—	$0	78,531	SEC↗
Smith Robin L	Chairman and CEO	A Award	2014-12-31	2015-01-02	3,476	$3.20	$11.1K	290,134	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-12-31	2015-01-02	2,018	$3.20	$6.5K	348,096	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-12-31	2015-01-02	934	$3.75	$3.5K	346,078	SEC↗
Potter Stephen W	Executive Vice President	A Award	2014-12-31	2015-01-02	921	$3.20	$2.9K	14,016	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award	2014-12-31	2015-01-02	484	$3.20	$1.5K	12,066	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award	2014-12-31	2015-01-02	962	$3.20	$3.1K	43,043	SEC↗
Talamo Joseph	Chief Accounting Officer	A Award	2014-12-31	2015-01-02	710	$3.20	$2.3K	8,339	SEC↗
VACZY CATHERINE M	General Counsel	A Award	2014-12-31	2015-01-02	962	$3.20	$3.1K	49,359	SEC↗
Preti Robert A	See Remarks	A Award	2014-12-31	2015-01-02	613	$3.20	$2.0K	190,434	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-12-18	2014-12-18	1,033	$3.39	$3.5K	345,144	SEC↗
RimAsia Capital Partners GP, L	10% Owner	S Sale	2014-12-09	2015-01-02	13,940	$3.53	$49.2K	2,210,988	SEC↗
MYERS STEVEN S	Director	P Buy	2014-12-09	2014-12-09	15,000	$3.49	$52.4K	84,331	SEC↗
RimAsia Capital Partners, L.P.	10% Owner	S Sale	2014-12-08	2014-12-09	16,060	$3.75	$60.2K	2,224,928	SEC↗
MYERS STEVEN S	Director	P Buy	2014-12-05	2014-12-09	5,000	$3.75	$18.8K	69,331	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-12-04	2014-12-04	891	$3.93	$3.5K	344,111	SEC↗
RimAsia Capital Partners Manag	Director, 10% Owner	S Sale	2014-12-03	2014-12-04	5,912	$4.03	$23.8K	2,240,988	SEC↗
RimAsia Capital Partners Manag	Director, 10% Owner	S Sale	2014-12-02	2014-12-04	6,088	$4.00	$24.4K	2,246,900	SEC↗
MYERS STEVEN S	Director	P Buy	2014-12-01	2014-12-01	5,000	$3.85	$19.3K	64,331	SEC↗
MYERS STEVEN S	Director	P Buy	2014-11-28	2014-12-01	5,000	$3.99	$19.9K	59,331	SEC↗
KLOSK STEVEN M	Director	P Buy	2014-11-25	2014-11-25	10,000	$3.99	$39.9K	10,000	SEC↗
MYERS STEVEN S	Director	P Buy	2014-11-25	2014-11-26	15,000	$3.99	$59.9K	54,331	SEC↗
MYERS STEVEN S	Director	P Buy	2014-11-24	2014-11-25	19,800	$3.94	$78.0K	39,331	SEC↗
Pecora Andrew L	Chief Visionary Officer	P Buy	2014-11-24	2014-11-25	12,500	$4.01	$50.1K	343,220	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-11-20	2014-11-20	809	$4.33	$3.5K	330,720	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-11-06	2014-11-06	699	$5.01	$3.5K	329,911	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-10-23	2014-10-23	670	$5.23	$3.5K	329,212	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-10-09	2014-10-09	665	$5.27	$3.5K	328,542	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-09-25	2014-09-25	657	$5.33	$3.5K	327,877	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-09-11	2014-09-11	633	$5.53	$3.5K	327,220	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-08-28	2014-08-28	604	$5.80	$3.5K	326,587	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-08-14	2014-08-14	588	$5.96	$3.5K	325,983	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award deriv	2014-08-01	2014-08-01	25,000	—	$0	25,000	SEC↗
VACZY CATHERINE M	General Counsel	A Award deriv	2014-08-01	2014-08-01	25,000	—	$0	25,000	SEC↗
Talamo Joseph	See Remarks	A Award deriv	2014-08-01	2014-08-01	25,000	—	$0	25,000	SEC↗
Preti Robert A	See Remarks	A Award deriv	2014-08-01	2014-08-01	25,000	—	$0	25,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award deriv	2014-08-01	2014-08-01	75,000	—	$0	75,000	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award deriv	2014-08-01	2014-08-01	25,000	—	$0	25,000	SEC↗
Potter Stephen W	Executive Vice President	A Award deriv	2014-08-01	2014-08-01	25,000	—	$0	25,000	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-08-01	2014-08-01	50,000	—	$0	325,395	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award	2014-08-01	2014-08-01	6,303	—	$0	30,039	SEC↗
VACZY CATHERINE M	General Counsel	A Award	2014-08-01	2014-08-01	11,756	—	$0	48,397	SEC↗
Talamo Joseph	See Remarks	A Award	2014-08-01	2014-08-01	6,303	—	$0	7,629	SEC↗
Preti Robert A	See Remarks	A Award	2014-08-01	2014-08-01	6,367	—	$0	189,821	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award	2014-08-01	2014-08-01	6,303	—	$0	11,582	SEC↗
Potter Stephen W	Executive Vice President	A Award	2014-08-01	2014-08-01	6,303	—	$0	12,835	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-07-31	2014-08-01	564	$6.22	$3.5K	275,395	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-07-17	2014-07-17	606	$5.90	$3.6K	274,831	SEC↗
KLOSK STEVEN M	Director	A Award deriv	2014-07-08	2014-07-09	18,700	—	$0	18,700	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-07-03	2014-07-03	553	$6.47	$3.6K	274,225	SEC↗
Smith Robin L	See Remarks	A Award	2014-06-30	2014-07-01	2,010	$5.54	$11.1K	286,658	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-06-30	2014-07-01	3,247	$5.54	$18.0K	273,672	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award	2014-06-30	2014-07-01	1,736	$5.54	$9.6K	23,736	SEC↗
Preti Robert A	See Remarks	A Award	2014-06-30	2014-07-01	279	$5.54	$1.5K	183,454	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award	2014-06-30	2014-07-01	279	$5.54	$1.5K	5,279	SEC↗
Talamo Joseph	See Remarks	A Award	2014-06-30	2014-07-01	411	$5.54	$2.3K	1,326	SEC↗
VACZY CATHERINE M	General Counsel	A Award	2014-06-30	2014-07-01	556	$5.54	$3.1K	36,641	SEC↗
Potter Stephen W	Executive Vice President	A Award	2014-06-30	2014-07-01	532	$5.54	$2.9K	6,532	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-06-19	2014-06-19	378	$7.01	$2.6K	270,425	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-06-05	2014-06-05	386	$6.87	$2.7K	270,047	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-05-22	2014-05-22	446	$5.94	$2.6K	269,661	SEC↗
Keirstead Hans	See Remarks	A Award deriv	2014-05-09	2014-05-09	45,000	—	$0	45,000	SEC↗
Dillman Robert	See Remarks	A Award deriv	2014-05-09	2014-05-09	45,000	—	$0	45,000	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-05-08	2014-05-09	470	$5.64	$2.7K	269,215	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-04-24	2014-04-25	384	$6.90	$2.6K	268,745	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-04-10	2014-04-11	447	$6.96	$3.1K	268,361	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-03-27	2014-03-28	310	$6.93	$2.1K	267,914	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-03-13	2014-03-13	275	$7.81	$2.1K	267,604	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-02-27	2014-02-27	296	$7.26	$2.1K	267,329	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-02-13	2014-02-14	307	$7.00	$2.1K	267,033	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-01-30	2014-02-14	306	$7.03	$2.2K	266,726	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-01-16	2014-01-17	315	$6.83	$2.2K	270,822	SEC↗
Potter Stephen W	Executive Vice President	A Award deriv	2014-01-02	2014-01-03	35,000	—	$0	35,000	SEC↗
Talamo Joseph	See Remarks	A Award deriv	2014-01-02	2014-01-03	35,000	—	$0	35,000	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award deriv	2014-01-02	2014-01-03	100,000	—	$0	100,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award deriv	2014-01-02	2014-01-03	131,000	—	$0	131,000	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award deriv	2014-01-02	2014-01-03	35,000	—	$0	35,000	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award deriv	2014-01-02	2014-01-03	50,000	—	$0	50,000	SEC↗
Preti Robert A	See Remarks	A Award deriv	2014-01-02	2014-01-03	75,000	—	$0	75,000	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2014-01-02	2014-01-03	45,000	—	$0	45,000	SEC↗
BERNSTEIN DREW	Director	A Award deriv	2014-01-02	2014-01-03	28,000	—	$0	28,000	SEC↗
Wei Eric	Director, 10% Owner	A Award	2014-01-02	2014-01-03	12,000	—	$0	12,000	SEC↗
Wei Eric	Director, 10% Owner	G Gift	2014-01-02	2014-01-03	12,000	—	$0	2,252,988	SEC↗
RimAsia Capital Partners Manag	Director, 10% Owner	G Gift	2014-01-02	2014-01-03	12,000	—	$0	2,252,988	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-01-02	2014-01-03	315	$7.77	$2.4K	223,531	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2014-01-02	2014-01-03	46,976	—	$0	270,507	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2014-01-02	2014-01-03	94,000	—	$0	284,648	SEC↗
GREENACRE MARTYN D	Director	A Award	2014-01-02	2014-01-03	14,000	—	$0	64,531	SEC↗
MYERS STEVEN S	Director	A Award	2014-01-02	2014-01-03	19,000	—	$0	123,931	SEC↗
Pecora Andrew L	Chief Visionary Officer	F Tax w/h	2014-01-02	2014-02-14	4,402	$7.77	$34.2K	266,420	SEC↗
Talamo Joseph	See Remarks	A Award	2013-12-31	2014-01-03	454	$4.85	$2.2K	915	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-12-31	2014-01-03	3,608	$4.85	$17.5K	223,216	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2013-12-31	2014-01-03	2,093	$4.85	$10.2K	190,648	SEC↗
Preti Robert A	See Remarks	A Award	2013-12-31	2014-01-03	361	$4.85	$1.8K	183,175	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award	2013-12-31	2014-01-03	598	$4.85	$2.9K	36,085	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-12-19	2013-12-19	423	$6.10	$2.6K	219,608	SEC↗
BERMAN RICHARD J	Director	S Sale	2013-12-12	2013-12-13	12,218	$5.99	$73.2K	0	SEC↗
Wei Eric	Director, 10% Owner	S Sale	2013-12-09	2013-12-10	12,096	$6.37	$77.1K	2,240,988	SEC↗
Wei Eric	Director, 10% Owner	S Sale	2013-12-09	2013-12-10	12,096	$6.37	$77.1K	2,240,988	SEC↗
Wei Eric	Director, 10% Owner	S Sale	2013-12-06	2013-12-10	434	$6.35	$2.8K	2,253,084	SEC↗
Wei Eric	Director, 10% Owner	S Sale	2013-12-06	2013-12-10	434	$6.35	$2.8K	2,253,084	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-12-05	2013-12-05	411	$6.27	$2.6K	219,185	SEC↗
BERMAN RICHARD J	Director	D To issuer	2013-12-03	2013-12-05	1,193	$6.29	$7.5K	12,218	SEC↗
Wei Eric	Director, 10% Owner	S Sale	2013-11-26	2013-11-29	10,000	$6.26	$62.6K	2,253,518	SEC↗
RimAsia Capital Partners Manag	10% Owner	S Sale	2013-11-26	2013-11-29	10,000	$6.26	$62.6K	2,253,518	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-11-21	2013-11-22	434	$6.06	$2.6K	218,774	SEC↗
MYERS STEVEN S	Director	P Buy	2013-11-12	2013-11-25	8,012	$6.25	$50.1K	8,012	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-11-06	2013-11-07	406	$6.53	$2.7K	218,340	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-10-24	2013-10-28	383	$6.93	$2.7K	217,934	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-10-10	2013-10-10	391	$6.78	$2.7K	217,551	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-09-26	2013-09-26	297	$8.94	$2.7K	217,160	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-09-12	2013-09-12	307	$8.64	$2.7K	216,863	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-08-29	2013-08-29	365	$7.26	$2.6K	216,556	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award deriv	2013-08-19	2013-08-20	46,000	—	$0	46,000	SEC↗
Dickey Robert IV	Chief Financial Officer	A Award	2013-08-19	2013-08-20	5,000	—	$0	5,000	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award	2013-08-15	2013-08-15	355	$7.46	$2.6K	216,191	SEC↗
Pecora Andrew L	Chief Visionary Officer	A Award deriv	2013-08-05	2013-08-07	27,500	—	$0	27,500	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award	2013-08-05	2013-08-07	20,000	—	$0	20,000	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-08-01	2013-08-01	401	$7.05	$2.8K	215,836	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-07-18	2013-07-19	464	$6.00	$2.8K	215,434	SEC↗
Potter Stephen W	Executive Vice President	A Award deriv	2013-07-15	2013-07-17	30,000	—	$0	30,000	SEC↗
LOSORDO DOUGLAS W	Chief Medical Officer	A Award deriv	2013-07-15	2013-08-07	70,000	—	$0	70,000	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2013-07-12	2013-07-12	240,000	—	$0	240,000	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-07-03	2013-07-03	4,150	$0.56	$2.3K	2,149,700	SEC↗
BERMAN RICHARD J	Director	D To issuer	2013-07-01	2013-07-03	13,158	$0.57	$7.5K	133,765	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-06-20	2013-06-20	6,671	$0.53	$3.5K	2,145,550	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-06-06	2013-06-06	6,547	$0.54	$3.5K	2,138,879	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-05-23	2013-05-23	6,096	$0.58	$3.5K	2,132,332	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-05-09	2013-05-09	6,547	$0.54	$3.5K	2,126,236	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-04-25	2013-04-25	5,612	$0.63	$3.5K	2,119,689	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-04-11	2013-04-11	5,199	$0.68	$3.5K	2,114,077	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-03-28	2013-03-28	5,124	$0.69	$3.5K	2,108,878	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-03-14	2013-03-14	5,524	$0.64	$3.5K	2,103,754	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2013-03-06	2013-03-07	100,000	$0.53	$53.0K	1,849,553	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-02-28	2013-03-01	5,893	$0.60	$3.5K	2,098,230	SEC↗
Potter Stephen W	Director	A Award deriv	2013-02-11	2013-02-12	93,500	—	$0	93,500	SEC↗
Potter Stephen W	Director	A Award	2013-02-11	2013-02-12	60,000	—	$0	60,000	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-01-31	2013-02-01	5,524	$0.64	$3.5K	2,086,634	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-01-17	2013-01-18	5,796	$0.61	$3.5K	2,083,777	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-01-14	2013-02-20	5,703	$0.62	$3.5K	2,092,337	SEC↗
BERNSTEIN DREW	Director	A Award deriv	2013-01-04	2013-01-04	265,000	—	$0	265,000	SEC↗
MYERS STEVEN S	Director	A Award	2013-01-04	2013-01-04	170,000	—	$0	1,244,606	SEC↗
Wei Eric	Director, 10% Owner	A Award	2013-01-04	2013-01-04	120,000	—	$0	120,000	SEC↗
BERMAN RICHARD J	Director	A Award	2013-01-04	2013-01-04	146,923	—	$0	296,229	SEC↗
GREENACRE MARTYN D	Director	A Award	2013-01-04	2013-01-04	120,000	—	$0	505,306	SEC↗
Wei Eric	Director, 10% Owner	G Gift	2013-01-04	2013-01-08	120,000	—	$0	22,665,180	SEC↗
RimAsia Capital Partners Manag	10% Owner	G Gift	2013-01-04	2013-01-08	120,000	—	$0	22,665,180	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2013-01-03	2013-01-04	5,703	$0.61	$3.5K	2,077,981	SEC↗
Preti Robert A	See Remarks	A Award deriv	2013-01-02	2013-01-03	300,000	—	$0	300,000	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award deriv	2013-01-02	2013-01-04	300,000	—	$0	300,000	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2013-01-02	2013-01-04	250,000	—	$0	250,000	SEC↗
Talamo Joseph	See Remarks	A Award deriv	2013-01-02	2013-01-04	225,000	—	$0	225,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award deriv	2013-01-02	2013-01-04	500,000	—	$0	500,000	SEC↗
May Larry Alan	Chief Financial Officer	A Award deriv	2013-01-02	2013-01-04	250,000	—	$0	250,000	SEC↗
Preti Robert A	See Remarks	A Award	2012-12-31	2013-01-03	5,998	$0.60	$3.6K	1,831,077	SEC↗
BERMAN RICHARD J	Director	S Sale	2012-12-28	2013-01-18	50,000	$0.59	$29.5K	243,500	SEC↗
BERMAN RICHARD J	Director	S Sale	2012-12-28	2013-01-18	96,577	$0.59	$57.0K	146,923	SEC↗
BERMAN RICHARD J	Director	S Sale	2012-12-27	2013-01-18	2,729	$0.61	$1.7K	293,500	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-12-20	2012-12-20	7,226	$0.61	$4.4K	2,072,278	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-12-06	2012-12-14	6,887	$0.64	$4.4K	2,065,052	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-11-26	2012-11-26	6,934	$0.67	$4.6K	2,053,389	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-11-26	2012-11-26	4,786	$0.71	$3.4K	2,058,175	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-11-08	2012-11-13	6,362	$0.63	$4.0K	2,046,445	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-10-25	2012-10-26	6,771	$0.71	$4.8K	2,040,083	SEC↗
Preti Robert A	See Remarks	A Award	2012-09-28	2012-10-01	5,370	$0.69	$3.7K	1,825,079	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-09-27	2012-10-01	11,794	$0.69	$8.1K	2,033,312	SEC↗
BERMAN RICHARD J	Director	S Sale	2012-09-18	2012-09-18	36,000	$0.69	$24.8K	149,306	SEC↗
RimAsia Capital Partners Manag	10% Owner	S Sale	2012-09-17	2012-09-18	30,000	$0.71	$21.3K	105,306	SEC↗
Smith Robin L	Chairman of the Board and CE	D To issuer deriv	2012-08-16	2012-08-17	54,000	—	$0	0	SEC↗
May Larry Alan	Chief Financial Officer	D To issuer deriv	2012-08-16	2012-08-17	1,500	—	$0	0	SEC↗
VACZY CATHERINE M	VP and General Counsel	D To issuer deriv	2012-08-16	2012-08-17	9,500	—	$0	0	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2012-08-16	2012-08-17	54,000	—	$0	1,713,533	SEC↗
May Larry Alan	Chief Financial Officer	A Award	2012-08-16	2012-08-17	1,500	—	$0	64,618	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award	2012-08-16	2012-08-17	9,500	—	$0	354,862	SEC↗
RimAsia Capital Partners GP, L	Director, 10% Owner	G Gift	2012-07-20	2012-07-23	15,306	—	$0	22,545,180	SEC↗
Wei Eric	Director, 10% Owner	G Gift	2012-07-20	2012-07-23	15,306	—	$0	22,545,180	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award deriv	2012-07-05	2012-07-06	700,000	—	$0	700,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2012-07-05	2012-07-06	150,000	$0.52	$78.0K	1,659,533	SEC↗
BERNSTEIN DREW	Director	A Award deriv	2012-06-29	2012-07-03	18,685	—	$0	18,685	SEC↗
Geehr Edward	Director	A Award deriv	2012-06-29	2012-07-03	18,685	—	$0	18,685	SEC↗
BERMAN RICHARD J	Director	A Award	2012-06-29	2012-07-03	15,306	—	$0	185,306	SEC↗
GREENACRE MARTYN D	Director	A Award	2012-06-29	2012-07-03	15,306	—	$0	385,306	SEC↗
MYERS STEVEN S	Director	A Award	2012-06-29	2012-07-03	15,306	—	$0	1,074,606	SEC↗
Wei Eric	Director	A Award	2012-06-29	2012-07-03	15,306	—	$0	15,306	SEC↗
Preti Robert A	See Remarks	A Award	2012-06-29	2012-07-03	7,652	$0.49	$3.7K	1,819,709	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2012-06-25	2012-06-27	64,583	—	$0	64,583	SEC↗
SCHMIEG MARTIN E	Vice President - Corporate D	A Award deriv	2012-06-25	2012-06-27	300,000	—	$0	300,000	SEC↗
GREENACRE MARTYN D	Director	P Buy deriv	2012-05-11	2012-05-11	250,000	—	$0	250,000	SEC↗
GREENACRE MARTYN D	Director	P Buy	2012-05-11	2012-05-11	250,000	—	$0	370,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2012-04-30	2012-04-30	24,872	$0.36	$9.0K	1,509,553	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award deriv	2012-04-26	2012-04-30	140,000	—	$0	140,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award deriv	2012-04-26	2012-04-30	402,627	—	$0	402,627	SEC↗
May Larry Alan	Chief Financial Officer	A Award deriv	2012-04-26	2012-04-30	56,250	—	$0	56,250	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2012-04-26	2012-04-30	58,025	—	$0	58,025	SEC↗
Preti Robert A	See Remarks	A Award deriv	2012-04-26	2012-04-30	55,000	—	$0	55,000	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-04-26	2012-04-30	7,536	$0.36	$2.7K	2,021,518	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2012-04-13	2012-04-16	26,313	$0.33	$8.7K	1,484,681	SEC↗
Pecora Andrew L	Chief Medical Officer	A Award	2012-04-12	2012-04-16	8,478	$0.32	$2.7K	2,013,982	SEC↗
Sackner-Bernstein Jonathan	VP Clinical Dev & Reg Affair	A Award deriv	2012-04-02	2012-04-04	400,000	—	$0	400,000	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2012-03-30	2012-04-03	21,653	$0.38	$8.2K	1,458,368	SEC↗
Preti Robert A	See Remarks	A Award	2012-03-29	2012-04-02	4,903	$0.51	$2.5K	1,812,147	SEC↗
Smith Robin L	Chairman of the Board and CE	A Award	2012-03-15	2012-03-15	14,187	$0.58	$8.2K	1,436,715	SEC↗
Smith Robin L	Chairman of Board and CEO	A Award	2012-02-29	2012-03-01	14,436	$0.57	$8.2K	1,422,528	SEC↗
Smith Robin L	Chairman of Board and CEO	A Award	2012-02-15	2012-02-16	12,281	$0.67	$8.2K	1,408,092	SEC↗
Smith Robin L	Chairman of Board and CEO	A Award	2012-01-31	2012-02-01	13,061	$0.63	$8.2K	1,395,811	SEC↗
Wei Eric	Director, 10% Owner	G Gift	2012-01-12	2012-01-13	120,000	—	$0	22,529,874	SEC↗
RimAsia Capital Partners, L.P.	Director, 10% Owner	G Gift	2012-01-12	2012-01-13	120,000	—	$0	22,529,874	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2012-01-06	2012-01-06	150,000	—	$0	150,000	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award	2012-01-06	2012-01-06	10,669	$0.52	$5.5K	345,362	SEC↗
Smith Robin L	Chairman of Board and CEO	A Award deriv	2012-01-04	2012-01-06	790,000	—	$0	790,000	SEC↗
Preti Robert A	See Remarks	A Award deriv	2012-01-04	2012-01-06	276,400	—	$0	276,400	SEC↗
May Larry Alan	Chief Financial Officer	A Award deriv	2012-01-04	2012-01-06	200,000	—	$0	200,000	SEC↗
VACZY CATHERINE M	VP and General Counsel	A Award deriv	2012-01-04	2012-01-06	200,000	—	$0	200,000	SEC↗
Pecora Andrew L	See Remarks	A Award deriv	2012-01-04	2012-01-06	175,000	—	$0	175,000	SEC↗
Kolbert Jason	See Remarks	A Award deriv	2012-01-04	2012-01-06	125,000	—	$0	125,000	SEC↗
Talamo Joseph	See Remarks	A Award deriv	2012-01-04	2012-01-06	75,000	—	$0	75,000	SEC↗
BERNSTEIN DREW	Director	A Award deriv	2012-01-04	2012-01-06	170,000	—	$0	170,000	SEC↗
Geehr Edward	Director	A Award deriv	2012-01-04	2012-01-06	120,000	—	$0	120,000	SEC↗
Shi Mingsheng	See Remarks	A Award deriv	2012-01-04	2012-01-06	120,000	—	$0	120,000	SEC↗
BERMAN RICHARD J	Director	A Award	2012-01-04	2012-01-06	170,000	—	$0	170,000	SEC↗
MYERS STEVEN S	Director	A Award	2012-01-04	2012-01-06	170,000	—	$0	1,059,300	SEC↗
Wei Eric	Director, 10% Owner	A Award	2012-01-04	2012-01-06	120,000	—	$0	120,000	SEC↗
GREENACRE MARTYN D	Director	A Award	2012-01-04	2012-01-06	120,000	—	$0	120,000	SEC↗